{"url":"https://nivawealth.com/firms/greene-wealth-management-137810","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137810","regulatoryAum":1408884946,"crd":"137810","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2890049","suffix":null,"lastName":"DOWNING","firstName":"CHRISTOPHER","middleName":"BRYAN"},{"crd":"7164106","suffix":null,"lastName":"GILL","firstName":"DANIEL","middleName":"KENNETH"},{"crd":"5552373","suffix":null,"lastName":"LOWE","firstName":"MATTHEW","middleName":"BENJAMIN"},{"crd":"3003267","suffix":null,"lastName":"RADABAUGH","firstName":"JASON","middleName":"ROBERT"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-05","regulatoryAum":1042485786,"clients":344,"employees":8,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":1172737600,"clients":380,"employees":8,"offices":1},{"filedOn":"2023-03-10","regulatoryAum":981958983,"clients":407,"employees":9,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":1110493792,"clients":406,"employees":8,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":1183200588,"clients":395,"employees":9,"offices":1},{"filedOn":"2026-04-29","regulatoryAum":1408884946,"clients":398,"employees":9,"offices":1}],"secFileNumber":"801-64893","legalName":"Greene Wealth Management, LLC","displayName":"Greene Wealth Management","slug":"greene-wealth-management-137810","website":"https://greenewealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/greene-wealth-management-llc/about/","founded":"2005","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1301 5th Avenue, Suite 3410","city":"Seattle","state":"WA","stateName":"Washington","country":"United States","postalCode":"98101-2630"},"tradeNames":[],"registration":{"secApproved":"15 November 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3285803.2891246686,"staff":{"employees":9,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1408884946,"discretionary":1392389452,"discretionaryAccounts":1777,"nonDiscretionary":16495494,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":178,"regulatoryAum":117507189},{"label":"High-net-worth individuals","clients":199,"regulatoryAum":1121240651},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":25031384},{"label":"Charitable organizations","clients":5,"regulatoryAum":46945190},{"label":"Corporations and other businesses","clients":10,"regulatoryAum":98160532}],"feePrograms":[{"role":"main","program":"Investment Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043178","versionId":1043178,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-29","documentName":"DISCLOSURE BROCHURE","fee_rate_low":0.4,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting are charged a fixed fee, generally $1,000 to $5,000, or hourly at $250 to $500, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043178","versionId":1043178,"submittedOn":"2026-04-29","documentName":"DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:38:00.587474+00:00","documents":[{"name":"DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043178","versionId":1043178,"submittedOn":"2026-04-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":1319804512}],"custodyNote":"Greene Wealth Management has custody of $1.32B in client assets for 396 clients.","leadership":[{"name":"Sheri Christensen","title":"Chief Compliance Officer and Operations Manager","crd":"3192286"},{"name":"Christopher Downing","title":"Member","crd":"2890049"},{"name":"Jason Radabaugh","title":"Member","crd":"3003267"},{"name":"Matthew Lowe","title":"Member","crd":"5552373"}],"ownership":[{"label":"Christopher Downing","detail":"Member in the 25% to 50% ownership band and a control person, since January 2014."},{"label":"Jason Radabaugh","detail":"Member in the 25% to 50% ownership band and a control person, since January 2014."},{"label":"Matthew Lowe","detail":"Member in the 25% to 50% ownership band and a control person, since January 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1301 5th Avenue, Suite 3410","city":"Seattle","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"206-623-2200","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/137810/PDF/137810.pdf","brochureDate":"29 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043178","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Greene Wealth Management have?","answer":"Greene Wealth Management has 398 clients and manages $1.41 billion for them, as of April 2026. They include 199 high-net-worth individuals, 178 individual clients, and 10 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Greene Wealth Management offer?","answer":"Greene Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Greene Wealth Management charge?","answer":"Greene Wealth Management charges 0.40%–1.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE, filed 29 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Greene Wealth Management use?","answer":"Greene Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.32B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Greene Wealth Management have?","answer":"Greene Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Greene Wealth Management invest in?","answer":"At the end of its last fiscal year, Greene Wealth Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 8% state and local bonds, 4% cash and equivalents and 2% non-exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Greene Wealth Management?","answer":"Greene Wealth Management’s direct owners are Christopher Downing, Jason Radabaugh and Matthew Lowe, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Greene Wealth Management get paid?","answer":"Greene Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Greene Wealth Management registered with the SEC?","answer":"Yes, Greene Wealth Management has been registered with the SEC as an investment adviser since 15 November 2005. Its CRD number is 137810 and its SEC file number is 801-64893.","source":"Form ADV Part 1A, Item 1, filed 29 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Greene Wealth Management?","answer":"Greene Wealth Management’s main office is at 1301 5th Avenue, Suite 3410, Seattle, WA 98101-2630. Its phone number is 206-623-2200. Its website is greenewealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}