{"url":"https://nivawealth.com/firms/haven-capital-group-149641","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149641","regulatoryAum":143939449,"crd":"149641","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1987375","suffix":null,"lastName":"HORTON","firstName":"KRISTIN","middleName":"WYMAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-21","regulatoryAum":118900260,"clients":129,"employees":1,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":142402490,"clients":128,"employees":1,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":143939449,"clients":118,"employees":1,"offices":1}],"secFileNumber":"801-130171","legalName":"Haven Capital Group, Inc.","displayName":"Haven Capital 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Portfolios","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039357","versionId":1039357,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-31","documentName":"MARCH 31, 2026 HAVEN CAPITAL GROUP INC BROCHURE","fee_rate_low":1.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":5000}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:54:31.14397+00:00","documents":[{"name":"MARCH 31, 2026 HAVEN CAPITAL GROUP INC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039357","versionId":1039357,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":143939449}],"custodyNote":"Haven Capital Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kristin Horton","title":"President and Chief Compliance Officer","crd":"1987375"}],"ownership":[{"label":"Kristin Horton","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since June 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2625 Townsgate RD, Ste 330","city":"Westlake Village","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-963-9050","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":83},{"label":"U.S. state and local bonds","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149641/PDF/149641.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039357","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Haven Capital Group have?","answer":"Haven Capital Group has 118 clients and manages $144 million for them, as of March 2026. They include 82 high-net-worth individuals and 36 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Haven Capital Group offer?","answer":"Haven Capital Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Haven Capital Group charge?","answer":"Haven Capital Group charges 1.50% a year for its Equity/Balanced/Fixed Income Portfolios. The fee is billed in advance or in arrears, is negotiable and has a $5,000 annual minimum.","source":"MARCH 31, 2026 HAVEN CAPITAL GROUP INC BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Haven Capital Group use?","answer":"Haven Capital Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $144M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Haven Capital Group have?","answer":"Haven Capital Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Haven Capital Group invest in?","answer":"At the end of its last fiscal year, Haven Capital Group’s separately managed accounts held 83% exchange-traded equities, 13% state and local bonds and 4% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Haven Capital Group?","answer":"Haven Capital Group’s direct owner is Kristin Horton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Haven Capital Group get paid?","answer":"Haven Capital Group is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Haven Capital Group?","answer":"Haven Capital Group’s main office is at 2625 Townsgate RD, Ste 330, Westlake Village, CA 91361-5751. Its phone number is 805-963-9050. Its website is havencapitalgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}