{"url":"https://nivawealth.com/firms/harvest-partners-158284","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158284","regulatoryAum":20247176787,"crd":"158284","secFileNumber":"801-74136","legalName":"Harvest Partners, LP","displayName":"Harvest Partners","website":"https://www.harvestpartners.com","linkedinUrl":"https://www.linkedin.com/company/harvest-partners-lp","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"280 Park Avenue, 26th Floor West","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017-1263"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":102,"advisory":65,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":19543136662,"discretionaryAccounts":39,"nonDiscretionary":704040125,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":13,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":45,"regulatoryAum":20214616190},{"label":"Insurance companies","clients":null,"regulatoryAum":32560597}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank & Trust Co","shortName":"State Street Bank & Trust","location":"Boston, MA","smaAssets":32560596}],"custodyNote":"Harvest Partners has custody of $14.48B for 41 clients.","otherCustodians":[],"leadership":[{"name":"Michael Deflorio","title":"Chief Executive Officer / Partner","crd":"2159771"},{"name":"Stephen Carlson","title":"President, Private Equity / Partner","crd":"5585035"},{"name":"Fabia Decrescenzo","title":"Chief Financial Officer","crd":"7412528"},{"name":"Jamie Toothman","title":"General Counsel / Chief Operating Officer / Partner","crd":"7220758"},{"name":"Ewelina Post","title":"Chief Compliance Officer","crd":"7621876"}],"ownership":[{"label":"Harvest Management Holdings, L.P.","detail":"Limited partner in the 75% or more ownership band and a control person, since October 2018."},{"label":"Michael Deflorio","detail":"Indirect owner: member of HP Holding, LLC (fka Istm Associates, LLC) and a control person, since April 2006. Also a limited partner of Harvest Group Holdings, L.P. in the 50% to 75% band and a control person, since January 2024.","parent":"HP Holding, LLC (fka Istm Associates, LLC)"},{"label":"HP Holding, LLC (fka Istm Associates, LLC)","detail":"Indirect owner: general partner of Harvest Management Holdings, L.P. and a control person, since October 2018. Also general partner of Harvest Group Holdings, L.P. and a control person, since October 2018.","parent":"Harvest Management Holdings, L.P."},{"label":"Harvest Group Holdings, L.P.","detail":"Indirect owner: a limited partner of Harvest Management Holdings, L.P. in the 75% or more band, since October 2018.","parent":"Harvest Management Holdings, L.P."},{"label":"Stephen Carlson","detail":"Indirect owner: member of HP Holding, LLC (fka Istm Associates, LLC) and a control person, since October 2025. Also a limited partner of Harvest Group Holdings, L.P. in the 50% to 75% band and a control person, since January 2026.","parent":"HP Holding, LLC (fka Istm Associates, LLC)"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3000 El Camino Real","city":"Palo Alto"}]},{"state":"New York","offices":1,"addresses":[{"street":"280 Park Avenue, 26th Floor West","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-599-6300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":7},{"label":"Other","percent":93,"detail":"Private Loans"}],"privateFunds":39},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158284/PDF/158284.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Harvest Partners have?","answer":"Harvest Partners has 45 clients and manages $20.2 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Harvest Partners offer?","answer":"Harvest Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Harvest Partners use?","answer":"Harvest Partners’ separately managed account assets are held at State Street Bank & Trust Co (Boston, MA), with $32,560,596. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Harvest Partners have?","answer":"Harvest Partners has 0 investment adviser representatives registered with state securities authorities, out of 102 employees, and 65 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Harvest Partners invest in?","answer":"At the end of its last fiscal year, Harvest Partners’ separately managed accounts held 93% private loans and 7% non-exchange-traded equities. It advises 39 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Harvest Partners?","answer":"Harvest Partners is owned through a chain of holding companies by Michael Deflorio, Harvest Group Holdings, L.P. and Stephen Carlson. Its direct owner is Harvest Management Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Harvest Partners get paid?","answer":"Harvest Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}