{"url":"https://nivawealth.com/firms/guided-wealth-339013","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/339013","regulatoryAum":105320637,"crd":"339013","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6240878","suffix":null,"lastName":"BARBOSA","firstName":"BLAKE","middleName":"GABRIEL"},{"crd":"7862182","suffix":null,"lastName":"LANCI","firstName":"STEFANO","middleName":"Joseph"},{"crd":"6843948","suffix":null,"lastName":"Pratt","firstName":"Carolyn","middleName":"Ann"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134849","legalName":"Guided Wealth, LLC","displayName":"Guided Wealth","slug":"guided-wealth-339013","website":"https://guidedwealthplanning.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/339013/df26623a46023757-r1.webp","tone":"light","width":499,"height":200,"sourceUrl":"https://www.guidedwealthplanning.com/","sourceLabel":"Guided Wealth, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"6 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":915831.6260869565,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":105320637,"discretionary":105320637,"discretionaryAccounts":299,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":87,"regulatoryAum":39871504},{"label":"High-net-worth individuals","clients":28,"regulatoryAum":65449133}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.15,"from":0},{"to":2000000,"pct":1,"from":1000000},{"to":5000000,"pct":0.85,"from":2000000},{"to":10000000,"pct":0.8,"from":5000000},{"to":25000000,"pct":0.7,"from":10000000},{"to":50000000,"pct":0.4,"from":25000000},{"to":null,"pct":0.3,"from":50000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043975","versionId":1043975,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-05-04","documentName":"GUIDED WEALTH LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","fee_rate_low":0.3,"fee_rate_high":1.15,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is charged up to $50,000 per year until the wealth management fee is twice the projected planning fee, and may be negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043975","versionId":1043975,"submittedOn":"2026-05-04","documentName":"GUIDED WEALTH LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:11:19.800607+00:00","documents":[{"name":"GUIDED WEALTH LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043975","versionId":1043975,"submittedOn":"2026-05-04"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Dallas, TX","smaAssets":105320637}],"custodyNote":"Guided Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Blake Barbosa","title":"Chief Executive Officer and Chief Compliance Officer","crd":"6240878"}],"ownership":[{"label":"Blake Barbosa","detail":"Chief executive officer and chief compliance officer in the 75% or more ownership band and a control person, since October 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"508-980-0999","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":76},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/339013/PDF/339013.pdf","brochureDate":"4 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043975","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Guided Wealth have?","answer":"Guided Wealth has 115 clients and manages $105 million for them, as of May 2026. They include 87 individual clients and 28 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Guided Wealth offer?","answer":"Guided Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Guided Wealth charge?","answer":"Guided Wealth charges 0.30%–1.15% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"GUIDED WEALTH LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 4 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Guided Wealth use?","answer":"Guided Wealth’s separately managed account assets are held at Altruist Financial LLC (Dallas, TX), with $105M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Guided Wealth have?","answer":"Guided Wealth has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Guided Wealth invest in?","answer":"At the end of its last fiscal year, Guided Wealth’s separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 3% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Guided Wealth?","answer":"Guided Wealth’s direct owner is Blake Barbosa (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Guided Wealth get paid?","answer":"Guided Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Guided Wealth?","answer":"Its phone number is 508-980-0999. Its website is guidedwealthplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}