{"url":"https://nivawealth.com/firms/goldentree-asset-management-112753","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112753","regulatoryAum":70140103253,"crd":"112753","secFileNumber":"801-58286","legalName":"Goldentree Asset Management LP","displayName":"Goldentree Asset Management","website":"http://www.goldentree.com","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"300 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"25 January 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":320,"advisory":80,"brokerDealerReps":0,"insuranceAgents":0,"promoters":14},"aum":{"discretionary":70140103253,"discretionaryAccounts":161,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":70,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":91,"regulatoryAum":49142919850},{"label":"Pension and profit-sharing plans","clients":10,"regulatoryAum":2706753923},{"label":"State or municipal government entities","clients":10,"regulatoryAum":5001034214},{"label":"Insurance companies","clients":7,"regulatoryAum":1255048393},{"label":"Corporations and other businesses","clients":43,"regulatoryAum":12034346873}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York","shortName":"Bank of New York","location":"New York, NY","smaAssets":5146916245},{"name":"JP Morgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":3107261115},{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":2848665705}],"custodyNote":"Goldentree Asset Management has custody of $44.07B for 79 clients.","otherCustodians":[],"leadership":[{"name":"Kathryn Sutherland","title":"Limited Partner and Chief Executive Officer","crd":"3146357"},{"name":"Daniel Rosensweig","title":"Limited Partner and Chief Operating Officer","crd":"7522330"},{"name":"Chad Earnst","title":"Global Chief Compliance Officer","crd":"6397459"},{"name":"Peter Alderman","title":"Limited Partner and General Counsel","crd":"7815424"},{"name":"Lee Kruter","title":"Limited Partner and Portfolio Manager","crd":"2790712"},{"name":"Steven Tananbaum","title":"Limited Partner and Chief Investment Officer","crd":"1553994"}],"ownership":[{"label":"Steven Tananbaum","detail":"Limited partner and chief investment officer in the 25% to 50% ownership band and a control person, since April 2000. Also a sole managing member of Goldentree Asset Management LLC in the 75% or more band and a control person, since April 2000."},{"label":"Lee Kruter","detail":"Limited partner and portfolio manager in the 10% to 25% ownership band, since March 2007."},{"label":"Kathryn Sutherland","detail":"Limited partner and chief executive officer in the 5% to 10% ownership band, since October 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"1121 Brickell Ave","city":"Miami"},{"street":"One Flagler, 180 Laveview Ave","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"300 Park Avenue","city":"New York","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"615 S College Street","city":"Charlotte"}]},{"state":"Texas","offices":1,"addresses":[{"street":"100 Congress Avenue","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-847-3500","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Non-exchange-traded equity securities","percent":7},{"label":"Sovereign bonds","percent":6},{"label":"Investment grade corporate bonds","percent":26},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":20},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":26,"detail":"Other Includes Any Other Holding Not Falling in the Above-Listed Categories, Including But Not Limited to, Bank Debt, Repos, Pending Settlements Including Cash in Brokerage Accounts and Accrued Interest and Unrealized Gains/Losses on Investments."}],"privateFunds":73},"sources":{"adv1FilingDate":"11 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112753/PDF/112753.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldentree Asset Management have?","answer":"Goldentree Asset Management has 161 clients and manages $70.1 billion for them, as of June 2026. They include 91 pooled investment vehicles, 43 corporations and other businesses and 10 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goldentree Asset Management offer?","answer":"Goldentree Asset Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldentree Asset Management use?","answer":"Goldentree Asset Management’s separately managed account assets are held at Bank of New York (New York, NY), with $5,146,916,245, JP Morgan Chase & Co. (New York, NY), with $3,107,261,115 and State Street Corporation (Boston, MA), with $2,848,665,705. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldentree Asset Management have?","answer":"Goldentree Asset Management has 1 investment adviser representatives registered with state securities authorities, out of 320 employees, and 80 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldentree Asset Management invest in?","answer":"At the end of its last fiscal year, Goldentree Asset Management’s separately managed accounts held 26% investment grade corporate bonds, 26% other includes any other holding not falling in the above-listed categories, including but not limited to, bank debt, repos, pending settlements including cash in brokerage accounts and accrued interest and unrealized gains/losses on investments., 20% pooled vehicles (private funds and similar), 7% non-exchange-traded equities, 6% exchange-traded equities, 6% sovereign bonds, 6% cash and equivalents, 2% derivatives and 1% high-yield corporate bonds. It advises 73 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldentree Asset Management?","answer":"Goldentree Asset Management’s direct owners are Steven Tananbaum, Lee Kruter and Kathryn Sutherland, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 11 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldentree Asset Management get paid?","answer":"Goldentree Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/goldentree-asset-management-112753/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1278951/000127895126000003/0001278951-26-000003-index.html","totalValue":1720248580,"positionCount":31,"top10Share":0.6519995912451211,"top10":[{"issuer":"COMCAST CORP NEW","titleOfClass":"CL A","cusip":"20030N101","value":316291325,"shares":12898317,"shareType":"SH","priorValue":186979827,"priorShares":6521409},{"issuer":"BAUSCH HEALTH COS INC","titleOfClass":"COM","cusip":"071734107","value":170706865,"shares":34665731,"shareType":"SH","priorValue":186982483,"priorShares":34665731},{"issuer":"WAYSTAR HLDG 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}