{"url":"https://nivawealth.com/firms/guardian-wealth-partners-310203","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310203","regulatoryAum":191356409,"crd":"310203","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3082625","suffix":null,"lastName":"BIONDOLILLO","firstName":"JOSEPH","middleName":"JEROME"},{"crd":"7567852","suffix":null,"lastName":"Borawski","firstName":"Michelle","middleName":null},{"crd":"7828662","suffix":null,"lastName":"DAVIS","firstName":"BROOKE","middleName":"Hiett"},{"crd":"4412231","suffix":null,"lastName":"DeRusso","firstName":"Nancy","middleName":"R"},{"crd":"4002979","suffix":null,"lastName":"ECHEVERRIA","firstName":"SHELLEY","middleName":"JO"},{"crd":"6068427","suffix":null,"lastName":"FELBERBAUM","firstName":"YOEL","middleName":null},{"crd":"6962984","suffix":null,"lastName":"Francione","firstName":"Steven","middleName":null},{"crd":"4332448","suffix":null,"lastName":"FRANCO","firstName":"NICHOLAS","middleName":"J"},{"crd":"4999850","suffix":null,"lastName":"FUENTEZ","firstName":"BENJAMIN","middleName":"P"},{"crd":"7924379","suffix":null,"lastName":"Glauber","firstName":"Aaron","middleName":null},{"crd":"5440111","suffix":null,"lastName":"LANDAU","firstName":"YOEL","middleName":null},{"crd":"8300714","suffix":null,"lastName":"Perl","firstName":"Joel","middleName":null},{"crd":"6126793","suffix":null,"lastName":"Warmbein","firstName":"Chad","middleName":null},{"crd":"2341336","suffix":null,"lastName":"Warmbein","firstName":"Keith","middleName":"Paul"},{"crd":"6089972","suffix":null,"lastName":"Wiethe","firstName":"Christopher","middleName":"Albert"},{"crd":"1993946","suffix":null,"lastName":"Woomer","firstName":"Michael","middleName":"James"}],"total":16,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-20","regulatoryAum":0,"clients":0,"employees":118,"offices":1},{"filedOn":"2022-06-06","regulatoryAum":44442493,"clients":136,"employees":89,"offices":3},{"filedOn":"2023-03-15","regulatoryAum":97057291,"clients":329,"employees":75,"offices":6},{"filedOn":"2024-07-29","regulatoryAum":75377994,"clients":207,"employees":70,"offices":9},{"filedOn":"2025-03-28","regulatoryAum":98287453,"clients":255,"employees":87,"offices":10},{"filedOn":"2026-09-02","regulatoryAum":191356409,"clients":402,"employees":75,"offices":8}],"secFileNumber":"801-119560","legalName":"Guardian Wealth Partners, LLC","displayName":"Guardian Wealth Partners","slug":"guardian-wealth-partners-310203","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 Hudson Yards","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10001"},"tradeNames":["Park Avenue Investment Advisory","Westpac Wealth Partners"],"registration":{"secApproved":"30 September 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":476010.96766169154,"staff":{"employees":75,"advisory":75,"brokerDealerReps":39,"insuranceAgents":20,"promoters":1},"aum":{"regulatory":191356409,"discretionary":191356409,"discretionaryAccounts":655,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":191356409,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":372,"regulatoryAum":104608719},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":86747690}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Standalone financial planning and consulting are negotiable: hourly fees generally run $100 to $500 an hour, or flat fees $500 to $100,000 per agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026820","versionId":1026820,"submittedOn":"2026-03-26","documentName":"FIRM BROCHURE"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting has an asset-based fee of .10% to 1.00% of plan assets, or a fixed dollar amount of no more than 1% of plan assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026820","versionId":1026820,"submittedOn":"2026-03-26","documentName":"FIRM BROCHURE"},{"role":"other","program":"Subscription-Based Financial Planning","summary":"Subscription-based financial planning generally has a maximum annual fee of $100,000 per agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026820","versionId":1026820,"submittedOn":"2026-03-26","documentName":"FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:41:28.069998+00:00","documents":[{"name":"FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026820","versionId":1026820,"submittedOn":"2026-03-26"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026821","versionId":1026821,"submittedOn":null}]},"custodians":[],"custodyNote":"Guardian Wealth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Marianne Grace Caswell","title":"President and Elected Member","crd":"6424651"},{"name":"Carly Pritchard Maher","title":"Elected Member & Chief Operating Officer","crd":"4003223"},{"name":"Joseph Michael Gallo","title":"Chief Compliance Officer","crd":"3108044"},{"name":"Allen Warren Boggs","title":"Head of Product & Supervision","crd":"4751363"},{"name":"Nancy DeRusso","title":"Elected Member","crd":"4412231"},{"name":"Joshua Neil Hergan","title":"General Counsel","crd":"4572643"},{"name":"Michael John Ryniker","title":"Head of Operations","crd":"2474604"}],"ownership":[{"label":"Guardian Investor Services LLC","detail":"Owner in the 75% or more ownership band and a control person, since May 2020."},{"label":"The Guardian Life Insurance Company of America","detail":"Indirect owner: a owner of Guardian Investor Services LLC in the 75% or more band and a control person, since December 2001.","parent":"Guardian Investor Services LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":0},"listedOfficeAddresses":8,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"9336 E Raintree Drive","city":"Scottsdale"}]},{"state":"Missouri","offices":1,"addresses":[{"street":"625 Maryville Centre Drive","city":"Saint Louis"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"333 Broad Street","city":"Red Bank"}]},{"state":"New York","offices":2,"addresses":[{"street":"10 Hudson Yards","city":"New York","headquarters":true},{"street":"185a Marcy Avenue","city":"Brooklyn"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"24500 Chagrin BLVD.","city":"Beachwood"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"244 BLVD. of Allies","city":"Pittsburgh"}]},{"state":"Texas","offices":1,"addresses":[{"street":"1095 Evergreen Circle","city":"The Woodlands"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-879-6934","stateRegisteredReps":14,"otherAdviserReps":4,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":87},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":8},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"2 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310203/PDF/310203.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026820","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Guardian Wealth Partners have?","answer":"Guardian Wealth Partners has 402 clients and manages $191 million for them, as of September 2026. They include 372 individual clients and 30 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Guardian Wealth Partners offer?","answer":"Guardian Wealth Partners provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Guardian Wealth Partners have?","answer":"Guardian Wealth Partners has 14 investment adviser representatives registered with state securities authorities, out of 75 employees, and 75 perform investment advisory functions. 39 employees are registered representatives of a broker-dealer and 20 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Guardian Wealth Partners invest in?","answer":"At the end of its last fiscal year, Guardian Wealth Partners’ separately managed accounts held 87% exchange-traded equities, 8% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Guardian Wealth Partners?","answer":"Guardian Wealth Partners is owned through a holding company by the Guardian Life Insurance Company of America. Its direct owner is Guardian Investor Services LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Guardian Wealth Partners get paid?","answer":"Guardian Wealth Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Guardian Wealth Partners?","answer":"Guardian Wealth Partners’ main office is at 10 Hudson Yards, New York, NY 10001. Its phone number is 800-879-6934.","source":"Form ADV Part 1A, Item 1.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}