{"url":"https://nivawealth.com/firms/hassell-wealth-management-297892","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297892","regulatoryAum":387400590,"crd":"297892","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7327160","suffix":null,"lastName":"Bergeron","firstName":"MaryLucy","middleName":"Tujague"},{"crd":"5654059","suffix":null,"lastName":"HASSELL","firstName":"ALEXANDRA","middleName":null},{"crd":"1201471","suffix":null,"lastName":"HASSELL","firstName":"JOHN","middleName":"THOMAS"},{"crd":"5483545","suffix":null,"lastName":"HASSELL","firstName":"STEPHEN","middleName":"KELLY"},{"crd":"6111020","suffix":null,"lastName":"Hebert","firstName":"Katherine","middleName":"Cuccia"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-29","regulatoryAum":202829858,"clients":324,"employees":7,"offices":1},{"filedOn":"2022-02-09","regulatoryAum":246735025,"clients":349,"employees":8,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":224779319,"clients":358,"employees":8,"offices":1},{"filedOn":"2024-04-05","regulatoryAum":255797950,"clients":358,"employees":9,"offices":3},{"filedOn":"2025-03-21","regulatoryAum":348596307,"clients":409,"employees":8,"offices":3},{"filedOn":"2026-09-11","regulatoryAum":387400590,"clients":414,"employees":9,"offices":3}],"secFileNumber":"801-114012","legalName":"Hassell Wealth Management, L.L.C.","displayName":"Hassell Wealth Management","slug":"hassell-wealth-management-297892","website":"https://hassellwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/297892/2d335b8009705f37-r1.webp","tone":"light","width":996,"height":200,"sourceUrl":"https://www.hassellwealth.com/","sourceLabel":"Hassell Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/hassell-wealth-management/","xUrl":"https://twitter.com/hassellwealth","founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"300 Lafayette Street, Suite 200","city":"Houma","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70360"},"tradeNames":[],"registration":{"secApproved":"26 September 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":935162.4516908212,"staff":{"employees":9,"advisory":6,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":387400590,"discretionary":387400590,"discretionaryAccounts":1227,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":11},"clientTypes":[{"label":"Individuals (other than HNW)","clients":320,"regulatoryAum":93318690},{"label":"High-net-worth individuals","clients":94,"regulatoryAum":293838565},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":243147},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":188}],"feePrograms":[{"role":"main","program":"Investment management services","feeBasis":"marginal","fee_tiers":[{"to":100000,"pct":1.8,"from":0},{"to":400000,"pct":1.65,"from":100000},{"to":750000,"pct":1.25,"from":400000},{"to":1000000,"pct":1,"from":750000},{"to":3000000,"pct":0.75,"from":1000000},{"to":10000000,"pct":0.6,"from":3000000},{"to":15000000,"pct":0.5,"from":10000000},{"to":null,"pct":0.25,"from":15000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059962","versionId":1059962,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-02","documentName":"HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE","fee_rate_low":0.25,"fee_rate_high":1.8,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Financial planning","summary":"Financial planning is quoted in advance at a fixed rate; fees generally start at $5,000 per year for ongoing engagements.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059962","versionId":1059962,"submittedOn":"2026-10-02","documentName":"HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:29:52.359885+00:00","documents":[{"name":"HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059962","versionId":1059962,"submittedOn":"2026-10-02"}]},"custodians":[{"name":"Axos Savings Bank","shortName":"Axos Savings Bank","location":"Centennial, CO","smaAssets":716722},{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":390944383}],"custodyNote":"Hassell Wealth Management has custody of $3.02M for 11 clients.","otherCustodians":[],"leadership":[{"name":"Stephen Hassell","title":"Managing Member, Chief Compliance Officer","crd":"5483545"},{"name":"John Hassell","title":"Managing Member","crd":"1201471"}],"ownership":[{"label":"Stephen Hassell","detail":"Managing member, chief compliance officer in the 75% or more ownership band and a control person, since June 2018."},{"label":"John Hassell","detail":"Managing member in the 10% to 25% ownership band and a control person, since June 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":3,"addresses":[{"street":"300 Lafayette Street, Suite 200","city":"Houma","headquarters":true},{"street":"8550 United Plaza DR., Suite 702","city":"Baton Rouge"},{"street":"2121 N. Causeway BLVD., Suite 158","city":"Metairie"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"985-868-9881","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":49},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"11 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297892/PDF/297892.pdf","brochureDate":"2 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059962","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hassell Wealth Management have?","answer":"Hassell Wealth Management has 414 clients and manages $387 million for them, as of September 2026. They include 320 individual clients and 94 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hassell Wealth Management offer?","answer":"Hassell Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hassell Wealth Management charge?","answer":"Hassell Wealth Management charges 0.25%–1.80% a year for its Investment management services. Each asset band is charged at its own rate. The fee is billed in advance and has a $5,000 annual minimum.","source":"HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE, filed 2 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hassell Wealth Management use?","answer":"Hassell Wealth Management’s separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $391M and Axos Savings Bank (Centennial, CO), with $717K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hassell Wealth Management have?","answer":"Hassell Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hassell Wealth Management invest in?","answer":"At the end of its last fiscal year, Hassell Wealth Management’s separately managed accounts held 49% exchange-traded equities, 45% registered funds (mutual funds, ETFs, BDCs) and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hassell Wealth Management?","answer":"Hassell Wealth Management’s direct owners are Stephen Hassell (75% or more) and John Hassell (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hassell Wealth Management get paid?","answer":"Hassell Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hassell Wealth Management?","answer":"Hassell Wealth Management’s main office is at 300 Lafayette Street, Suite 200, Houma, LA 70360. Its phone number is 985-868-9881. Its website is hassellwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/hassell-wealth-management-297892/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1965270/000196527026000008/0001965270-26-000008-index.html","totalValue":325995557,"positionCount":29,"top10Share":0.8495710633258723,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":89805659,"shares":243871,"shareType":"SH","priorValue":76527830,"priorShares":238546},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":32105993,"shares":456440,"shareType":"SH","priorValue":28872735,"priorShares":450573},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US SMALL CAP ETF","cusip":"25434V815","value":29442633,"shares":770951,"shareType":"SH","priorValue":26723422,"priorShares":762655},{"issuer":"VANGUARD CHARLOTTE FDS","titleOfClass":"TOTAL INT BD ETF","cusip":"92203J407","value":25421548,"shares":531498,"shareType":"SH","priorValue":26175909,"priorShares":544764},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":22273942,"shares":272231,"shareType":"SH","priorValue":25133695,"priorShares":303730},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INTER TERM TREAS","cusip":"92206C706","value":18325894,"shares":313156,"shareType":"SH","priorValue":18216331,"priorShares":305900},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":17897999,"shares":227681,"shareType":"SH","priorValue":17923055,"priorShares":226101},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"EMERGING MKTS CO","cusip":"25434V732","value":15863241,"shares":402620,"shareType":"SH","priorValue":13932309,"priorShares":403251},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":14604971,"shares":331630,"shareType":"SH","priorValue":12960049,"priorShares":333506},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL SMALL CAP V","cusip":"25434V781","value":11214512,"shares":276356,"shareType":"SH","priorValue":10735446,"priorShares":272197}],"positionsListed":29,"positions":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":89805659,"shares":243871,"shareType":"SH","priorValue":76527830,"priorShares":238546},{"issuer":"VANGUARD TAX-MANAGED FDS","titleOfClass":"VAN FTSE DEV MKT","cusip":"921943858","value":32105993,"shares":456440,"shareType":"SH","priorValue":28872735,"priorShares":450573},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US SMALL CAP ETF","cusip":"25434V815","value":29442633,"shares":770951,"shareType":"SH","priorValue":26723422,"priorShares":762655},{"issuer":"VANGUARD CHARLOTTE FDS","titleOfClass":"TOTAL INT BD ETF","cusip":"92203J407","value":25421548,"shares":531498,"shareType":"SH","priorValue":26175909,"priorShares":544764},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INT-TERM CORP","cusip":"92206C870","value":22273942,"shares":272231,"shareType":"SH","priorValue":25133695,"priorShares":303730},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"INTER TERM TREAS","cusip":"92206C706","value":18325894,"shares":313156,"shareType":"SH","priorValue":18216331,"priorShares":305900},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":17897999,"shares":227681,"shareType":"SH","priorValue":17923055,"priorShares":226101},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"EMERGING MKTS CO","cusip":"25434V732","value":15863241,"shares":402620,"shareType":"SH","priorValue":13932309,"priorShares":403251},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":14604971,"shares":331630,"shareType":"SH","priorValue":12960049,"priorShares":333506},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL SMALL CAP V","cusip":"25434V781","value":11214512,"shares":276356,"shareType":"SH","priorValue":10735446,"priorShares":272197},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EX US CORE","cusip":"25434V880","value":7297070,"shares":200249,"shareType":"SH","priorValue":6851849,"priorShares":201703},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P TTL STK","cusip":"464287150","value":6907938,"shares":42227,"shareType":"SH","priorValue":6003401,"priorShares":42150},{"issuer":"VANGUARD MUN BD FDS","titleOfClass":"INTERMEDIATE TRM","cusip":"922907738","value":5318100,"shares":52922,"shareType":"SH","priorValue":1398790,"priorShares":13996},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHORT TERM TREAS","cusip":"92206C102","value":4962887,"shares":85552,"shareType":"SH","priorValue":2573453,"priorShares":43961},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":4881020,"shares":45655,"shareType":"SH","priorValue":4846937,"priorShares":45661},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":4058330,"shares":5445,"shareType":"SH","priorValue":3531857,"priorShares":5431},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":2360025,"shares":39886,"shareType":"SH","priorValue":1546545,"priorShares":28613},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":2215176,"shares":23000,"shareType":"SH","priorValue":2056546,"priorShares":22717},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL COR FIX ETF","cusip":"25434V575","value":2132518,"shares":40202,"shareType":"SH","priorValue":867056,"priorShares":16531},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":1934857,"shares":2824,"shareType":"SH","priorValue":1675614,"priorShares":2804},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":1423530,"shares":4306,"shareType":"SH","priorValue":1266238,"priorShares":4305},{"issuer":"SPDR INDEX SHS FDS","titleOfClass":"ST PORT MARK ETF","cusip":"78463X509","value":1213635,"shares":23662,"shareType":"SH","priorValue":1109994,"priorShares":23662},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":1124918,"shares":5301,"shareType":"SH","priorValue":1105274,"priorShares":5759},{"issuer":"ISHARES INC","titleOfClass":"CORE MSCI EMKT","cusip":"46434G103","value":778399,"shares":9694,"shareType":"SH","priorValue":671013,"priorShares":9620},{"issuer":"VANGUARD MUN BD FDS","titleOfClass":"TAX EXEMPT BD","cusip":"922907746","value":749012,"shares":14903,"shareType":"SH","priorValue":4034381,"priorShares":80866},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":590210,"shares":1883,"shareType":"SH","priorValue":528997,"priorShares":2084},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":485995,"shares":649,"shareType":"SH","priorValue":425830,"priorShares":652},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":326952,"shares":1858,"shareType":"SH"},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":278593,"shares":1974,"shareType":"SH","priorValue":334912,"priorShares":1974}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}