{"url":"https://nivawealth.com/firms/harvey-investment-110482","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110482","regulatoryAum":1028628022,"crd":"110482","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"239226","suffix":null,"lastName":"HARVEY","firstName":"SAMUEL","middleName":"CASTLEMAN"},{"crd":"4161367","suffix":null,"lastName":"HERRMANN","firstName":"MARY","middleName":"LINDER"},{"crd":"5899153","suffix":null,"lastName":"JEVNE","firstName":"JOSHUA","middleName":"STEPHEN"},{"crd":"5983809","suffix":null,"lastName":"NOBLE","firstName":"SAMUEL","middleName":"HUNTER"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-16","regulatoryAum":826395170,"clients":183,"employees":5,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":979438333,"clients":190,"employees":5,"offices":1},{"filedOn":"2023-03-21","regulatoryAum":869090420,"clients":189,"employees":5,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":913288498,"clients":188,"employees":4,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":941505742,"clients":181,"employees":4,"offices":1},{"filedOn":"2026-08-04","regulatoryAum":1028628022,"clients":184,"employees":4,"offices":1}],"secFileNumber":"801-58031","legalName":"Harvey Investment Company, LLC","displayName":"Harvey Investment","slug":"harvey-investment-110482","website":"https://harveyinvestment.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"297 North Hubbards Lane, Suite 102","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40207"},"tradeNames":[],"registration":{"secApproved":"26 October 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5176364.903409091,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1028628022,"discretionary":1028628022,"discretionaryAccounts":264,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":94958488,"nonUsClientsPct":1,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":13,"regulatoryAum":9059881},{"label":"High-net-worth individuals","clients":163,"regulatoryAum":901980342},{"label":"Charitable organizations","clients":8,"regulatoryAum":114703676},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2884123}],"feePrograms":[{"role":"main","program":"Investment advisory services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":3000000,"pct":0.75,"from":1000000},{"to":null,"pct":0.5,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023689","versionId":1023689,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Harvey Focus Portfolios","summary":"Clients who participate in Harvey Focus Portfolios pay 1% of the market value of the assets in the service, regardless of total account value.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023689","versionId":1023689,"submittedOn":"2026-03-23","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:16:43.77035+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023689","versionId":1023689,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":632225371},{"name":"PNC Wealth Management LLC","shortName":"PNC Wealth Management","location":"Pittsburgh, PA","smaAssets":195883216}],"custodyNote":"Harvey Investment has custody of $27M for 69 clients.","otherCustodians":[],"leadership":[{"name":"Samuel Harvey","title":"President","crd":"239226"},{"name":"Mary Herrmann","title":"Senior Vice President","crd":"4161367"},{"name":"Joshua Jevne","title":"Senior Vice President","crd":"5899153"},{"name":"Samuel Noble","title":"Senior Vice President, Chief Compliance Officer","crd":"5983809"},{"name":"Daniel Berg","title":"Secretary & Treasurer","crd":"6146365"}],"ownership":[{"label":"Castleman Corporation","detail":"Owner in the 10% to 25% ownership band and a control person, since April 2001."},{"label":"Junior D, Inc.","detail":"Owner in the 5% to 10% ownership band, since April 2001."},{"label":"Jevne Corp.","detail":"Owner in the 5% to 10% ownership band, since April 2013."},{"label":"WT Acquisition, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since May 2017."},{"label":"Samuel Harvey","detail":"Indirect owner: a owner of Castleman Corporation in the 75% or more band and a control person, since April 2001.","parent":"Castleman Corporation"},{"label":"John Davis","detail":"Indirect owner: a owner of Junior D, Inc. in the 75% or more band and a control person, since April 2001.","parent":"Junior D, Inc."},{"label":"Mary Herrmann","detail":"Indirect owner: a owner of Gracie Corp. in the 75% or more band and a control person, since April 2001.","parent":"Gracie Corp."},{"label":"Joshua Jevne","detail":"Indirect owner: a owner of Jevne Corp. in the 75% or more band and a control person, since April 2013.","parent":"Jevne Corp."},{"label":"Hightower Holding, LLC","detail":"Indirect owner: a owner of WT Acquisition, LLC in the 75% or more band and a control person, since May 2017.","parent":"WT Acquisition, LLC"},{"label":"THL HT SPV, L.P.","detail":"Indirect owner: a owner of Hightower Holding, LLC in the 50% to 75% band and a control person, since December 2020.","parent":"Hightower Holding, LLC"},{"label":"Samuel Noble","detail":"Indirect owner: a owner of Mayweather Corp in the 75% or more band and a control person, since January 2023.","parent":"Mayweather Corp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"297 North Hubbards Lane, Suite 102","city":"Louisville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"502-339-8270","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":92},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"4 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110482/PDF/110482.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023689","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Harvey Investment have?","answer":"Harvey Investment has 184 clients and manages $1.03 billion for them, as of August 2026. They include 163 high-net-worth individuals, 13 individual clients and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Harvey Investment offer?","answer":"Harvey Investment provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Harvey Investment charge?","answer":"Harvey Investment charges 0.50%–1.00% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Harvey Investment use?","answer":"Harvey Investment’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $632M and PNC Wealth Management LLC (Pittsburgh, PA), with $196M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Harvey Investment have?","answer":"Harvey Investment has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Harvey Investment invest in?","answer":"At the end of its last fiscal year, Harvey Investment’s separately managed accounts held 92% exchange-traded equities and 8% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Harvey Investment?","answer":"Harvey Investment is owned through a chain of holding companies by Samuel Harvey, John Davis, Joshua Jevne and THL HT SPV, L.P. Its direct owners are Castleman Corporation (10% to 25%), Junior D, Inc. (5% to 10%), Jevne Corp. (5% to 10%), WT Acquisition, LLC (50% to 75%), Mary Herrmann (75% or more) and Samuel Noble (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Harvey Investment get paid?","answer":"Harvey Investment is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Harvey Investment?","answer":"Harvey Investment’s main office is at 297 North Hubbards Lane, Suite 102, Louisville, KY 40207. Its phone number is 502-339-8270. Its website is harveyinvestment.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/harvey-investment-110482/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-22","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1162781/000116278126000003/0001162781-26-000003-index.html","totalValue":917832,"positionCount":99,"top10Share":0.472729214060961,"top10":[{"issuer":"OREILLY AUTOMOTIVE INCORPORATE","titleOfClass":"COM","cusip":"67103H107","value":84084,"shares":913063,"shareType":"SH","priorValue":87352,"priorShares":946288},{"issuer":"TJX COS INC NEW COM","titleOfClass":"COM","cusip":"872540109","value":50652,"shares":334339,"shareType":"SH","priorValue":55709,"priorShares":348837},{"issuer":"JOHNSON & JOHNSON COM","titleOfClass":"COM","cusip":"478160104","value":49021,"shares":193019,"shareType":"SH","priorValue":48690,"priorShares":199190},{"issuer":"BERKSHIRE HATHAWAY INCORPORATE","titleOfClass":"COM","cusip":"084670702","value":47034,"shares":93994,"shareType":"SH","priorValue":46866,"priorShares":97801},{"issuer":"FASTENAL CO COM","titleOfClass":"COM","cusip":"311900104","value":46375,"shares":965547,"shareType":"SH","priorValue":46336,"priorShares":998616},{"issuer":"AMPHENOL CORPORATION CLASS A","titleOfClass":"COM","cusip":"032095101","value":37145,"shares":210669,"shareType":"SH","priorValue":28163,"priorShares":222899},{"issuer":"ALPHABET INCORPORATED CAP STK","titleOfClass":"COM","cusip":"02079K107","value":33025,"shares":93469,"shareType":"SH","priorValue":28346,"priorShares":98814},{"issuer":"AGILENT TECHNOLOGIES INC COM","titleOfClass":"COM","cusip":"00846U101","value":29313,"shares":220677,"shareType":"SH","priorValue":25985,"priorShares":227982},{"issuer":"COSTCO WHSL CORP NEW COM","titleOfClass":"COM","cusip":"22160K105","value":28701,"shares":30681,"shareType":"SH","priorValue":31634,"priorShares":31747},{"issuer":"NORDSON CORP COM","titleOfClass":"COM","cusip":"655663102","value":28536,"shares":94586,"shareType":"SH","priorValue":25739,"priorShares":96741}],"positionsListed":99,"positions":[{"issuer":"OREILLY AUTOMOTIVE INCORPORATE","titleOfClass":"COM","cusip":"67103H107","value":84084,"shares":913063,"shareType":"SH","priorValue":87352,"priorShares":946288},{"issuer":"TJX COS INC NEW COM","titleOfClass":"COM","cusip":"872540109","value":50652,"shares":334339,"shareType":"SH","priorValue":55709,"priorShares":348837},{"issuer":"JOHNSON & JOHNSON COM","titleOfClass":"COM","cusip":"478160104","value":49021,"shares":193019,"shareType":"SH","priorValue":48690,"priorShares":199190},{"issuer":"BERKSHIRE HATHAWAY INCORPORATE","titleOfClass":"COM","cusip":"084670702","value":47034,"shares":93994,"shareType":"SH","priorValue":46866,"priorShares":97801},{"issuer":"FASTENAL CO COM","titleOfClass":"COM","cusip":"311900104","value":46375,"shares":965547,"shareType":"SH","priorValue":46336,"priorShares":998616},{"issuer":"AMPHENOL CORPORATION CLASS A","titleOfClass":"COM","cusip":"032095101","value":37145,"shares":210669,"shareType":"SH","priorValue":28163,"priorShares":222899},{"issuer":"ALPHABET INCORPORATED CAP STK","titleOfClass":"COM","cusip":"02079K107","value":33025,"shares":93469,"shareType":"SH","priorValue":28346,"priorShares":98814},{"issuer":"AGILENT TECHNOLOGIES INC COM","titleOfClass":"COM","cusip":"00846U101","value":29313,"shares":220677,"shareType":"SH","priorValue":25985,"priorShares":227982},{"issuer":"COSTCO WHSL CORP NEW COM","titleOfClass":"COM","cusip":"22160K105","value":28701,"shares":30681,"shareType":"SH","priorValue":31634,"priorShares":31747},{"issuer":"NORDSON CORP COM","titleOfClass":"COM","cusip":"655663102","value":28536,"shares":94586,"shareType":"SH","priorValue":25739,"priorShares":96741},{"issuer":"WASTE CONNECTIONS INCORPORATED","titleOfClass":"COM","cusip":"94106B101","value":26013,"shares":156107,"shareType":"SH","priorValue":25689,"priorShares":158147},{"issuer":"IDEXX LABS INC COM","titleOfClass":"COM","cusip":"45168D104","value":25906,"shares":49209,"shareType":"SH","priorValue":28142,"priorShares":50084},{"issuer":"IDEX CORP COM","titleOfClass":"COM","cusip":"45167R104","value":24968,"shares":110017,"shareType":"SH","priorValue":21275,"priorShares":112239},{"issuer":"STERIS PLC REGISTERED SHS ISIN","titleOfClass":"COM","cusip":"G8473T100","value":24418,"shares":115960,"shareType":"SH","priorValue":22365,"priorShares":101140},{"issuer":"ABBOTT LABS COM","titleOfClass":"COM","cusip":"002824100","value":23983,"shares":264300,"shareType":"SH","priorValue":25750,"priorShares":250807},{"issuer":"VERISK ANALYTICS INCORPORATED","titleOfClass":"COM","cusip":"92345Y106","value":22930,"shares":127721,"shareType":"SH","priorValue":24593,"priorShares":129610},{"issuer":"MASTERCARD INC CL A","titleOfClass":"COM","cusip":"57636Q104","value":21925,"shares":42689,"shareType":"SH","priorValue":21838,"priorShares":43706},{"issuer":"ULTA BEAUTY INCORPORATED","titleOfClass":"COM","cusip":"90384S303","value":21561,"shares":47810,"shareType":"SH","priorValue":25174,"priorShares":48160},{"issuer":"BERKSHIRE HATHAWAY INC  DELAWA","titleOfClass":"COM","cusip":"084670108","value":20968,"shares":28,"shareType":"SH","priorValue":20826,"priorShares":29},{"issuer":"ABBVIE INC COM","titleOfClass":"COM","cusip":"00287Y109","value":19306,"shares":76719,"shareType":"SH","priorValue":17200,"priorShares":79086},{"issuer":"PAYCHEX INC COM","titleOfClass":"COM","cusip":"704326107","value":18233,"shares":185428,"shareType":"SH","priorValue":17440,"priorShares":189318},{"issuer":"EXXONMOBIL HLDGS CORP COM","titleOfClass":"COM","cusip":"30233Q108","value":15271,"shares":111699,"shareType":"SH"},{"issuer":"METTLER-TOLEDO INTL INC COM","titleOfClass":"COM","cusip":"592688105","value":13059,"shares":10222,"shareType":"SH","priorValue":12163,"priorShares":9644},{"issuer":"WATERS CORPORATION","titleOfClass":"COM","cusip":"941848103","value":12330,"shares":32877,"shareType":"SH","priorValue":9849,"priorShares":33074},{"issuer":"LILLY ELI & CO COM","titleOfClass":"COM","cusip":"532457108","value":11604,"shares":9675,"shareType":"SH","priorValue":8991,"priorShares":9775},{"issuer":"PEPSICO INC COM","titleOfClass":"COM","cusip":"713448108","value":11548,"shares":85287,"shareType":"SH","priorValue":13611,"priorShares":87652},{"issuer":"COPART INC","titleOfClass":"COM","cusip":"217204106","value":9652,"shares":342380,"shareType":"SH","priorValue":11201,"priorShares":337380},{"issuer":"PNC FINL SVCS GROUP INC COM","titleOfClass":"COM","cusip":"693475105","value":9194,"shares":37342,"shareType":"SH","priorValue":7770,"priorShares":37342},{"issuer":"3M COMPANY","titleOfClass":"COM","cusip":"88579Y101","value":9145,"shares":56479,"shareType":"SH","priorValue":7940,"priorShares":54671},{"issuer":"AMETEK INCORPORATED","titleOfClass":"COM","cusip":"031100100","value":9077,"shares":37517,"shareType":"SH","priorValue":8568,"priorShares":39972},{"issuer":"ILLINOIS TOOL WKS INC COM","titleOfClass":"COM","cusip":"452308109","value":8934,"shares":33031,"shareType":"SH","priorValue":8821,"priorShares":33889},{"issuer":"PROCTER & GAMBLE CO COM","titleOfClass":"COM","cusip":"742718109","value":6435,"shares":43886,"shareType":"SH","priorValue":6352,"priorShares":43976},{"issuer":"KNIGHT-SWIFT TRANSN HLDGS INCO","titleOfClass":"COM","cusip":"499049104","value":6418,"shares":82425,"shareType":"SH","priorValue":11714,"priorShares":203439},{"issuer":"DONALDSON INCORPORATED","titleOfClass":"COM","cusip":"257651109","value":6091,"shares":67854,"shareType":"SH","priorValue":5770,"priorShares":67984},{"issuer":"COCA COLA CO COM","titleOfClass":"COM","cusip":"191216100","value":6033,"shares":74238,"shareType":"SH","priorValue":5550,"priorShares":72976},{"issuer":"JPMORGAN CHASE & CO COM","titleOfClass":"COM","cusip":"46625H100","value":5511,"shares":16836,"shareType":"SH","priorValue":5561,"priorShares":18906},{"issuer":"MICROSOFT CORP COM","titleOfClass":"COM","cusip":"594918104","value":5401,"shares":14480,"shareType":"SH","priorValue":5410,"priorShares":14615},{"issuer":"SMITH A O CORP COM","titleOfClass":"COM","cusip":"831865209","value":4969,"shares":79225,"shareType":"SH","priorValue":4856,"priorShares":73650},{"issuer":"ADOBE INCORPORATED","titleOfClass":"COM","cusip":"00724F101","value":3910,"shares":19071,"shareType":"SH","priorValue":5361,"priorShares":22056},{"issuer":"MERCK & CO INC NEW COM","titleOfClass":"COM","cusip":"58933Y105","value":3695,"shares":28754,"shareType":"SH","priorValue":3519,"priorShares":29254},{"issuer":"AIR PRODS & CHEMS INC COM","titleOfClass":"COM","cusip":"009158106","value":3690,"shares":12586,"shareType":"SH","priorValue":3656,"priorShares":12586},{"issuer":"CARLISLE COS INC COM","titleOfClass":"COM","cusip":"142339100","value":3626,"shares":9995,"shareType":"SH","priorValue":3315,"priorShares":9935},{"issuer":"EAGLE MATLS INC COM","titleOfClass":"COM","cusip":"26969P108","value":3365,"shares":14955,"shareType":"SH","priorValue":2642,"priorShares":13945},{"issuer":"APPLE INCORPORATED","titleOfClass":"COM","cusip":"037833100","value":3173,"shares":10967,"shareType":"SH","priorValue":3370,"priorShares":13277},{"issuer":"ZOETIS INC COM","titleOfClass":"COM","cusip":"98978V103","value":2922,"shares":40659,"shareType":"SH","priorValue":4927,"priorShares":41684},{"issuer":"GRACO INC COM","titleOfClass":"COM","cusip":"384109104","value":2794,"shares":36955,"shareType":"SH","priorValue":3128,"priorShares":36955},{"issuer":"VONTIER CORP COM","titleOfClass":"COM","cusip":"928881101","value":2791,"shares":96250,"shareType":"SH","priorValue":3389,"priorShares":95550},{"issuer":"GENERAL ELEC CO COM NEW","titleOfClass":"COM","cusip":"369604301","value":2744,"shares":7343,"shareType":"SH","priorValue":2097,"priorShares":7391},{"issuer":"MCCORMICK & COMPANY INCORPORAT","titleOfClass":"COM","cusip":"579780206","value":2541,"shares":50396,"shareType":"SH","priorValue":2618,"priorShares":51896},{"issuer":"VISA INCORPORATED COM CLASS A","titleOfClass":"COM","cusip":"92826C839","value":2504,"shares":7299,"shareType":"SH","priorValue":2161,"priorShares":7149},{"issuer":"BROWN FORMAN CORP CL A","titleOfClass":"COM","cusip":"115637100","value":2340,"shares":85524,"shareType":"SH","priorValue":2291,"priorShares":85524},{"issuer":"CINCINNATI FINL CORP COM","titleOfClass":"COM","cusip":"172062101","value":2339,"shares":12631,"shareType":"SH","priorValue":1987,"priorShares":12631},{"issuer":"WABTEC COM","titleOfClass":"COM","cusip":"929740108","value":2223,"shares":8244,"shareType":"SH","priorValue":2060,"priorShares":8244},{"issuer":"GE VERNOVA INC COM","titleOfClass":"COM","cusip":"36828A101","value":2115,"shares":1800,"shareType":"SH","priorValue":1571,"priorShares":1800},{"issuer":"INTEL CORP COM","titleOfClass":"COM","cusip":"458140100","value":2063,"shares":14774,"shareType":"SH","priorValue":652,"priorShares":14774},{"issuer":"STOCK YDS BANCORP INC COM","titleOfClass":"COM","cusip":"861025104","value":1928,"shares":25207,"shareType":"SH","priorValue":1691,"priorShares":25507},{"issuer":"CHEVRON CORP NEW COM","titleOfClass":"COM","cusip":"166764100","value":1825,"shares":11012,"shareType":"SH","priorValue":2278,"priorShares":11012},{"issuer":"UNITEDHEALTH GROUP INCORPORATE","titleOfClass":"COM","cusip":"91324P102","value":1773,"shares":4265,"shareType":"SH","priorValue":1254,"priorShares":4635},{"issuer":"MONDELEZ INTL INC CL A","titleOfClass":"COM","cusip":"609207105","value":1772,"shares":30641,"shareType":"SH","priorValue":1766,"priorShares":30641},{"issuer":"DOVER CORP COM","titleOfClass":"COM","cusip":"260003108","value":1682,"shares":7500,"shareType":"SH","priorValue":1563,"priorShares":7500},{"issuer":"PHILIP MORRIS INTL INC COM","titleOfClass":"COM","cusip":"718172109","value":1661,"shares":9182,"shareType":"SH","priorValue":1518,"priorShares":9182},{"issuer":"HUBBELL INCORPORATED","titleOfClass":"COM","cusip":"443510607","value":1585,"shares":3030,"shareType":"SH","priorValue":1536,"priorShares":3130},{"issuer":"ENTEGRIS INC COM","titleOfClass":"COM","cusip":"29362U104","value":1529,"shares":8500,"shareType":"SH","priorValue":1208,"priorShares":10300},{"issuer":"PROGRESSIVE CORP OH COM","titleOfClass":"COM","cusip":"743315103","value":1529,"shares":7000,"shareType":"SH","priorValue":1388,"priorShares":7000},{"issuer":"BROWN FORMAN CORP CL B","titleOfClass":"COM","cusip":"115637209","value":1362,"shares":51092,"shareType":"SH","priorValue":1351,"priorShares":51092},{"issuer":"AUTOMATIC DATA PROCESSING INCO","titleOfClass":"COM","cusip":"053015103","value":1186,"shares":5297,"shareType":"SH","priorValue":1076,"priorShares":5297},{"issuer":"CLOROX CO COM","titleOfClass":"COM","cusip":"189054109","value":873,"shares":9150,"shareType":"SH","priorValue":948,"priorShares":9150},{"issuer":"ALPHABET INCORPORATED CAP STK","titleOfClass":"COM","cusip":"02079K305","value":843,"shares":2360,"shareType":"SH","priorValue":1073,"priorShares":3730},{"issuer":"INTERNATIONAL BUSINESS MACHS C","titleOfClass":"COM","cusip":"459200101","value":810,"shares":2882,"shareType":"SH","priorValue":699,"priorShares":2882},{"issuer":"KEURIG DR PEPPER INC COM","titleOfClass":"COM","cusip":"49271V100","value":810,"shares":24734,"shareType":"SH","priorValue":667,"priorShares":25334},{"issuer":"DEERE & CO COM","titleOfClass":"COM","cusip":"244199105","value":795,"shares":1253,"shareType":"SH","priorValue":706,"priorShares":1253},{"issuer":"WATSCO INC COM","titleOfClass":"COM","cusip":"942622200","value":786,"shares":1885,"shareType":"SH","priorValue":649,"priorShares":1785},{"issuer":"SLB LIMITED COM ISIN#AN8068571","titleOfClass":"COM","cusip":"806857108","value":724,"shares":15580,"shareType":"SH","priorValue":801,"priorShares":15580},{"issuer":"BANK AMER CORP COM","titleOfClass":"COM","cusip":"060505104","value":683,"shares":11980,"shareType":"SH","priorValue":584,"priorShares":11980},{"issuer":"HUMANA INC COM","titleOfClass":"COM","cusip":"444859102","value":680,"shares":1712,"shareType":"SH","priorValue":297,"priorShares":1712},{"issuer":"CSX CORP COM","titleOfClass":"COM","cusip":"126408103","value":665,"shares":13986,"shareType":"SH","priorValue":574,"priorShares":13986},{"issuer":"HERSHEY CO COM","titleOfClass":"COM","cusip":"427866108","value":645,"shares":3674,"shareType":"SH","priorValue":764,"priorShares":3674},{"issuer":"EMERSON ELEC CO COM","titleOfClass":"COM","cusip":"291011104","value":614,"shares":4290,"shareType":"SH","priorValue":563,"priorShares":4300},{"issuer":"UNION PAC CORP COM","titleOfClass":"COM","cusip":"907818108","value":612,"shares":2250,"shareType":"SH","priorValue":546,"priorShares":2250},{"issuer":"PFIZER INC COM","titleOfClass":"COM","cusip":"717081103","value":594,"shares":24657,"shareType":"SH","priorValue":764,"priorShares":27197},{"issuer":"CARMAX INCORPORATED","titleOfClass":"COM","cusip":"143130102","value":493,"shares":9315,"shareType":"SH","priorValue":459,"priorShares":11030},{"issuer":"ALTRIA GROUP INC COM","titleOfClass":"COM","cusip":"02209S103","value":477,"shares":6633,"shareType":"SH","priorValue":438,"priorShares":6633},{"issuer":"DISNEY WALT CO DISNEY COM","titleOfClass":"COM","cusip":"254687106","value":443,"shares":4606,"shareType":"SH","priorValue":444,"priorShares":4606},{"issuer":"BECTON DICKINSON & CO COM","titleOfClass":"COM","cusip":"075887109","value":441,"shares":2911,"shareType":"SH","priorValue":490,"priorShares":3116},{"issuer":"SHERWIN WILLIAMS COMPANY","titleOfClass":"COM","cusip":"824348106","value":387,"shares":1125,"shareType":"SH","priorValue":361,"priorShares":1125},{"issuer":"GOLDMAN SACHS GROUP INC COM","titleOfClass":"COM","cusip":"38141G104","value":354,"shares":350,"shareType":"SH","priorValue":296,"priorShares":350},{"issuer":"NVIDIA CORP COM","titleOfClass":"COM","cusip":"67066G104","value":338,"shares":1690,"shareType":"SH","priorValue":309,"priorShares":1770},{"issuer":"AMAZON COM INC COM","titleOfClass":"COM","cusip":"023135106","value":334,"shares":1400,"shareType":"SH","priorValue":327,"priorShares":1569},{"issuer":"NEXTERA ENERGY INC COM","titleOfClass":"COM","cusip":"65339F101","value":301,"shares":3432,"shareType":"SH","priorValue":319,"priorShares":3432},{"issuer":"TEXAS INSTRS INC COM","titleOfClass":"COM","cusip":"882508104","value":298,"shares":1000,"shareType":"SH"},{"issuer":"HOME DEPOT INC COM","titleOfClass":"COM","cusip":"437076102","value":294,"shares":834,"shareType":"SH","priorValue":274,"priorShares":834},{"issuer":"DNP SELECT INCOME FD INC COM","titleOfClass":"COM","cusip":"23325P104","value":282,"shares":26100,"shareType":"SH","priorValue":269,"priorShares":26100},{"issuer":"CISCO SYS INC COM","titleOfClass":"COM","cusip":"17275R102","value":280,"shares":2383,"shareType":"SH"},{"issuer":"SOUTHERN CO COM","titleOfClass":"COM","cusip":"842587107","value":280,"shares":2926,"shareType":"SH","priorValue":282,"priorShares":2926},{"issuer":"SOLVENTUM CORPORATION COM SHS","titleOfClass":"COM","cusip":"83444M101","value":270,"shares":3504,"shareType":"SH","priorValue":202,"priorShares":3089},{"issuer":"ROYAL GOLD INC COM","titleOfClass":"COM","cusip":"780287108","value":259,"shares":1300,"shareType":"SH","priorValue":331,"priorShares":1300},{"issuer":"ECOLAB INC COM","titleOfClass":"COM","cusip":"278865100","value":256,"shares":918,"shareType":"SH","priorValue":244,"priorShares":918},{"issuer":"TRINITY INDS INC COM","titleOfClass":"COM","cusip":"896522109","value":252,"shares":7300,"shareType":"SH","priorValue":235,"priorShares":7300},{"issuer":"APPLIED MATLS INC COM","titleOfClass":"COM","cusip":"038222105","value":223,"shares":309,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}