{"url":"https://nivawealth.com/firms/goldman-sachs-asset-management-international-107715","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107715","regulatoryAum":621020040973,"crd":"107715","secFileNumber":"801-38157","legalName":"Goldman Sachs Asset Management International","displayName":"Goldman Sachs Asset Management International","website":null,"founded":null,"organization":"other (specify) organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"Plumtree Court, 25 Shoe Lane","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC4A 4AU"},"tradeNames":[],"registration":{"secApproved":"25 January 1991","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":611,"advisory":412,"brokerDealerReps":9,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":620971050525,"discretionaryAccounts":4292,"nonDiscretionary":48990448,"nonDiscretionaryAccounts":4,"wrapProgram":111166557,"nonUsClientsPct":97,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":77,"regulatoryAum":540174202},{"label":"High-net-worth individuals","clients":987,"regulatoryAum":7178136451},{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":135143443},{"label":"Investment companies","clients":1,"regulatoryAum":997273690},{"label":"Pooled investment vehicles","clients":405,"regulatoryAum":434990183301},{"label":"Pension and profit-sharing plans","clients":36,"regulatoryAum":82717451097},{"label":"Charitable organizations","clients":27,"regulatoryAum":1270687523},{"label":"State or municipal government entities","clients":1,"regulatoryAum":251594817},{"label":"Other investment advisers","clients":8,"regulatoryAum":5176144186},{"label":"Insurance companies","clients":119,"regulatoryAum":41056032725},{"label":"Sovereign wealth funds and foreign official institutions","clients":11,"regulatoryAum":19357874190},{"label":"Corporations and other businesses","clients":806,"regulatoryAum":20500598054},{"label":"Other","clients":16,"regulatoryAum":6848747294}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon Corporation","shortName":"The Bank of New York Mellon","location":"Wilmington, DE","smaAssets":19937913594},{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs &","location":"New York, NY","smaAssets":20388124706},{"name":"Jpmorgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":54485649556},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":45350329643}],"custodyNote":"Goldman Sachs Asset Management International has custody of $1.96B for 2 clients.","otherCustodians":[],"leadership":[{"name":"James Reynolds","title":"Chief Executive Officer, Director","crd":"4431476"},{"name":"Kristy Jago","title":"Chief Operating Officer, Director","crd":"7591029"},{"name":"Judith Shandling","title":"Chief Compliance Officer - US Matters","crd":"5775386"},{"name":"Richard Asbery","title":"Director","crd":"8221446"},{"name":"Rebecca Fuller","title":"Director","crd":"7804833"},{"name":"Chloe Kippling","title":"Director","crd":"8221443"},{"name":"David Plutzer","title":"General Counsel, Asset Management Division (chief Legal Officer)","crd":"7026685"},{"name":"Karen Sharpe","title":"Director","crd":"7087871"},{"name":"Jayshri Sriram","title":"Director","crd":"8325498"},{"name":"Katherine Uniacke","title":"Chairman and Director","crd":"1493966"}],"ownership":[{"label":"Goldman Sachs Asset Management International Holdings LTD","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2021."},{"label":"Goldman Sachs Group, Inc.","detail":"Indirect owner: a shareholder of Gsam Holdings LLC in the 75% or more band and a control person, since October 2015.","parent":"Gsam Holdings LLC"},{"label":"Gsami Holdings II LTD.","detail":"Indirect owner: a shareholder of Goldman Sachs Asset Management International Holdings LTD in the 75% or more band and a control person, since November 2021.","parent":"Goldman Sachs Asset Management International Holdings LTD"},{"label":"Gsam Holdings LLC","detail":"Indirect owner: a shareholder of Gsami Holdings I LLC in the 75% or more band and a control person, since March 2022.","parent":"Gsami Holdings I LLC"},{"label":"Gsami Holdings I LLC","detail":"Indirect owner: a shareholder of Gsami Holdings II LTD. in the 75% or more band and a control person, since July 2022.","parent":"Gsami Holdings II LTD."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442077741000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":6},{"label":"Sovereign bonds","percent":28},{"label":"Investment grade corporate bonds","percent":29},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":19,"detail":"Other Bucket Includes - Repos, Receivables, Certain Structured Products and Reg Aum Associated With Certain Externally Managed Separate Accounts"}],"privateFunds":31},"sources":{"adv1FilingDate":"21 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107715/PDF/107715.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldman Sachs Asset Management International have?","answer":"Goldman Sachs Asset Management International has 2,494 clients and manages $621 billion for them, as of August 2026. They include 987 high-net-worth individuals, 806 corporations and other businesses and 405 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goldman Sachs Asset Management International offer?","answer":"Goldman Sachs Asset Management International provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldman Sachs Asset Management International use?","answer":"Goldman Sachs Asset Management International’s separately managed account assets are held at Jpmorgan Chase Bank, N.A. (Columbus, OH), with $54,485,649,556, The Northern Trust Company (Chicago, IL), with $45,350,329,643, Goldman Sachs & Co. LLC (New York, NY), with $20,388,124,706 and The Bank of New York Mellon Corporation (Wilmington, DE), with $19,937,913,594. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldman Sachs Asset Management International have?","answer":"Goldman Sachs Asset Management International has 0 investment adviser representatives registered with state securities authorities, out of 611 employees, and 412 perform investment advisory functions. 9 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldman Sachs Asset Management International invest in?","answer":"At the end of its last fiscal year, Goldman Sachs Asset Management International’s separately managed accounts held 29% investment grade corporate bonds, 28% sovereign bonds, 19% other bucket includes - repos, receivables, certain structured products and reg aum associated with certain externally managed separate accounts, 8% exchange-traded equities, 6% U.S. government and agency bonds, 4% cash and equivalents, 2% high-yield corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% pooled vehicles (private funds and similar) and 1% derivatives. It advises 31 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldman Sachs Asset Management International?","answer":"Goldman Sachs Asset Management International is owned through a chain of holding companies by Goldman Sachs Group, Inc. Its direct owner is Goldman Sachs Asset Management International Holdings LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldman Sachs Asset Management International get paid?","answer":"Goldman Sachs Asset Management International is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}