{"url":"https://nivawealth.com/firms/gretchen-stangier-171336","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171336","regulatoryAum":300433806,"crd":"171336","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3022236","suffix":null,"lastName":"STANGIER","firstName":"GRETCHEN","middleName":null},{"crd":"5993862","suffix":null,"lastName":"YOUNG","firstName":"CAROL","middleName":"LYNN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-24","regulatoryAum":185339268,"clients":633,"employees":3,"offices":1},{"filedOn":"2022-02-15","regulatoryAum":217000000,"clients":633,"employees":4,"offices":1},{"filedOn":"2023-07-24","regulatoryAum":210197274,"clients":636,"employees":4,"offices":1},{"filedOn":"2024-02-02","regulatoryAum":234565000,"clients":702,"employees":3,"offices":1},{"filedOn":"2025-07-01","regulatoryAum":257860000,"clients":476,"employees":4,"offices":1},{"filedOn":"2026-01-07","regulatoryAum":300433806,"clients":496,"employees":4,"offices":1}],"secFileNumber":"801-111889","legalName":"Gretchen Stangier, Inc.","displayName":"Gretchen Stangier","slug":"gretchen-stangier-171336","website":"https://stangierwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/stangierwealth","founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"12550 Se 93rd Ave, Suite 340","city":"Clackamas","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97015"},"tradeNames":[],"registration":{"secApproved":"19 October 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":603674.0040322581,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":300433806,"discretionary":300433806,"discretionaryAccounts":1512,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":395,"regulatoryAum":113055254},{"label":"High-net-worth individuals","clients":101,"regulatoryAum":186367052},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1011500}],"feePrograms":[{"role":"main","program":"Investment management fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000529","versionId":1000529,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-07","documentName":"ADV PART 2A","fee_rate_low":0.35,"fee_rate_high":0.99,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:57:35.720541+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000529","versionId":1000529,"submittedOn":"2026-01-07"}]},"custodians":[{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Omaha, NE","smaAssets":295523844}],"custodyNote":"Gretchen Stangier does not have custody of client assets.","leadership":[{"name":"Gretchen Stangier","title":"President","crd":"3022236"},{"name":"Carol Young","title":"Chief Compliance Officer","crd":"5993862"}],"ownership":[{"label":"Gretchen Stangier Revocable Trust","detail":"Owner in the 75% or more ownership band and a control person, since January 2021."},{"label":"Gretchen Stangier","detail":"Indirect owner: trustee of Gretchen Stangier Revocable Trust and a control person, since January 2021.","parent":"Gretchen Stangier Revocable Trust"},{"label":"Carol Young","detail":"Indirect owner: trustee of Gretchen Stangier Revocable Trust and a control person, since January 2021.","parent":"Gretchen Stangier Revocable Trust"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"12550 Se 93rd Ave, Suite 340","city":"Clackamas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-257-0057","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"7 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/171336/PDF/171336.pdf","brochureDate":"7 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000529","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gretchen Stangier have?","answer":"Gretchen Stangier has 496 clients and manages $300 million for them, as of January 2026. They include 395 individual clients and 101 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gretchen Stangier offer?","answer":"Gretchen Stangier provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gretchen Stangier charge?","answer":"Gretchen Stangier charges 0.35%–0.99% a year for its Investment management fee. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 7 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gretchen Stangier use?","answer":"Gretchen Stangier’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $296M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gretchen Stangier have?","answer":"Gretchen Stangier has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gretchen Stangier invest in?","answer":"At the end of its last fiscal year, Gretchen Stangier’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gretchen Stangier?","answer":"Gretchen Stangier’s direct owner is Gretchen Stangier Revocable Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gretchen Stangier get paid?","answer":"Gretchen Stangier is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Gretchen Stangier registered with the SEC?","answer":"Yes, Gretchen Stangier has been registered with the SEC as an investment adviser since 19 October 2017. Its CRD number is 171336 and its SEC file number is 801-111889.","source":"Form ADV Part 1A, Item 1, filed 7 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Gretchen Stangier?","answer":"Gretchen Stangier’s main office is at 12550 Se 93rd Ave, Suite 340, Clackamas, OR 97015. Its phone number is 503-257-0057. Its website is stangierwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}