{"url":"https://nivawealth.com/firms/gts-financial-310222","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310222","regulatoryAum":169917892,"crd":"310222","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4888916","suffix":null,"lastName":"ENGBRECHT","firstName":"TYLER","middleName":"JON"},{"crd":"5545777","suffix":null,"lastName":"MEYER","firstName":"GRANT","middleName":"ALLAN"},{"crd":"3268493","suffix":null,"lastName":"O`LAUGHLIN","firstName":"KEVIN","middleName":"JAMES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-12","regulatoryAum":112318197,"clients":137,"employees":4,"offices":1},{"filedOn":"2025-04-14","regulatoryAum":147240337,"clients":154,"employees":4,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":169917892,"clients":170,"employees":6,"offices":1}],"secFileNumber":"801-129885","legalName":"GTS Financial, LLC","displayName":"GTS Financial","slug":"gts-financial-310222","website":"https://trumixadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/trumix-advisors/","founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3800 American Boulevard West, Suite 350","city":"Bloomington","state":"MN","stateName":"Minnesota","country":"United States","postalCode":"55431"},"tradeNames":[],"registration":{"secApproved":"11 April 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":990107.6588235294,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":169917892,"discretionary":169654212,"discretionaryAccounts":709,"nonDiscretionary":263680,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":120,"regulatoryAum":41811569},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":126506733},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1599590}],"feePrograms":[{"role":"other","program":"Ongoing Financial Planning","summary":"Ongoing financial planning is a monthly fee starting at $600, set by complexity and needs; it is included at no extra charge for investment management clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020590","versionId":1020590,"submittedOn":"2026-03-17","documentName":"ADV PART 2A"},{"role":"other","program":"Project-Based Financial Planning","summary":"Project-based financial planning is a fixed fee of $1,200 to $10,000 agreed before work starts, or an hourly rate of $300 in certain cases.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020590","versionId":1020590,"submittedOn":"2026-03-17","documentName":"ADV PART 2A"},{"role":"other","program":"SIMPLE IRA Investment Management","summary":"SIMPLE IRA management is 0.75% a year of participant average daily assets, with plan sponsors also paying an annual fee of $2,195.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020590","versionId":1020590,"submittedOn":"2026-03-17","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:41:36.529008+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020590","versionId":1020590,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":161915959}],"custodyNote":"GTS Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Tyler Engbrecht","title":"Founder, CCO","crd":"4888916"},{"name":"Grant Meyer","title":"Founder","crd":"5545777"},{"name":"Stacey Stelter","title":"Founder","crd":"6552960"}],"ownership":[{"label":"Tyler Engbrecht","detail":"Founder, cco in the 25% to 50% ownership band and a control person, since January 2021."},{"label":"Grant Meyer","detail":"Founder in the 25% to 50% ownership band and a control person, since January 2021."},{"label":"Stacey Stelter","detail":"Founder in the 5% to 10% ownership band, since January 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":1,"addresses":[{"street":"3800 American Boulevard West, Suite 350","city":"Bloomington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"952-222-8286","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":8},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310222/PDF/310222.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020590","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does GTS Financial have?","answer":"GTS Financial has 170 clients and manages $170 million for them, as of March 2026. They include 120 individual clients and 50 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does GTS Financial offer?","answer":"GTS Financial provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does GTS Financial use?","answer":"GTS Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $162M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does GTS Financial have?","answer":"GTS Financial has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does GTS Financial invest in?","answer":"At the end of its last fiscal year, GTS Financial’s separately managed accounts held 90% exchange-traded equities, 8% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns GTS Financial?","answer":"GTS Financial’s direct owners are Tyler Engbrecht, Grant Meyer and Stacey Stelter, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does GTS Financial get paid?","answer":"GTS Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact GTS Financial?","answer":"GTS Financial’s main office is at 3800 American Boulevard West, Suite 350, Bloomington, MN 55431. Its phone number is 952-222-8286. Its website is trumixadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/gts-financial-310222/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2112647/000211264726000002/0002112647-26-000002-index.html","totalValue":137206460,"positionCount":41,"top10Share":0.787974720723791,"top10":[{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500ETF","cusip":"78464A854","value":24869866,"shares":342136,"shareType":"SH","priorValue":22581984,"priorShares":343400},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":15363375,"shares":628616,"shareType":"SH"},{"issuer":"AIM ETF PRODUCTS TRUST","titleOfClass":"ALLIANZIM US 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}