{"url":"https://nivawealth.com/firms/goldman-sachs-asset-management-107738","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107738","regulatoryAum":2648902942827,"crd":"107738","secFileNumber":"801-37591","legalName":"Goldman Sachs Asset Management, L.P.","displayName":"Goldman Sachs Asset Management","website":null,"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"200 West Street","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10282"},"tradeNames":[],"registration":{"secApproved":"25 October 1990","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":2059,"advisory":1379,"brokerDealerReps":1120,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":2569736204811,"discretionaryAccounts":235257,"nonDiscretionary":79166738016,"nonDiscretionaryAccounts":14242,"wrapProgram":6583650497,"nonUsClientsPct":3,"nonAumClients":103},"clientTypes":[{"label":"Individuals (other than HNW)","clients":71675,"regulatoryAum":32192464709},{"label":"High-net-worth individuals","clients":33593,"regulatoryAum":334826540950},{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":1774859438},{"label":"Investment companies","clients":204,"regulatoryAum":777262188416},{"label":"Business development companies","clients":11,"regulatoryAum":29068230305},{"label":"Pooled investment vehicles","clients":5840,"regulatoryAum":703555606752},{"label":"Pension and profit-sharing plans","clients":220,"regulatoryAum":268975246987},{"label":"Charitable organizations","clients":625,"regulatoryAum":24687891293},{"label":"State or municipal government entities","clients":7,"regulatoryAum":4387574409},{"label":"Other investment advisers","clients":122,"regulatoryAum":7919802076},{"label":"Insurance companies","clients":233,"regulatoryAum":215317231895},{"label":"Sovereign wealth funds and foreign official institutions","clients":7,"regulatoryAum":17939574745},{"label":"Corporations and other businesses","clients":3559,"regulatoryAum":182912418668},{"label":"Other","clients":5229,"regulatoryAum":48083312184}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon Corporation","shortName":"The Bank of New York Mellon","location":"Wilmington, DE","smaAssets":177421222385},{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs &","location":"New York, NY","smaAssets":420069810722}],"custodyNote":"Goldman Sachs Asset Management has custody of $748.89B for 2,473 clients.","otherCustodians":[],"leadership":[{"name":"Marc Nachmann","title":"Chief Executive Officer","crd":"2529086"},{"name":"William Bousquette","title":"Chief Operating Officer","crd":"3107800"},{"name":"Judith Shandling","title":"Chief Compliance Officer","crd":"5775386"},{"name":"David Plutzer","title":"Chief Legal Officer","crd":"7026685"}],"ownership":[{"label":"Gsam Holdings LLC","detail":"General partner in the 75% or more ownership band and a control person, since February 2016."},{"label":"The Goldman Sachs Group, Inc.","detail":"Indirect owner: a member of Gsam Holdings LLC in the 75% or more band and a control person, since February 2016.","parent":"Gsam Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":13,"privateResidences":0},"listedOfficeAddresses":14,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"4000 Macarthur BLVD","city":"Newport Beach"},{"street":"555 California Street","city":"San Francisco"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"1738 Pearl Street","city":"Boulder"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"20 Glover Avenue","city":"Norwalk"}]},{"state":"Florida","offices":1,"addresses":[{"street":"360 S Rosemary Avenue","city":"West Palm Beach"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"3550 Peachtree Road","city":"Atlanta"},{"street":"2475 Northwinds Parkway","city":"Alpharetta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"71 S Wacker Drive","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"125 High Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 West Street","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"2001 Ross Avenue","city":"Dallas"}]},{"state":"Utah","offices":1,"addresses":[{"street":"222 South Main Street","city":"Salt Lake City"}]},{"state":"Vermont","offices":1,"addresses":[{"street":"100 Bank Street","city":"Burlington"}]},{"state":"Washington","offices":1,"addresses":[{"street":"401 Union Street","city":"Seattle"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-902-1000","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":13},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":23},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":20,"detail":"Other Bucket Includes - Repos, Receivables, Certain Structured Products and Reg Aum Associated With Certain Externally Managed Separate Accounts"}],"privateFunds":1286},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107738/PDF/107738.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldman Sachs Asset Management have?","answer":"Goldman Sachs Asset Management has 121,325 clients and manages $2648.9 billion for them, as of September 2026. They include 71,675 other individuals, 33,593 high-net-worth individuals and 5,840 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goldman Sachs Asset Management offer?","answer":"Goldman Sachs Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldman Sachs Asset Management use?","answer":"Goldman Sachs Asset Management’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $420,069,810,722 and The Bank of New York Mellon Corporation (Wilmington, DE), with $177,421,222,385. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldman Sachs Asset Management have?","answer":"Goldman Sachs Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2,059 employees, and 1,379 perform investment advisory functions. 1,120 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldman Sachs Asset Management invest in?","answer":"At the end of its last fiscal year, Goldman Sachs Asset Management’s separately managed accounts held 25% exchange-traded equities, 23% investment grade corporate bonds, 20% other bucket includes - repos, receivables, certain structured products and reg aum associated with certain externally managed separate accounts, 13% state and local bonds, 9% U.S. government and agency bonds, 2% sovereign bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% high-yield corporate bonds. It advises 1286 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldman Sachs Asset Management?","answer":"Goldman Sachs Asset Management is owned through a holding company by the Goldman Sachs Group, Inc. Its direct owner is Gsam Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldman Sachs Asset Management get paid?","answer":"Goldman Sachs Asset Management is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}