{"url":"https://nivawealth.com/firms/hancock-whitney-investment-services-40637","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/40637","regulatoryAum":306052831,"crd":"40637","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6685974","suffix":null,"lastName":"CANGELOSI","firstName":"STEPHEN","middleName":"CHAUSSARD"},{"crd":"2767947","suffix":"JR.","lastName":"CHAUVIN","firstName":"RICHARD","middleName":"L."},{"crd":"3268428","suffix":"JR","lastName":"LUNDGREN","firstName":"DAVID","middleName":"JOHN"},{"crd":"7557148","suffix":null,"lastName":"MCCAULLEY","firstName":"BRYAN","middleName":"SCOTT"},{"crd":"6656736","suffix":null,"lastName":"PANAITESCU","firstName":"ANDREA","middleName":null},{"crd":"2032572","suffix":"JR","lastName":"RIGNEY","firstName":"JOHN","middleName":"MARIO"},{"crd":"2006486","suffix":null,"lastName":"SIRERA","firstName":"MARTIN","middleName":"CHRISTOPHER"},{"crd":"2632214","suffix":"JR","lastName":"TETEN","firstName":"ROBERT","middleName":"PAUL"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-14","regulatoryAum":802035165,"clients":2308,"employees":95,"offices":88},{"filedOn":"2022-06-22","regulatoryAum":1049235903,"clients":3748,"employees":95,"offices":88},{"filedOn":"2023-03-30","regulatoryAum":235159048,"clients":1274,"employees":45,"offices":4},{"filedOn":"2024-04-01","regulatoryAum":218797292,"clients":1128,"employees":45,"offices":4},{"filedOn":"2025-03-21","regulatoryAum":210606113,"clients":1031,"employees":45,"offices":4},{"filedOn":"2026-03-23","regulatoryAum":306052831,"clients":912,"employees":49,"offices":4}],"secFileNumber":"801-68420","legalName":"Hancock Whitney Investment Services Inc.","displayName":"Hancock Whitney Investment Services","slug":"hancock-whitney-investment-services-40637","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Mississippi corporation","fiscalYearEnd":"December","headquarters":{"street":"701 Poydras St., Suite 3100","city":"New Orleans","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70139"},"tradeNames":[],"registration":{"secApproved":"24 October 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":325862.8809248555,"staff":{"employees":49,"advisory":49,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":306052831,"discretionary":306052831,"discretionaryAccounts":912,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":863,"regulatoryAum":270294295},{"label":"High-net-worth individuals","clients":2,"regulatoryAum":11577097},{"label":"Corporations and other businesses","clients":16,"regulatoryAum":8149373},{"label":"Other","clients":31,"regulatoryAum":16032066}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:41:00.139003+00:00","documents":[{"name":"HWIS ADV PART 2A BROCHURE - MARCH 30, 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023929","versionId":1023929,"submittedOn":"2026-03-23"}]},"custodians":[],"custodyNote":"Hancock Whitney Investment Services does not have custody of client assets.","leadership":[{"name":"Miles Stuart Milton","title":"President/CEO and Director","crd":"1518016"},{"name":"Anita Gregoire Schexnayder","title":"Vice President/Chief Financial Officer & Director","crd":"6453588"},{"name":"Donna Bartlett","title":"Broker Dealer - Chief Compliance Officer","crd":"1813672"},{"name":"Patricia Kives Loupe","title":"Assistant Secretary","crd":"6796549"},{"name":"Stuart Todd Nichoalds","title":"Aml/Bsa Officer","crd":"6607342"},{"name":"John Mario Jr Rigney","title":"RIA-CCO/VP/Secretary & Director","crd":"2032572"}],"ownership":[{"label":"Hancock Whitney Corporation","detail":"Shareholder in the 75% or more ownership band and a control person, since March 2017."}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":2,"addresses":[{"street":"701 Poydras St., Suite 3100","city":"New Orleans","headquarters":true},{"street":"445 North BLVD","city":"Baton Rouge"}]},{"state":"Mississippi","offices":1,"addresses":[{"street":"2510 14th Street","city":"Gulfport"}]},{"state":"Texas","offices":1,"addresses":[{"street":"3200 Kirby Drive., Suite 1100","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"504-586-7290","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":73},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/40637/PDF/40637.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023929","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hancock Whitney Investment Services have?","answer":"Hancock Whitney Investment Services has 912 clients and manages $306 million for them, as of March 2026. They include 863 individual clients, 31 other clients, and 16 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hancock Whitney Investment Services offer?","answer":"Hancock Whitney Investment Services provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Hancock Whitney Investment Services have?","answer":"Hancock Whitney Investment Services has 6 investment adviser representatives registered with state securities authorities, out of 49 employees, and 49 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hancock Whitney Investment Services invest in?","answer":"At the end of its last fiscal year, Hancock Whitney Investment Services’ separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities, 4% cash and equivalents, 3% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hancock Whitney Investment Services?","answer":"Hancock Whitney Investment Services’ direct owner is Hancock Whitney Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hancock Whitney Investment Services get paid?","answer":"Hancock Whitney Investment Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Hancock Whitney Investment Services registered with the SEC?","answer":"Yes, Hancock Whitney Investment Services has been registered with the SEC as an investment adviser since 24 October 2007. Its CRD number is 40637 and its SEC file number is 801-68420.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Hancock Whitney Investment Services?","answer":"Hancock Whitney Investment Services’ main office is at 701 Poydras St., Suite 3100, New Orleans, LA 70139. Its phone number is 504-586-7290.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}