{"url":"https://nivawealth.com/firms/grand-central-investment-group-172537","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/172537","regulatoryAum":196238900,"crd":"172537","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"53531","suffix":"III","lastName":"COOPER","firstName":"FRANK","middleName":"EVERETT"},{"crd":"2209424","suffix":null,"lastName":"HALPIN","firstName":"MICHELLE","middleName":"ERI"},{"crd":"2628408","suffix":null,"lastName":"POE","firstName":"CHARLES","middleName":"EDWIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-11","regulatoryAum":145415730,"clients":320,"employees":3,"offices":2},{"filedOn":"2022-03-11","regulatoryAum":124458905,"clients":297,"employees":3,"offices":2},{"filedOn":"2023-03-08","regulatoryAum":112481901,"clients":270,"employees":3,"offices":2},{"filedOn":"2024-03-08","regulatoryAum":125613480,"clients":260,"employees":4,"offices":2},{"filedOn":"2025-03-13","regulatoryAum":130406076,"clients":248,"employees":4,"offices":1},{"filedOn":"2026-06-30","regulatoryAum":196238900,"clients":238,"employees":5,"offices":1}],"secFileNumber":"801-81080","legalName":"Grand Central Investment Group, LLC","displayName":"Grand Central Investment Group","slug":"grand-central-investment-group-172537","website":"https://grandcentralgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/3862938/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"324 S. 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Hyde Park Ave., Suite 390","city":"Tampa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"813-251-4200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":73},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"30 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/172537/PDF/172537.pdf","brochureDate":"28 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043147","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Grand Central Investment Group have?","answer":"Grand Central Investment Group has 238 clients and manages $196 million for them, as of June 2026. They include 155 individual clients, 72 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Grand Central Investment Group offer?","answer":"Grand Central Investment Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Grand Central Investment Group use?","answer":"Grand Central Investment Group’s separately managed account assets are held at Trade-PMR Inc. (Gainesville, FL), with $166M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Grand Central Investment Group have?","answer":"Grand Central Investment Group has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Grand Central Investment Group invest in?","answer":"At the end of its last fiscal year, Grand Central Investment Group’s separately managed accounts held 73% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 4% state and local bonds and 3% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Grand Central Investment Group?","answer":"Grand Central Investment Group’s direct owner is Charles Poe (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Grand Central Investment Group get paid?","answer":"Grand Central Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Grand Central Investment Group?","answer":"Grand Central Investment Group’s main office is at 324 S. Hyde Park Ave., Suite 390, Tampa, FL 33606. Its phone number is 813-251-4200. Its website is grandcentralgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/grand-central-investment-group-172537/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-04","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1844893/000184489326000005/0001844893-26-000005-index.html","totalValue":119568026,"positionCount":40,"top10Share":0.5653735221822597,"top10":[{"issuer":"AMPLIFY ETF TR","titleOfClass":"JR SILV MINE ETF","cusip":"032108649","value":10220334,"shares":394303,"shareType":"SH"},{"issuer":"VISHAY PRECISION GROUP INC","titleOfClass":"COM","cusip":"92835K103","value":8358232,"shares":55755,"shareType":"SH"},{"issuer":"VANECK ETF TRUST","titleOfClass":"GOLD MINERS ETF","cusip":"92189F106","value":8173649,"shares":108332,"shareType":"SH"},{"issuer":"SPROTT ASSET MANAGEMENT LP","titleOfClass":"PHYSICAL 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}