{"url":"https://nivawealth.com/firms/grant-tani-barash-and-altman-319128","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319128","regulatoryAum":2280463766,"crd":"319128","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4798257","suffix":null,"lastName":"ALTMAN","firstName":"HOWARD","middleName":"WILLIAM"},{"crd":"4819502","suffix":null,"lastName":"BARASH","firstName":"COREY","middleName":"SCOTT"},{"crd":"3244063","suffix":null,"lastName":"DONOVAN","firstName":"BRENT","middleName":"KENNETH"},{"crd":"4798246","suffix":null,"lastName":"GRANT","firstName":"WARREN","middleName":"HOWARD"},{"crd":"4858921","suffix":null,"lastName":"IBRAHIM","firstName":"KIM","middleName":null},{"crd":"4924063","suffix":null,"lastName":"LAWRENCE","firstName":"ZOE","middleName":"ANN"},{"crd":"7909462","suffix":null,"lastName":"Provenzano","firstName":"Michael","middleName":null},{"crd":"8209031","suffix":null,"lastName":"Thrasher","firstName":"Estelle","middleName":"Hitomi-Atney"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-31","regulatoryAum":1584401800,"clients":236,"employees":76,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":1711374494,"clients":232,"employees":86,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":1779607579,"clients":229,"employees":89,"offices":1},{"filedOn":"2026-05-06","regulatoryAum":2280463766,"clients":226,"employees":89,"offices":1}],"secFileNumber":"801-127101","legalName":"Grant Tani Barash & Altman, LLC","displayName":"Grant Tani Barash & Altman","slug":"grant-tani-barash-and-altman-319128","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9100 Wilshire BLVD, Suite 1000 West","city":"Beverly Hills","state":"CA","stateName":"California","country":"United States","postalCode":"90212"},"tradeNames":[],"registration":{"secApproved":"3 January 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":10366824.271889402,"staff":{"employees":89,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2280463766,"discretionary":2038466358,"discretionaryAccounts":861,"nonDiscretionary":241997408,"nonDiscretionaryAccounts":403,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":9},"clientTypes":[{"label":"Individuals (other than HNW)","clients":45,"regulatoryAum":16912221},{"label":"High-net-worth individuals","clients":172,"regulatoryAum":2232688646},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":30862899}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:35:17.552992+00:00","documents":[{"name":"FORM ADV PART 2A BROCHURE 3-31-2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038417","versionId":1038417,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Grant Tani Barash & Altman has custody of $2.04B in client assets for 207 clients.","leadership":[{"name":"Warren Grant","title":"President and Manager","crd":"4798246"},{"name":"Brent Donovan","title":"Chief Compliance Officer","crd":"3244063"},{"name":"Howard Altman","title":"Manager and Chairman","crd":"4798257"},{"name":"Corey Barash","title":"Secretary","crd":"4819502"}],"ownership":[{"label":"Grant Tani Barash & Altman, Inc.","detail":"Member in the 5% to 10% ownership band and a control person, since February 2004."},{"label":"Gtba Group, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since February 2010."},{"label":"Hightower Holding, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since December 2021."},{"label":"THL HT SPV, LP","detail":"Indirect owner: a partner of Hightower Holding, LLC in the 25% to 50% band and a control person, since November 2020.","parent":"Hightower Holding, LLC"},{"label":"Altman Family Trust of 2000 -- Howard & Lori Altman Trustees","detail":"Indirect owner: a member class a of Gtba Group, LLC in the 25% to 50% band and a control person, since December 2010.","parent":"Gtba Group, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"9100 Wilshire BLVD, Suite 1000 West","city":"Beverly Hills","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-288-6267","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Cash and cash equivalents","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"6 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319128/PDF/319128.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038417","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Grant Tani Barash & Altman have?","answer":"Grant Tani Barash & Altman has 226 clients and manages $2.28 billion for them, as of May 2026. They include 172 high-net-worth individuals, 45 individual clients, and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Grant Tani Barash & Altman offer?","answer":"Grant Tani Barash & Altman provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Grant Tani Barash & Altman have?","answer":"Grant Tani Barash & Altman has 7 investment adviser representatives registered with state securities authorities, out of 89 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Grant Tani Barash & Altman invest in?","answer":"At the end of its last fiscal year, Grant Tani Barash & Altman’s separately managed accounts held 100% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Grant Tani Barash & Altman?","answer":"Grant Tani Barash & Altman is owned through holding companies by THL HT SPV, LP and Altman Family Trust of 2000 -- Howard & Lori Altman Trustees. Its direct owners are Grant Tani Barash & Altman, Inc. (5% to 10%), Gtba Group, LLC (25% to 50%) and Hightower Holding, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Grant Tani Barash & Altman get paid?","answer":"Grant Tani Barash & Altman is paid through other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Grant Tani Barash & Altman registered with the SEC?","answer":"Yes, Grant Tani Barash & Altman has been registered with the SEC as an investment adviser since 3 January 2023. Its CRD number is 319128 and its SEC file number is 801-127101.","source":"Form ADV Part 1A, Item 1, filed 6 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Grant Tani Barash & Altman?","answer":"Grant Tani Barash & Altman’s main office is at 9100 Wilshire BLVD, Suite 1000 West, Beverly Hills, CA 90212. Its phone number is 310-288-6267.","source":"Form ADV Part 1A, Item 1.F, filed 6 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}