{"url":"https://nivawealth.com/firms/goldman-sachs-asset-management-hong-kong-limited-286066","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286066","regulatoryAum":21189475396,"crd":"286066","secFileNumber":"801-111733","legalName":"Goldman Sachs Asset Management (hong Kong) Limited","displayName":"Goldman Sachs Asset Management (hong Kong) Limited","website":null,"founded":null,"organization":"other (specify) organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"68th Floor Cheung Kong Center, 2 Queen'S Road Central","city":"Central, Hong Kong","state":"","stateName":"","country":"China","postalCode":null},"tradeNames":[],"registration":{"secApproved":"21 September 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":96,"advisory":53,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":21189475396,"discretionaryAccounts":81,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":2206295539},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":283258508},{"label":"Charitable organizations","clients":18,"regulatoryAum":54139262},{"label":"Insurance companies","clients":45,"regulatoryAum":15832322294},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1333970692},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":1479489101}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNP Paribas Trust Services Singapore Limited","shortName":"BNP Paribas Trust Services Singapore Limited","location":"Singapore","smaAssets":6069067251},{"name":"Citibank, N.A.","shortName":"Citibank, N.A.","location":"New York, NY","smaAssets":5812610249},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":4734455602}],"custodyNote":"Goldman Sachs Asset Management (hong Kong) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Judith Shandling","title":"Chief Compliance Officer - US Matters","crd":"5775386"},{"name":"Ruth Gao","title":"Director","crd":"8171931"},{"name":"Alison Lau","title":"Director","crd":"4605893"},{"name":"Sara Lee","title":"Director","crd":"7919146"}],"ownership":[{"label":"Goldman Sachs Asset Management International Holdings L.L.C.","detail":"Shareholder in the 75% or more ownership band and a control person, since April 2015."},{"label":"Goldman Sachs Asset Management, L.P.","detail":"Indirect owner: a member of Goldman Sachs Asset Management International Holdings L.L.C. in the 75% or more band and a control person, since February 2016.","parent":"Goldman Sachs Asset Management International Holdings L.L.C."},{"label":"Gsam Holdings LLC","detail":"Indirect owner: a member of Goldman Sachs Asset Management International Holdings L.L.C. in the 25% to 50% band, since February 2016. Also a general partner of Goldman Sachs Asset Management, L.P. in the 75% or more band and a control person, since February 2016.","parent":"Goldman Sachs Asset Management International Holdings L.L.C."},{"label":"The Goldman Sachs Group Inc.","detail":"Indirect owner: a member of Gsam Holdings LLC in the 75% or more band and a control person, since February 2016.","parent":"Gsam Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85229781000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. state and local bonds","percent":2},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":67},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":19},{"label":"Other","percent":2,"detail":"Other Bucket Includes - Repos, Receivables, Certain Structured Products and Reg Aum Associated With Certain Externally Managed Separate Accounts"}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286066/PDF/286066.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldman Sachs Asset Management (hong Kong) Limited have?","answer":"Goldman Sachs Asset Management (hong Kong) Limited has 81 clients and manages $21.2 billion for them, as of May 2026. They include 45 insurance companies, 18 charitable organizations and 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goldman Sachs Asset Management (hong Kong) Limited offer?","answer":"Goldman Sachs Asset Management (hong Kong) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldman Sachs Asset Management (hong Kong) Limited use?","answer":"Goldman Sachs Asset Management (hong Kong) Limited’s separately managed account assets are held at BNP Paribas Trust Services Singapore Limited (Singapore), with $6,069,067,251, Citibank, N.A. (New York, NY), with $5,812,610,249 and State Street Corporation (Boston, MA), with $4,734,455,602. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldman Sachs Asset Management (hong Kong) Limited have?","answer":"Goldman Sachs Asset Management (hong Kong) Limited has 0 investment adviser representatives registered with state securities authorities, out of 96 employees, and 53 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldman Sachs Asset Management (hong Kong) Limited invest in?","answer":"At the end of its last fiscal year, Goldman Sachs Asset Management (hong Kong) Limited’s separately managed accounts held 67% investment grade corporate bonds, 19% pooled vehicles (private funds and similar), 7% exchange-traded equities, 2% state and local bonds, 2% sovereign bonds, 2% other bucket includes - repos, receivables, certain structured products and reg aum associated with certain externally managed separate accounts and 1% high-yield corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldman Sachs Asset Management (hong Kong) Limited?","answer":"Goldman Sachs Asset Management (hong Kong) Limited is owned through a chain of holding companies by Goldman Sachs Asset Management, L.P. and the Goldman Sachs Group Inc. Its direct owner is Goldman Sachs Asset Management International Holdings L.L.C. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldman Sachs Asset Management (hong Kong) Limited get paid?","answer":"Goldman Sachs Asset Management (hong Kong) Limited is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}