{"url":"https://nivawealth.com/firms/gunderson-capital-management-140795","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140795","regulatoryAum":395755965,"crd":"140795","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2451600","suffix":null,"lastName":"GUNDERSON","firstName":"WILLIAM","middleName":"FRED"},{"crd":"6794604","suffix":null,"lastName":"Jellison","firstName":"Matthew","middleName":null},{"crd":"4373405","suffix":"JR","lastName":"KYTE","firstName":"BARRY","middleName":"JAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":228000000,"clients":650,"employees":8,"offices":1},{"filedOn":"2022-06-03","regulatoryAum":0,"clients":0,"employees":10,"offices":1},{"filedOn":"2023-02-16","regulatoryAum":197826292,"clients":557,"employees":5,"offices":1},{"filedOn":"2024-07-12","regulatoryAum":227680902,"clients":562,"employees":5,"offices":1},{"filedOn":"2025-02-03","regulatoryAum":315262474,"clients":619,"employees":6,"offices":1},{"filedOn":"2026-04-30","regulatoryAum":395755965,"clients":696,"employees":4,"offices":1}],"secFileNumber":"801-122484","legalName":"Gunderson 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have?","answer":"Gunderson Capital Management has 696 clients and manages $396 million for them, as of April 2026. They include 587 individual clients, 107 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gunderson Capital Management offer?","answer":"Gunderson Capital Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gunderson Capital Management charge?","answer":"Gunderson Capital Management charges 1.00%–2.00% a year for its Assets Under Management Fee. The fee is billed in advance, is negotiable and requires an account of at least $100,000.","source":"GUNDERSON CAPITAL MANGEMENT FORM ADV PART 2A, filed 30 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gunderson Capital Management use?","answer":"Gunderson Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $396M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gunderson Capital Management have?","answer":"Gunderson Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gunderson Capital Management invest in?","answer":"At the end of its last fiscal year, Gunderson Capital Management’s separately managed accounts held 50% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 14% cash and equivalents, 4% U.S. government and agency bonds and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Gunderson Capital Management have a minimum investment?","answer":"Yes, Gunderson Capital Management’s minimum account size for its Assets Under Management Fee is $100K.","source":"GUNDERSON CAPITAL MANGEMENT FORM ADV PART 2A, filed 30 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Gunderson Capital Management?","answer":"Gunderson Capital Management is owned through a holding company by Bharcap Partners II LP and Sir Purr. Its direct owner is GCG Advisory Partners, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gunderson Capital Management get paid?","answer":"Gunderson Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Gunderson Capital Management registered with the SEC?","answer":"Yes, Gunderson Capital Management has been registered with the SEC as an investment adviser since 21 October 2021. 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