{"url":"https://nivawealth.com/firms/h-i-g-capital-160711","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160711","regulatoryAum":72329598943,"crd":"160711","secFileNumber":"801-74338","legalName":"H.I.G. Capital, LLC","displayName":"H.I.G. Capital","website":null,"linkedinUrl":"https://www.linkedin.com/company/h-i-g--capital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1450 Brickell Avenue, 31st Floor","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":["H.I.G. Ima Advisors, LLC (relying Advisor)","Whitehorse Capital Management, LLC (relying Advisor)"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1039,"advisory":533,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":72329598943,"discretionaryAccounts":194,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":45,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":185,"regulatoryAum":71762445714},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":491156463},{"label":"Insurance companies","clients":6,"regulatoryAum":75996766}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":75996766},{"name":"Jpmorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":491156463}],"custodyNote":"H.I.G. Capital has custody of $72.33B for 194 clients.","otherCustodians":[],"leadership":[{"name":"Brian Schwartz","title":"Chief Executive Officer","crd":"2001057"},{"name":"Doug Berman","title":"Co-President","crd":"8238864"},{"name":"Rick Rosen","title":"Co-President","crd":"7531239"},{"name":"Chad Buresh","title":"Chief Financial Officer","crd":"7718903"},{"name":"Jay Maher","title":"Global Chief Operating Officer","crd":"2894126"},{"name":"Richard Siegel","title":"General Counsel and Chief Compliance Officer","crd":"6027607"},{"name":"Sami Mnaymneh","title":"Co-Founder and Co-Executive Chairman","crd":"2038976"},{"name":"Anthony Tamer","title":"Co-Founder and Co-Executive Chairman","crd":"6027594"}],"ownership":[{"label":"H.I.G. Capital Partners, LP","detail":"Member in the 50% to 75% ownership band and a control person, since May 2018."},{"label":"H.I.G. Capital Advisor Holdings, L.L.C.","detail":"Member in the 5% to 10% ownership band, since August 2016."},{"label":"H.I.G. Capital Advisor Holdings II, L.L.C.","detail":"Member in the 5% to 10% ownership band, since August 2016."},{"label":"H.I.G. Capital Advisor Holdings 2018, L.L.C.","detail":"Member in the 5% to 10% ownership band, since May 2018."},{"label":"H.I.G. Capital Advisor Holdings 2018 II, L.L.C.","detail":"Member in the 5% to 10% ownership band, since May 2018."},{"label":"H.I.G. Capital Advisor Holdings 2025, L.L.C.","detail":"Member in the 5% to 10% ownership band, since May 2025."},{"label":"H.I.G. Capital Advisor Holdings 2025 II, L.L.C.","detail":"Member in the 5% to 10% ownership band, since May 2025."},{"label":"H.I.G.-GP Global, LLC","detail":"Indirect owner: general partner, h.i.g. capital partners, lp of H.I.G. Capital Partners, LP and a control person, since September 2014. Also manager, h.i.g. capital advisor holdings, l.l.c. of H.I.G. Capital Advisor Holdings, L.L.C. and a control person, since August 2016. Also manager, h.i.g. capital advisor holdings ii, l.l.c. of H.I.G. Capital Advisor Holdings II, L.L.C. and a control person, since August 2016. Also manager, h.i.g. capital advisor holdings 2018, l.l.c. of H.I.G. Capital Advisor Holdings 2018, L.L.C. and a control person, since May 2018. Also manager, h.i.g. capital advisor holdings 2018 ii, l.l.c. of H.I.G. Capital Advisor Holdings 2018 II, L.L.C. and a control person, since May 2018. Also manager, h.i.g. capital advisor holdings 2025, l.l.c. of H.I.G. Capital Advisor Holdings 2025, L.L.C. and a control person, since May 2025. Also manager, h.i.g. capital advisor holdings 2025 ii, l.l.c. of H.I.G. Capital Advisor Holdings 2025 II, L.L.C. and a control person, since May 2025.","parent":"H.I.G. Capital Partners, LP"},{"label":"Dyal Capital Partners Hotshot Aggregator Ah I LP","detail":"Indirect owner: a member, h.i.g. capital advisor holdings, l.l.c. of H.I.G. Capital Advisor Holdings, L.L.C. in the 75% or more band and a control person, since August 2016.","parent":"H.I.G. Capital Advisor Holdings, L.L.C."},{"label":"Dyal Capital Partners Hotshot Aggregator Ah II LP","detail":"Indirect owner: a member, h.i.g. capital advisor holdings ii, l.l.c. of H.I.G. Capital Advisor Holdings II, L.L.C. in the 75% or more band and a control person, since August 2016.","parent":"H.I.G. Capital Advisor Holdings II, L.L.C."},{"label":"Blue Owl GP Stakes GP Holdings LLC","detail":"Indirect owner: general partner, dyal capital partners hotshot aggregator ah i lp of Dyal Capital Partners Hotshot Aggregator Ah I LP and a control person, since June 2024. Also general partner, dyal capital partners hotshot aggregator ah ii lp of Dyal Capital Partners Hotshot Aggregator Ah II LP and a control person, since June 2024. Also general partner, dyal capital partners iv hotshot aggregator (a) lp of Dyal Capital Partners IV Hotshot Aggregator (a) LP and a control person, since June 2024. Also general partner, blue owl gp stakes vi hotshot aggregator (a) lp of Blue Owl GP Stakes VI Hotshot Aggregator (a) LP and a control person, since April 2025.","parent":"Dyal Capital Partners Hotshot Aggregator Ah I LP"},{"label":"Dyal Capital Partners IV Hotshot Aggregator (a) LP","detail":"Indirect owner: a member, h.i.g. capital advisor holdings 2018, l.l.c. of H.I.G. Capital Advisor Holdings 2018, L.L.C. in the 75% or more band and a control person, since May 2018. Also a member, h.i.g. capital advisor holdings 2018 ii, l.l.c. of H.I.G. Capital Advisor Holdings 2018 II, L.L.C. in the 75% or more band and a control person, since May 2018.","parent":"H.I.G. Capital Advisor Holdings 2018, L.L.C."},{"label":"Blue Owl GP Stakes VI Hotshot Aggregator (a) LP","detail":"Indirect owner: a member, h.i.g. capital advisor holdings 2025, l.l.c. of H.I.G. Capital Advisor Holdings 2025, L.L.C. in the 75% or more band and a control person, since May 2025. Also a member, h.i.g. capital advisor holdings 2025 ii, l.l.c. of H.I.G. Capital Advisor Holdings 2025 II, L.L.C. in the 75% or more band and a control person, since May 2025.","parent":"H.I.G. Capital Advisor Holdings 2025, L.L.C."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":19,"privateResidences":0},"listedOfficeAddresses":9,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"11111 Santa Monica BLVD","city":"Los Angeles"},{"street":"One Sansome Street","city":"San Francisco"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"Metro Center - One Station Place","city":"Stamford"}]},{"state":"Florida","offices":2,"addresses":[{"street":"1450 Brickell Avenue, 31st Floor","city":"Miami","headquarters":true},{"street":"2811 Ponce De Leon Boulevard","city":"Coral Gables"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1380 West Paces Ferry Road","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"155 N Wacker","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"800 Boylston Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"1271 Avenue of the Americas","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-379-2322","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":17},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":16},{"label":"Other","percent":66,"detail":"Term Loans"}],"privateFunds":151},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160711/PDF/160711.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does H.I.G. Capital have?","answer":"H.I.G. Capital has 191 clients and manages $72.3 billion for them, as of March 2026. They include 185 pooled investment vehicles and 6 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does H.I.G. Capital offer?","answer":"H.I.G. Capital provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does H.I.G. Capital use?","answer":"H.I.G. Capital’s separately managed account assets are held at Jpmorgan Chase Bank, N.A. (New York, NY), with $491,156,463 and Bank of New York Mellon (New York, NY), with $75,996,766. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does H.I.G. Capital have?","answer":"H.I.G. Capital has 0 investment adviser representatives registered with state securities authorities, out of 1,039 employees, and 533 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does H.I.G. Capital invest in?","answer":"At the end of its last fiscal year, H.I.G. Capital’s separately managed accounts held 66% term loans, 17% non-exchange-traded equities, 16% cash and equivalents and 1% high-yield corporate bonds. It advises 151 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns H.I.G. Capital?","answer":"H.I.G. Capital is owned through holding companies by Dyal Capital Partners Hotshot Aggregator Ah II LP, Dyal Capital Partners IV Hotshot Aggregator (a) LP and Blue Owl GP Stakes VI Hotshot Aggregator (a) LP. Its direct owners are H.I.G. Capital Partners, LP (50% to 75%), H.I.G. Capital Advisor Holdings, L.L.C. (5% to 10%), H.I.G. Capital Advisor Holdings II, L.L.C. (5% to 10%), H.I.G. Capital Advisor Holdings 2018, L.L.C. (5% to 10%), H.I.G. Capital Advisor Holdings 2018 II, L.L.C. (5% to 10%), H.I.G. Capital Advisor Holdings 2025, L.L.C. (5% to 10%) and H.I.G. Capital Advisor Holdings 2025 II, L.L.C. (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does H.I.G. Capital get paid?","answer":"H.I.G. Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}