{"url":"https://nivawealth.com/firms/harbor-group-international-285895","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285895","regulatoryAum":3787606138,"crd":"285895","history":[{"filedOn":"2021-03-25","regulatoryAum":1246312170,"clients":150,"employees":75,"offices":3},{"filedOn":"2022-07-25","regulatoryAum":1937887379,"clients":161,"employees":128,"offices":3},{"filedOn":"2023-07-28","regulatoryAum":2752252504,"clients":140,"employees":129,"offices":3},{"filedOn":"2024-03-29","regulatoryAum":3774044152,"clients":123,"employees":277,"offices":3},{"filedOn":"2025-04-30","regulatoryAum":4231274710,"clients":128,"employees":291,"offices":5},{"filedOn":"2026-04-20","regulatoryAum":3787606138,"clients":96,"employees":293,"offices":4}],"secFileNumber":"801-108747","legalName":"Harbor Group International, LLC","displayName":"Harbor Group International","slug":"harbor-group-international-285895","website":"https://hgilending.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/285895/f1d74ff4cb53b6e6-r1.webp","tone":"dark","width":1005,"height":200,"sourceUrl":"https://hgilending.com/","sourceLabel":"Harbor Group International, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/harborgroupinternational/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"999 Waterside Drive, Suite 2300","city":"Norfolk","state":"VA","stateName":"Virginia","country":"United States","postalCode":"23510"},"tradeNames":[],"registration":{"secApproved":"3 January 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":293,"advisory":46,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":3787606138,"discretionary":3787606138,"discretionaryAccounts":96,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":96,"regulatoryAum":3787606138}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Harbor Group International has custody of $1.52B in client assets for 96 clients.","otherCustodians":[],"leadership":[{"name":"Jordan Slone","title":"Chairman / Chief Executive Officer / Director","crd":"5657101"},{"name":"Thomas Litton","title":"President","crd":"5657116"},{"name":"Carla Stoner","title":"Chief Financial Officer / Treasurer / Secretary","crd":"5389173"},{"name":"Christopher Gruszczynski","title":"Chief Legal Officer/ Chief Compliance Officer","crd":"3075220"},{"name":"Saul Lubetski","title":"Vice Chairman / Director","crd":"2957577"},{"name":"Pinchas Mendlovic","title":"Director","crd":"5657254"},{"name":"Jacob Slone","title":"Director","crd":"7521395"},{"name":"Jay Zwiebel","title":"Director","crd":"5657120"}],"ownership":[{"label":"Hgi Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since July 2007."},{"label":"Harbor Group Capital Corp","detail":"Indirect owner: a member of Hgi Holdings, LLC in the 25% to 50% band and a control person, since February 1993.","parent":"Hgi Holdings, LLC"},{"label":"Jordan Slone","detail":"Indirect owner: a shareholder of Harbor Group Capital Corp in the 50% to 75% band and a control person, since February 1993.","parent":"Harbor Group Capital Corp"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[{"city":"RAMAT GAN","country":"Israel","postalCode":"52681","street":"11 MENACHEM BEGIN STREET","display":{"city":"RAMAT GAN","region":null,"postalCode":"52681","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"1829 Reisterstown Road","city":"Baltimore"}]},{"state":"New York","offices":1,"addresses":[{"street":"51 West 52nd Street","city":"New York"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"999 Waterside Drive, Suite 2300","city":"Norfolk","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"757-640-0800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":74},"sources":{"adv1FilingDate":"20 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285895/PDF/285895.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Harbor Group International have?","answer":"Harbor Group International has 96 clients and manages $3.79 billion for them, as of April 2026. They include 96 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Harbor Group International offer?","answer":"Harbor Group International provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Harbor Group International have?","answer":"Harbor Group International has 0 investment adviser representatives registered with state securities authorities, out of 293 employees, and 46 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Harbor Group International?","answer":"Harbor Group International is owned through a chain of holding companies by Jordan Slone. Its direct owner is Hgi Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Harbor Group International get paid?","answer":"Harbor Group International is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Harbor Group International?","answer":"Harbor Group International’s main office is at 999 Waterside Drive, Suite 2300, Norfolk, VA 23510. Its phone number is 757-640-0800. Its website is hgilending.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}