{"url":"https://nivawealth.com/firms/grove-street-advisors-111497","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111497","regulatoryAum":7143261216,"crd":"111497","history":[{"filedOn":"2021-05-05","regulatoryAum":7121648000,"clients":39,"employees":35,"offices":1},{"filedOn":"2022-05-17","regulatoryAum":8638984745,"clients":39,"employees":36,"offices":1},{"filedOn":"2023-05-09","regulatoryAum":6952232336,"clients":40,"employees":37,"offices":1},{"filedOn":"2024-05-01","regulatoryAum":6484561795,"clients":42,"employees":36,"offices":1},{"filedOn":"2025-05-06","regulatoryAum":6773243307,"clients":44,"employees":36,"offices":1},{"filedOn":"2026-05-12","regulatoryAum":7143261216,"clients":42,"employees":35,"offices":1}],"secFileNumber":"801-60272","legalName":"Grove Street Advisors, LLC","displayName":"Grove Street Advisors","slug":"grove-street-advisors-111497","website":"https://grovestreet.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/111497/538f4a90769ffb2c-r1.webp","tone":"dark","width":1613,"height":200,"sourceUrl":"https://www.grovestreet.com","sourceLabel":"Grovestreet, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/grovestreet","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"275 Grove Street, Building 2, Suite 150","city":"Newton","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02466"},"tradeNames":[],"registration":{"secApproved":"21 May 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":35,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":7143261216,"discretionary":7030895434,"discretionaryAccounts":42,"nonDiscretionary":112365782,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":42,"regulatoryAum":7143261216}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Grove Street Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Adam Blumenstein","title":"VP Finance & Chief Compliance Officer","crd":"5901366"},{"name":"Frank Angella","title":"Member","crd":"5031049"},{"name":"Mario Miranda","title":"Member","crd":"5814664"},{"name":"Peng (Bruce) Ou","title":"Member","crd":"6541942"},{"name":"Christopher Quinn","title":"Member & CFO","crd":"6268259"},{"name":"Patrick Sherwood","title":"Member","crd":"8049298"},{"name":"Christopher Yang","title":"Retired","crd":"5031053"},{"name":"Catherine Crockett","title":"Retired","crd":"4369853"},{"name":"Clinton Harris","title":"Retired","crd":"1384994"},{"name":"Ann St. Germain","title":"Retired","crd":"4369854"},{"name":"Barry Gonder","title":"Retired","crd":"4449564"}],"ownership":[{"label":"Catherine Crockett","detail":"Retired in the 5% to 10% ownership band, since December 2025."},{"label":"Frank Angella","detail":"Member in the 10% to 25% ownership band and a control person, since July 2005."},{"label":"Christopher Quinn","detail":"Member & cfo in the 10% to 25% ownership band and a control person, since January 2018."},{"label":"Peng (Bruce) Ou","detail":"Member in the 10% to 25% ownership band and a control person, since July 2015."},{"label":"Clinton Harris","detail":"Retired in the 5% to 10% ownership band, since January 2015."},{"label":"Ann St. Germain","detail":"Retired in the 5% to 10% ownership band, since December 2017."},{"label":"Barry Gonder","detail":"Retired in the 5% to 10% ownership band, since December 2018."},{"label":"Mario Miranda","detail":"Member in the 10% to 25% ownership band and a control person, since January 2025."},{"label":"Patrick Sherwood","detail":"Member in the 10% to 25% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"275 Grove Street, Building 2, Suite 150","city":"Newton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-263-6100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":42},"sources":{"adv1FilingDate":"12 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111497/PDF/111497.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Grove Street Advisors have?","answer":"Grove Street Advisors has 42 clients and manages $7.14 billion for them, as of May 2026. They include 42 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Grove Street Advisors offer?","answer":"Grove Street Advisors provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Grove Street Advisors have?","answer":"Grove Street Advisors has 0 investment adviser representatives registered with state securities authorities, out of 35 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Grove Street Advisors?","answer":"Grove Street Advisors’ direct owners are Catherine Crockett, Frank Angella, Christopher Quinn, Peng (Bruce) Ou, Clinton Harris, Ann St. Germain, Barry Gonder, Mario Miranda and Patrick Sherwood, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Grove Street Advisors get paid?","answer":"Grove Street Advisors is paid through fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Grove Street Advisors?","answer":"Grove Street Advisors’ main office is at 275 Grove Street, Building 2, Suite 150, Newton, MA 02466. Its phone number is 781-263-6100. Its website is grovestreet.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}