{"url":"https://nivawealth.com/firms/golden-k-wealth-management-156588","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156588","regulatoryAum":179443752,"crd":"156588","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2667572","suffix":null,"lastName":"KARGODORIAN","firstName":"SAL","middleName":"T."}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":155713269,"clients":227,"employees":1,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":155730439,"clients":205,"employees":5,"offices":1},{"filedOn":"2023-04-03","regulatoryAum":107611177,"clients":204,"employees":5,"offices":1},{"filedOn":"2024-06-12","regulatoryAum":132658986,"clients":191,"employees":5,"offices":2},{"filedOn":"2025-03-24","regulatoryAum":159492750,"clients":194,"employees":6,"offices":2},{"filedOn":"2026-09-09","regulatoryAum":179443752,"clients":126,"employees":6,"offices":2}],"secFileNumber":"801-119036","legalName":"Golden K Wealth Management, LLC","displayName":"Golden K Wealth Management","slug":"golden-k-wealth-management-156588","website":"https://goldenkplans.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/15516864","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5950 Canoga Avenue, Suite 540","city":"Woodland Hills","state":"CA","stateName":"California","country":"United States","postalCode":"91367"},"tradeNames":[],"registration":{"secApproved":"15 July 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1129252.2727272727,"staff":{"employees":6,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":179443752,"discretionary":111222744,"discretionaryAccounts":182,"nonDiscretionary":68221008,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":45,"regulatoryAum":13038855},{"label":"High-net-worth individuals","clients":10,"regulatoryAum":49070020},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":1265769},{"label":"Pension and profit-sharing plans","clients":70,"regulatoryAum":116069108}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":109956975},{"name":"Broadridge Financial Solutions, Inc","shortName":"Broadridge Financial Solutions","location":"Lake Success, NY","smaAssets":59585189}],"custodyNote":"Golden K Wealth Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sal Kargodorian","title":"Managing Member/Chief Compliance Officer","crd":"2667572"}],"ownership":[{"label":"Sal Kargodorian","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since March 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"5950 Canoga Avenue, Suite 540","city":"Woodland Hills","headquarters":true},{"street":"270 Cagney Lane","city":"Newport Beach"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"818-587-4455","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":1},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156588/PDF/156588.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Golden K Wealth Management have?","answer":"Golden K Wealth Management has 126 clients and manages $179 million for them, as of September 2026. They include 70 pension and profit-sharing plans, 45 individual clients, and 10 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Golden K Wealth Management offer?","answer":"Golden K Wealth Management provides portfolio management for individuals and small businesses and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Golden K Wealth Management use?","answer":"Golden K Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M and Broadridge Financial Solutions, Inc (Lake Success, NY), with $59.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Golden K Wealth Management have?","answer":"Golden K Wealth Management has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Golden K Wealth Management invest in?","answer":"At the end of its last fiscal year, Golden K Wealth Management’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities and 9% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Golden K Wealth Management?","answer":"Golden K Wealth Management’s direct owner is Sal Kargodorian (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Golden K Wealth Management get paid?","answer":"Golden K Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Golden K Wealth Management?","answer":"Golden K Wealth Management’s main office is at 5950 Canoga Avenue, Suite 540, Woodland Hills, CA 91367. Its phone number is 818-587-4455. Its website is goldenkplans.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}