{"url":"https://nivawealth.com/firms/hahn-financial-group-169787","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169787","regulatoryAum":188686620,"crd":"169787","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6067566","suffix":null,"lastName":"Boyce","firstName":"Nikolas","middleName":"Stefan"},{"crd":"8132636","suffix":null,"lastName":"DEBERG","firstName":"KELLY","middleName":"RAY"},{"crd":"5085320","suffix":null,"lastName":"DYKSTRA","firstName":"TRAVIS","middleName":"AUSTIN"},{"crd":"4632939","suffix":null,"lastName":"HAHN","firstName":"KELLY","middleName":"ANN"},{"crd":"1590372","suffix":null,"lastName":"HAHN","firstName":"VERLYN","middleName":"EARL"},{"crd":"5279144","suffix":null,"lastName":"JORDAHL","firstName":"SUSAN","middleName":"MARIE"},{"crd":"6506518","suffix":null,"lastName":"LENDT","firstName":"MICHAEL","middleName":"BRIAN"},{"crd":"8022871","suffix":null,"lastName":"Martin","firstName":"James","middleName":null},{"crd":"7371301","suffix":null,"lastName":"Smith","firstName":"Gabriel","middleName":"Glenn"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-16","regulatoryAum":63109413,"clients":896,"employees":9,"offices":1},{"filedOn":"2022-07-21","regulatoryAum":83060860,"clients":1030,"employees":15,"offices":1},{"filedOn":"2023-07-12","regulatoryAum":83875828,"clients":1105,"employees":15,"offices":1},{"filedOn":"2024-06-19","regulatoryAum":122100529,"clients":1488,"employees":14,"offices":1},{"filedOn":"2025-07-15","regulatoryAum":133906986,"clients":1617,"employees":16,"offices":1},{"filedOn":"2026-08-05","regulatoryAum":188686620,"clients":1861,"employees":16,"offices":1}],"secFileNumber":"801-80401","legalName":"Hahn Financial Group Inc.","displayName":"Hahn Financial Group","slug":"hahn-financial-group-169787","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"South Dakota corporation","fiscalYearEnd":"December","headquarters":{"street":"1000 E.  41st St.","city":"Sioux Falls","state":"SD","stateName":"South Dakota","country":"United States","postalCode":"57105"},"tradeNames":[],"registration":{"secApproved":"14 October 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":99074.26652221018,"staff":{"employees":16,"advisory":9,"brokerDealerReps":0,"insuranceAgents":15,"promoters":0},"aum":{"regulatory":188686620,"discretionary":188686620,"discretionaryAccounts":3363,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1782},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1794,"regulatoryAum":140800564},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":42090532},{"label":"Charitable organizations","clients":14,"regulatoryAum":5784647},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":10877}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007279","versionId":1007279,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-08","documentName":"FORM ADV2A AND 2B","fee_rate_low":0.5,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Qualified and ERISA plan services","summary":"Plan services are a negotiable annual fee from 0.50% on assets under $10 million down to 0.25% on assets of $250 million or more.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007279","versionId":1007279,"submittedOn":"2026-02-08","documentName":"FORM ADV2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:50:46.415334+00:00","documents":[{"name":"FORM ADV2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007279","versionId":1007279,"submittedOn":"2026-02-08"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":188227202}],"custodyNote":"Hahn Financial Group has custody of $165M in client assets for 1,661 clients.","otherCustodians":[],"leadership":[{"name":"Verlyn Hahn","title":"President","crd":"1590372"},{"name":"Kelly Hahn","title":"Chief Compliance Officer","crd":"4632939"}],"ownership":[{"label":"Hahn Financial Group Inc. Esop Trust","detail":"Owner in the 75% or more ownership band and a control person, since September 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Dakota","offices":1,"addresses":[{"street":"1000 E.  41st St.","city":"Sioux Falls","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"605-275-3600","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":98},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169787/PDF/169787.pdf","brochureDate":"8 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007279","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hahn Financial Group have?","answer":"Hahn Financial Group has 1,861 clients and manages $189 million for them, as of August 2026. They include 1,794 individual clients, 52 high-net-worth individuals and 14 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hahn Financial Group offer?","answer":"Hahn Financial Group provides portfolio management for individuals and small businesses, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Hahn Financial Group charge?","answer":"Hahn Financial Group charges 0.50%–1.75% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"FORM ADV2A AND 2B, filed 8 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Hahn Financial Group use?","answer":"Hahn Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $188M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hahn Financial Group have?","answer":"Hahn Financial Group has 9 investment adviser representatives registered with state securities authorities, out of 16 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 15 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hahn Financial Group invest in?","answer":"At the end of its last fiscal year, Hahn Financial Group’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs), 1% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hahn Financial Group?","answer":"Hahn Financial Group’s direct owner is Hahn Financial Group Inc. Esop Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hahn Financial Group get paid?","answer":"Hahn Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hahn Financial Group?","answer":"Hahn Financial Group’s main office is at 1000 E.  41st St., Sioux Falls, SD 57105. Its phone number is 605-275-3600.","source":"Form ADV Part 1A, Item 1.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}