{"url":"https://nivawealth.com/firms/goldman-sachs-asset-management-283221","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/283221","regulatoryAum":71833030718,"crd":"283221","secFileNumber":"801-107633","legalName":"Goldman Sachs Asset Management Co., LTD.","displayName":"Goldman Sachs Asset Management","website":null,"founded":null,"organization":"corporation organized in Japan","fiscalYearEnd":"December","headquarters":{"street":"Toranomon Hills Station Tower 6-1, Toranomon 2-Chrome","city":"Minato-Ku, Tokyo","state":"","stateName":"","country":"Japan","postalCode":"105-5543"},"tradeNames":[],"registration":{"secApproved":"21 April 2016","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":163,"advisory":86,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":71833030718,"discretionaryAccounts":303,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":4,"regulatoryAum":34317468},{"label":"Pooled investment vehicles","clients":203,"regulatoryAum":50012875177},{"label":"Pension and profit-sharing plans","clients":40,"regulatoryAum":8867354697},{"label":"Charitable organizations","clients":1,"regulatoryAum":445},{"label":"State or municipal government entities","clients":4,"regulatoryAum":2681719485},{"label":"Insurance companies","clients":2,"regulatoryAum":10000035584},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":234378083},{"label":"Other","clients":1,"regulatoryAum":2349779}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Brown Brothers Harriman & Co.","shortName":"Brown Brothers Harriman &","location":"New York, NY","smaAssets":2628118964},{"name":"Mitsubishi Ufj Financial Group, Inc","shortName":"Mitsubishi Ufj Financial Group","location":"Tokyo","smaAssets":3564638002},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":3363771613},{"name":"Custody Bank of Japan, LTD.","shortName":"Custody Bank of Japan","location":"Tokyo","smaAssets":8810576009}],"custodyNote":"Goldman Sachs Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kenro Tsutsumi","title":"Representative Director and President","crd":"7849147"},{"name":"Judith Shandling","title":"Chief Compliance Officer - US Matters","crd":"5775386"},{"name":"Gareth Bater","title":"Director","crd":"6621809"},{"name":"Takashi Kuwano","title":"Director","crd":"4229410"}],"ownership":[{"label":"Goldman Sachs Asset Management International Holdings L.L.C.","detail":"Shareholder in the 75% or more ownership band and a control person, since February 2016."},{"label":"Goldman Sachs Group Inc.","detail":"Indirect owner: a member of Gsam Holdings LLC in the 75% or more band and a control person, since February 2016.","parent":"Gsam Holdings LLC"},{"label":"Gsam Holdings LLC","detail":"Indirect owner: a general partner of Goldman Sachs Asset Management, L.P. in the 75% or more band and a control person, since February 2016. Also a member of Goldman Sachs Asset Management International Holdings L.L.C. in the 25% to 50% band, since February 2016.","parent":"Goldman Sachs Asset Management, L.P."},{"label":"Goldman Sachs Asset Management, L.P.","detail":"Indirect owner: a shareholder of Goldman Sachs Asset Management International Holdings L.L.C. in the 75% or more band and a control person, since February 2016.","parent":"Goldman Sachs Asset Management International Holdings L.L.C."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"81345876000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"U.S. government/agency bonds","percent":4},{"label":"Sovereign bonds","percent":29},{"label":"Investment grade corporate bonds","percent":8},{"label":"Non-investment grade corporate bonds","percent":8},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":15},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":15,"detail":"Other Bucket Includes - Repos, Receivables, Certain Structured Products and Reg Aum Associated With Certain Externally Managed Separate Accounts"}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/283221/PDF/283221.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldman Sachs Asset Management have?","answer":"Goldman Sachs Asset Management has 264 clients and manages $71.8 billion for them, as of May 2026. They include 203 pooled investment vehicles, 40 pension and profit-sharing plans and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goldman Sachs Asset Management offer?","answer":"Goldman Sachs Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldman Sachs Asset Management use?","answer":"Goldman Sachs Asset Management’s separately managed account assets are held at Custody Bank of Japan, LTD. (Tokyo), with $8,810,576,009, Mitsubishi Ufj Financial Group, Inc (Tokyo), with $3,564,638,002, State Street Corporation (Boston, MA), with $3,363,771,613 and Brown Brothers Harriman & Co. (New York, NY), with $2,628,118,964. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldman Sachs Asset Management have?","answer":"Goldman Sachs Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 163 employees, and 86 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldman Sachs Asset Management invest in?","answer":"At the end of its last fiscal year, Goldman Sachs Asset Management’s separately managed accounts held 29% sovereign bonds, 18% exchange-traded equities, 15% pooled vehicles (private funds and similar), 15% other bucket includes - repos, receivables, certain structured products and reg aum associated with certain externally managed separate accounts, 8% investment grade corporate bonds, 8% high-yield corporate bonds, 4% U.S. government and agency bonds and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldman Sachs Asset Management?","answer":"Goldman Sachs Asset Management is owned through a chain of holding companies by Goldman Sachs Group Inc. Its direct owner is Goldman Sachs Asset Management International Holdings L.L.C. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldman Sachs Asset Management get paid?","answer":"Goldman Sachs Asset Management is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}