{"url":"https://nivawealth.com/firms/gullane-capital-313464","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313464","regulatoryAum":145311042,"crd":"313464","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2753617","suffix":"III","lastName":"MILLER","firstName":"RICHARD","middleName":"ALVAH"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-28","regulatoryAum":415603892,"clients":11,"employees":5,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":345045871,"clients":16,"employees":6,"offices":2},{"filedOn":"2023-04-30","regulatoryAum":250431000,"clients":22,"employees":4,"offices":2},{"filedOn":"2024-03-31","regulatoryAum":260716002,"clients":23,"employees":3,"offices":3},{"filedOn":"2025-03-31","regulatoryAum":320941185,"clients":24,"employees":3,"offices":2},{"filedOn":"2026-05-05","regulatoryAum":145311042,"clients":13,"employees":2,"offices":2}],"secFileNumber":"801-121629","legalName":"Gullane Capital, LLC","displayName":"Gullane Capital","slug":"gullane-capital-313464","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/gullane-capital-llc/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4530 St. Johns Avenue, Suite 15 Unit 332","city":"Jacksonville","state":"FL","stateName":"Florida","country":"United States","postalCode":"32210-3356"},"tradeNames":[],"registration":{"secApproved":"1 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":145311042,"discretionary":145311042,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":145311042}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Gullane Capital has custody of $145M for 13 clients.","otherCustodians":[],"leadership":[{"name":"Sarah Sutton","title":"Chief Compliance Officer","crd":"4151257"},{"name":"Jennifer Miller","title":"Owner","crd":"7385917"},{"name":"Richard Miller","title":"Managing Member","crd":"2753617"},{"name":"Laura Powers","title":"COO","crd":"6082123"}],"ownership":[{"label":"Richard Miller","detail":"Managing member in the 75% or more ownership band and a control person, since June 2007. Also a trustee of The Trip Miller Family Trust Dated June 4, 2021 in the 75% or more band and a control person, since June 2021."},{"label":"Jennifer Miller","detail":"Indirect owner: a trustee of The Miller Family Trust Dated December 23,2020 in the 75% or more band and a control person, since December 2020.","parent":"The Miller Family Trust Dated December 23,2020"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"4530 St. Johns Avenue, Suite 15 Unit 332","city":"Jacksonville","headquarters":true},{"street":"3750 Ortega BLVD","city":"Jacksonville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-766-1969","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":13},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313464/PDF/313464.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gullane Capital have?","answer":"Gullane Capital has 13 clients and manages $145 million for them, as of May 2026. They include 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gullane Capital offer?","answer":"Gullane Capital provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Gullane Capital have?","answer":"Gullane Capital has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gullane Capital?","answer":"Gullane Capital’s direct owners are Richard Miller (75% or more) and Jennifer Miller (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gullane Capital get paid?","answer":"Gullane Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gullane Capital?","answer":"Gullane Capital’s main office is at 4530 St. Johns Avenue, Suite 15 Unit 332, Jacksonville, FL 32210-3356. Its phone number is 901-766-1969.","source":"Form ADV Part 1A, Item 1.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/gullane-capital-313464/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2068251/000206825126000004/0002068251-26-000004-index.html","totalValue":59231890,"positionCount":5,"top10Share":1,"top10":[{"issuer":"CORE SCIENTIFIC INC CL A","titleOfClass":"COM","cusip":"21874A106","value":55326501,"shares":2162036,"shareType":"SH","priorValue":34989181,"priorShares":2338849},{"issuer":"CORE SCIENTIFIC INC NEW WT","titleOfClass":"W EXP 01/23/202","cusip":"21874A114","value":2651872,"shares":141057,"shareType":"SH","priorValue":1232838,"priorShares":141057},{"issuer":"PALANTIR TECHNOLOGIES INC CL A","titleOfClass":"CL A","cusip":"69608A108","value":610417,"shares":5232,"shareType":"SH","priorValue":765337,"priorShares":5232},{"issuer":"NEBIUS GROUP NV","titleOfClass":"COM","cusip":"009805522","value":552340,"shares":2000,"shareType":"SH","priorValue":207520,"priorShares":2000},{"issuer":"CORE SCIENTIFIC INC CL A","titleOfClass":"JUL 17 2026 30C","cusip":"21874A106","value":90760,"shares":3233,"shareType":"SH","putCall":"Call"}],"positionsListed":5,"positions":[{"issuer":"CORE SCIENTIFIC INC CL A","titleOfClass":"COM","cusip":"21874A106","value":55326501,"shares":2162036,"shareType":"SH","priorValue":34989181,"priorShares":2338849},{"issuer":"CORE SCIENTIFIC INC NEW WT","titleOfClass":"W EXP 01/23/202","cusip":"21874A114","value":2651872,"shares":141057,"shareType":"SH","priorValue":1232838,"priorShares":141057},{"issuer":"PALANTIR TECHNOLOGIES INC CL A","titleOfClass":"CL A","cusip":"69608A108","value":610417,"shares":5232,"shareType":"SH","priorValue":765337,"priorShares":5232},{"issuer":"NEBIUS GROUP NV","titleOfClass":"COM","cusip":"009805522","value":552340,"shares":2000,"shareType":"SH","priorValue":207520,"priorShares":2000},{"issuer":"CORE SCIENTIFIC INC CL A","titleOfClass":"JUL 17 2026 30C","cusip":"21874A106","value":90760,"shares":3233,"shareType":"SH","putCall":"Call"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}