{"url":"https://nivawealth.com/firms/greenhaven-associates-104729","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104729","regulatoryAum":11660691026,"crd":"104729","secFileNumber":"801-31678","legalName":"Greenhaven Associates Inc","displayName":"Greenhaven Associates","website":null,"founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"Three Manhattanville Road","city":"Purchase","state":"NY","stateName":"New York","country":"United States","postalCode":"10577-2130"},"tradeNames":[],"registration":{"secApproved":"18 March 1988","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":7,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11660691026,"discretionaryAccounts":225,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":100,"regulatoryAum":8423275647},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":221180408},{"label":"Charitable organizations","clients":27,"regulatoryAum":2453533721},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":562701250}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Chase Bank, NA","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":10332943294}],"custodyNote":"Greenhaven Associates does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Elihu Davidoff","title":"Vice President","crd":"1816726"},{"name":"Chris Wachenheim","title":"President","crd":"4336517"},{"name":"Edgar Wachenheim","title":"Chairman, Chief Financial Officer & Chief Compliance Officer","crd":"4336509"},{"name":"Joshua Sandbulte","title":"Chief Investment Officer","crd":"3094919"},{"name":"Lance Wachenheim","title":"Shareholder","crd":"4336520"},{"name":"Kim Wagman","title":"Shareholder","crd":"4336523"},{"name":"Amy McCaffery","title":"Shareholder","crd":"4336527"}],"ownership":[{"label":"Edgar Wachenheim","detail":"Chairman, chief financial officer & chief compliance officer in the 50% to 75% ownership band and a control person, since January 1988."},{"label":"Chris Wachenheim","detail":"President in the 10% to 25% ownership band, since January 2017."},{"label":"Lance Wachenheim","detail":"Shareholder in the 10% to 25% ownership band, since January 1988."},{"label":"Kim Wagman","detail":"Shareholder in the 10% to 25% ownership band, since January 1988."},{"label":"Amy McCaffery","detail":"Shareholder in the 10% to 25% ownership band, since January 1988."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"Three Manhattanville Road","city":"Purchase","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-253-9350","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"Cash and cash equivalents","percent":47}],"privateFunds":0},"sources":{"adv1FilingDate":"10 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104729/PDF/104729.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Greenhaven Associates have?","answer":"Greenhaven Associates has 132 clients and manages $11.7 billion for them, as of February 2026. They include 100 high-net-worth individuals, 27 charitable organizations and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Greenhaven Associates offer?","answer":"Greenhaven Associates provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Greenhaven Associates use?","answer":"Greenhaven Associates’ separately managed account assets are held at JP Morgan Chase Bank, NA (New York, NY), with $10,332,943,294. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Greenhaven Associates have?","answer":"Greenhaven Associates has 0 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Greenhaven Associates invest in?","answer":"At the end of its last fiscal year, Greenhaven Associates’ separately managed accounts held 53% exchange-traded equities and 47% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Greenhaven Associates?","answer":"Greenhaven Associates’ direct owners are Edgar Wachenheim (50% to 75%), Chris Wachenheim (10% to 25%), Lance Wachenheim (10% to 25%), Kim Wagman (10% to 25%) and Amy McCaffery (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Greenhaven Associates get paid?","answer":"Greenhaven Associates is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/greenhaven-associates-104729/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-28","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/846222/000121390026082192/0001213900-26-082192-index.html","totalValue":8660705519,"positionCount":28,"top10Share":0.7911942443912114,"top10":[{"issuer":"Lennar Corporation - A (LEN)","titleOfClass":"COMMON","cusip":"526057104","value":1024010087,"shares":11316279,"shareType":"SH","priorValue":923294256,"priorShares":10632131},{"issuer":"General Motors Co (GM)","titleOfClass":"COMMON","cusip":"35045V100","value":992289842,"shares":12873506,"shareType":"SH","priorValue":933197058,"priorShares":12526135},{"issuer":"Toll Brothers, Inc. 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Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}