{"url":"https://nivawealth.com/firms/guiry-capital-management-122056","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122056","regulatoryAum":204250000,"crd":"122056","history":[{"filedOn":"2021-03-30","regulatoryAum":252254000,"clients":38,"employees":2,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":262349000,"clients":42,"employees":2,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":243244000,"clients":35,"employees":2,"offices":2},{"filedOn":"2024-03-27","regulatoryAum":225025708,"clients":32,"employees":2,"offices":2},{"filedOn":"2025-03-30","regulatoryAum":211528000,"clients":34,"employees":2,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":204250000,"clients":33,"employees":2,"offices":1}],"secFileNumber":"801-61356","legalName":"Guiry Capital Management, LLC","displayName":"Guiry Capital Management","slug":"guiry-capital-management-122056","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3801 Pga BLVD., Suite 600","city":"Palm Beach Gardens","state":"FL","stateName":"Florida","country":"United States","postalCode":"33410"},"tradeNames":[],"registration":{"secApproved":"2 August 2002","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5026758.620689655,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":204250000,"discretionary":39745000,"discretionaryAccounts":21,"nonDiscretionary":164505000,"nonDiscretionaryAccounts":35,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":7,"regulatoryAum":1052000},{"label":"High-net-worth individuals","clients":22,"regulatoryAum":144724000},{"label":"Charitable organizations","clients":4,"regulatoryAum":18180000},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":40294000}],"feePrograms":[{"role":"main","program":"Investment Advisory Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030746","versionId":1030746,"ratePeriod":"not_stated","fee_billing":"both","submittedOn":"2026-03-30","documentName":"GUIRY CAPITAL MANAGEMENT FORM ADV PART 2A","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":3000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:37:15.363017+00:00","documents":[{"name":"GUIRY CAPITAL MANAGEMENT FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030746","versionId":1030746,"submittedOn":"2026-03-30"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030747","versionId":1030747,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":106000000},{"name":"U.S. Trust Company/Bank of America","shortName":"U.S. Trust Company/Bank of America","location":"Boston, MA","smaAssets":99000000}],"custodyNote":"Guiry Capital Management does not have custody of client assets.","leadership":[{"name":"Martin Guiry","title":"Managing Member, Chief Compliance Officer","crd":"1267653"}],"ownership":[{"label":"Martin Guiry","detail":"Managing member, chief compliance officer in the 75% or more ownership band and a control person, since July 2002."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"3801 Pga BLVD., Suite 600","city":"Palm Beach Gardens","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-337-5224","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":37},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":1,"detail":"Gold"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/122056/PDF/122056.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030746","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Guiry Capital Management have?","answer":"Guiry Capital Management has 33 clients and manages $204 million for them, as of March 2026. They include 22 high-net-worth individuals, 7 individual clients and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Guiry Capital Management offer?","answer":"Guiry Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Guiry Capital Management charge?","answer":"Guiry Capital Management charges 1.00% for its Investment Advisory Fee. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $3,000,000.","source":"GUIRY CAPITAL MANAGEMENT FORM ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Guiry Capital Management use?","answer":"Guiry Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $106M and U.S. Trust Company/Bank of America (Boston, MA), with $99M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Guiry Capital Management have?","answer":"Guiry Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Guiry Capital Management invest in?","answer":"At the end of its last fiscal year, Guiry Capital Management’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 37% exchange-traded equities, 9% cash and equivalents, 1% U.S. government and agency bonds, 1% investment grade corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Gold.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Guiry Capital Management have a minimum investment?","answer":"Yes, Guiry Capital Management’s minimum account size for its Investment Advisory Fee is $3M.","source":"GUIRY CAPITAL MANAGEMENT FORM ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Guiry Capital Management?","answer":"Guiry Capital Management’s direct owner is Martin Guiry (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Guiry Capital Management get paid?","answer":"Guiry Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Guiry Capital Management registered with the SEC?","answer":"Yes, Guiry Capital Management has been registered with the SEC as an investment adviser since 2 August 2002. Its CRD number is 122056 and its SEC file number is 801-61356.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Guiry Capital Management?","answer":"Guiry Capital Management’s main office is at 3801 Pga BLVD., Suite 600, Palm Beach Gardens, FL 33410. Its phone number is 561-337-5224.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}