{"url":"https://nivawealth.com/firms/graystone-partners-wealth-management-306068","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/306068","regulatoryAum":297272886,"crd":"306068","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8041816","suffix":null,"lastName":"Bowyer","firstName":"Jakeb","middleName":"Ray"},{"crd":"4376918","suffix":null,"lastName":"DYER","firstName":"ROBERT","middleName":"C."},{"crd":"2270560","suffix":null,"lastName":"GRAY","firstName":"JERRY","middleName":"RAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-22","regulatoryAum":190415289,"clients":439,"employees":2,"offices":1},{"filedOn":"2022-06-08","regulatoryAum":221910616,"clients":622,"employees":2,"offices":1},{"filedOn":"2023-07-11","regulatoryAum":202440966,"clients":1187,"employees":5,"offices":1},{"filedOn":"2024-06-03","regulatoryAum":265729297,"clients":869,"employees":5,"offices":1},{"filedOn":"2025-07-16","regulatoryAum":348943355,"clients":957,"employees":5,"offices":1},{"filedOn":"2026-07-28","regulatoryAum":297272886,"clients":586,"employees":5,"offices":1}],"secFileNumber":"801-117895","legalName":"Graystone Partners Wealth Management, LLC","displayName":"Graystone Partners Wealth Management","slug":"graystone-partners-wealth-management-306068","website":"https://graystonepartners.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/graystone-partner","founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1095 West Rio Salado Parkway, Suite 101","city":"Tempe","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85281"},"tradeNames":[],"registration":{"secApproved":"3 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":505580.26161790016,"staff":{"employees":5,"advisory":3,"brokerDealerReps":2,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":297272886,"discretionary":297272886,"discretionaryAccounts":998,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":260104611,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":425,"regulatoryAum":80071374},{"label":"High-net-worth individuals","clients":156,"regulatoryAum":213670758},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":1150315},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1399598},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":980841}],"feePrograms":[{"role":"other","program":"Retirement Planning Services","summary":"Retirement plan advisory fees are a percentage of managed plan assets, not exceeding 2.00%, and are set case by case in the retirement plan agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053066","versionId":1053066,"submittedOn":"2026-07-28","documentName":"ADV PART 2A & 2B"},{"role":"other","program":"Standalone Financial Consulting","summary":"Standalone financial consulting is a fixed fee of up to $5,000, depending on the level and complexity of services, due on engagement or on delivery of the analysis.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053066","versionId":1053066,"submittedOn":"2026-07-28","documentName":"ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:47:56.76159+00:00","documents":[{"name":"ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053066","versionId":1053066,"submittedOn":"2026-07-28"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011672","versionId":1011672,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":297272886}],"custodyNote":"Graystone Partners Wealth Management has custody of $112M for 214 clients.","otherCustodians":[],"leadership":[{"name":"Tracy Bierworth","title":"Chief Compliance Officer","crd":"6892756"},{"name":"Jakeb Bowyer","title":"Member","crd":"8041816"},{"name":"Jerry Gray","title":"Managing Member","crd":"2270560"}],"ownership":[{"label":"JG Financial Services, Inc.","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2020."},{"label":"Bowyer Financial, LLC.","detail":"Owner in the 10% to 25% ownership band, since January 2026."},{"label":"Jerry Gray","detail":"Indirect owner: a owner of JG Financial Services, Inc. in the 75% or more band and a control person, since August 1998.","parent":"JG Financial Services, Inc."},{"label":"Jakeb Bowyer","detail":"Indirect owner: owner of Bowyer Financial, LLC., since January 2026.","parent":"Bowyer Financial, LLC."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"1095 West Rio Salado Parkway, Suite 101","city":"Tempe","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-557-9727","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":72},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"28 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/306068/PDF/306068.pdf","brochureDate":"28 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053066","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Graystone Partners Wealth Management have?","answer":"Graystone Partners Wealth Management has 586 clients and manages $297 million for them, as of July 2026. They include 425 individual clients, 156 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Graystone Partners Wealth Management offer?","answer":"Graystone Partners Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Graystone Partners Wealth Management use?","answer":"Graystone Partners Wealth Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $297M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Graystone Partners Wealth Management have?","answer":"Graystone Partners Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Graystone Partners Wealth Management invest in?","answer":"At the end of its last fiscal year, Graystone Partners Wealth Management’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Graystone Partners Wealth Management?","answer":"Graystone Partners Wealth Management is owned through holding companies by Jerry Gray. Its direct owners are JG Financial Services, Inc. (50% to 75%) and Bowyer Financial, LLC. (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Graystone Partners Wealth Management get paid?","answer":"Graystone Partners Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Graystone Partners Wealth Management?","answer":"Graystone Partners Wealth Management’s main office is at 1095 West Rio Salado Parkway, Suite 101, Tempe, AZ 85281. Its phone number is 480-557-9727. Its website is graystonepartners.net.","source":"Form ADV Part 1A, Item 1.F, filed 28 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}