{"url":"https://nivawealth.com/firms/hale-partnership-capital-management-297174","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297174","regulatoryAum":788285666,"crd":"297174","history":[{"filedOn":"2021-03-30","regulatoryAum":139726000,"clients":8,"employees":2,"offices":2},{"filedOn":"2022-03-25","regulatoryAum":184852000,"clients":8,"employees":2,"offices":2},{"filedOn":"2023-06-01","regulatoryAum":466339134,"clients":10,"employees":2,"offices":2},{"filedOn":"2024-05-01","regulatoryAum":593126941,"clients":10,"employees":2,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":642933212,"clients":11,"employees":2,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":788285666,"clients":11,"employees":2,"offices":2}],"secFileNumber":"801-113387","legalName":"Hale Partnership Capital Management, LLC","displayName":"Hale Partnership Capital Management","slug":"hale-partnership-capital-management-297174","website":"https://halepartnership.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/297174/b16976d88aba0b90-r1.webp","tone":"light","width":1033,"height":200,"sourceUrl":"https://halepartnership.com/","sourceLabel":"Hale Partnership Capital Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"http://www.linkedin.com/company/hale-partnership-capital-management","founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4350 Congress Street, Suite 580","city":"Charlotte","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28209"},"tradeNames":[],"registration":{"secApproved":"5 June 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":788285666,"discretionary":788285666,"discretionaryAccounts":11,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":275078900},{"label":"Charitable organizations","clients":1,"regulatoryAum":10929796},{"label":"Insurance companies","clients":2,"regulatoryAum":466454252},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":35822718}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs & Co.","location":"New York, NY","smaAssets":231118668},{"name":"The Huntington National Bank","shortName":"The Huntington National Bank","location":"Columbus, OH","smaAssets":37928862},{"name":"Wells Fargo Bank","shortName":"Wells Fargo Bank","location":"Jacksonville, FL","smaAssets":160065020},{"name":"Morgan Stanley & Co.","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":64926052},{"name":"HSBC Bank USA, National Association","shortName":"HSBC Bank USA, National Association","location":"New York, NY","smaAssets":23448872},{"name":"Scotiabank & Trust","shortName":"Scotiabank & Trust","location":"Grand Cayman","smaAssets":60732},{"name":"Servisfirst Bancshares, Inc.","shortName":"Servisfirst Bancshares","location":"Charlotte, NC","smaAssets":20019114},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":359623},{"name":"Florida Department of Financial Services","shortName":"Florida Department of Financial Services","location":"Tallahassee, FL","smaAssets":600000}],"custodyNote":"Hale Partnership Capital Management has custody of $275M in client assets for 7 clients.","otherCustodians":[],"leadership":[{"name":"Jacqlyn Piscetelli","title":"Chief Financial Officer and Chief Compliance Officer","crd":"8068111"},{"name":"Steven Hale","title":"Managing Partner","crd":"5105195"}],"ownership":[{"label":"Steven Hale","detail":"Managing partner in the 75% or more ownership band and a control person, since September 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":2,"addresses":[{"street":"4350 Congress Street, Suite 580","city":"Charlotte","headquarters":true},{"street":"720 W 5th Street","city":"Winston Salem"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"336-552-6228","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":94}],"privateFunds":7},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297174/PDF/297174.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hale Partnership Capital Management have?","answer":"Hale Partnership Capital Management has 11 clients and manages $788 million for them, as of March 2026. They include 7 pooled investment vehicles, 2 insurance companies and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hale Partnership Capital Management offer?","answer":"Hale Partnership Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hale Partnership Capital Management use?","answer":"Hale Partnership Capital Management’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $231M, Wells Fargo Bank (Jacksonville, FL), with $160M, Morgan Stanley & Co. (Purchase, NY), with $64.9M, The Huntington National Bank (Columbus, OH), with $37.9M, HSBC Bank USA, National Association (New York, NY), with $23.4M, Servisfirst Bancshares, Inc. (Charlotte, NC), with $20M, Florida Department of Financial Services (Tallahassee, FL), with $600K, The Bank of New York Mellon (New York, NY), with $360K and Scotiabank & Trust (Grand Cayman), with $60.7K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hale Partnership Capital Management have?","answer":"Hale Partnership Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hale Partnership Capital Management invest in?","answer":"At the end of its last fiscal year, Hale Partnership Capital Management’s separately managed accounts held 94% cash and equivalents, 2% exchange-traded equities, 2% U.S. government and agency bonds and 2% investment grade corporate bonds. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hale Partnership Capital Management?","answer":"Hale Partnership Capital Management’s direct owner is Steven Hale (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hale Partnership Capital Management get paid?","answer":"Hale Partnership Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hale Partnership Capital Management?","answer":"Hale Partnership Capital Management’s main office is at 4350 Congress Street, Suite 580, Charlotte, NC 28209. Its phone number is 336-552-6228. Its website is halepartnership.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}