{"url":"https://nivawealth.com/firms/h-and-h-international-investment-292451","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292451","regulatoryAum":25499731823,"crd":"292451","secFileNumber":"801-112873","legalName":"H&H International Investment, LLC","displayName":"H&H International Investment","website":null,"founded":"2017","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2479 E Bayshore RD  #120","city":"Palo Alto","state":"CA","stateName":"California","country":"United States","postalCode":"94303"},"tradeNames":[],"registration":{"secApproved":"18 April 2018","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":25499731823,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"regulatoryAum":13589301905},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":3710186758},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":8200243160}],"fees":[{"service":"Investment advisory services","basis":"Percentage of assets; negotiable, billed in arrears.","range":"Up to 2.10% a year"}],"feeNotes":[],"custodians":[{"name":"Charles Schwab & Co., Inc. Advisor Services (CRD# 5393)","shortName":"Charles Schwab","location":"West Lake, TX","smaAssets":8954636248},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":12834908817}],"custodyNote":"H&H International Investment does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Eric Hu","title":"Chief Compliance Officer","crd":"6909366"},{"name":"Yong Duan","title":"Owner","crd":"6909364"}],"ownership":[{"label":"Yong Duan","detail":"Owner in the 75% or more ownership band and a control person, since February 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2479 E Bayshore RD  #120","city":"Palo Alto","headquarters":true}]}],"minimumAccount":0,"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"650-319-6832","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":79},{"label":"U.S. government/agency bonds","percent":22},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"17 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292451/PDF/292451.pdf","brochureDate":"17 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058220","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does H&H International Investment have?","answer":"H&H International Investment has 2 clients and manages $25.5 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does H&H International Investment offer?","answer":"H&H International Investment provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does H&H International Investment charge?","answer":"H&H International Investment charges up to 2.10% a year for investment advisory services.","source":"Part 2A brochure, Item 5","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does H&H International Investment use?","answer":"H&H International Investment’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $12,834,908,817 and Charles Schwab & Co., Inc. Advisor Services (CRD# 5393) (West Lake, TX), with $8,954,636,248. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does H&H International Investment have?","answer":"H&H International Investment has 1 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does H&H International Investment invest in?","answer":"At the end of its last fiscal year, H&H International Investment’s separately managed accounts held 79% exchange-traded equities, 22% U.S. government and agency bonds and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does H&H International Investment have a minimum investment?","answer":"No, H&H International Investment has no minimum account size.","source":"Part 2A brochure, Items 5 and 7","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns H&H International Investment?","answer":"H&H International Investment’s direct owner is Yong Duan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does H&H International Investment get paid?","answer":"H&H International Investment is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/h-and-h-international-investment-292451/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1759760/000175976026000007/0001759760-26-000007-index.html","totalValue":19100584155,"positionCount":18,"top10Share":0.988396432266079,"top10":[{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":7841281858,"shares":27098707,"shareType":"SH","priorValue":7346105601,"priorShares":28945607},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":4618447581,"shares":9229696,"shareType":"SH","priorValue":4383623843,"priorShares":9147796},{"issuer":"PDD HOLDINGS INC","titleOfClass":"SPONSORED 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}