{"url":"https://nivawealth.com/firms/golden-gate-private-equity-157379","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157379","regulatoryAum":11164012486,"crd":"157379","secFileNumber":"801-73532","legalName":"Golden Gate Private Equity Inc.","displayName":"Golden Gate Private Equity","website":null,"linkedinUrl":"https://www.linkedin.com/company/golden-gate-capital/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"One Embarcadero Center, 39th Floor","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94111-3735"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":89,"advisory":50,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11164012486,"discretionaryAccounts":9,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":9,"regulatoryAum":11164012486}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Golden Gate Private Equity has custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Dominik","title":"President and Managing Director","crd":"5909542"},{"name":"Michele Shahroody","title":"Managing Director, Chief Financial Officer","crd":"7493904"},{"name":"Nicholas McGrath","title":"Chief Compliance Officer, Chief Regulatory Counsel","crd":"6649923"},{"name":"Neale Attenborough","title":"Managing Director","crd":"7493906"},{"name":"Matt Crump","title":"Managing Director","crd":"7493907"},{"name":"Daniel Haspel","title":"Managing Director","crd":"7091640"},{"name":"Felix Lo","title":"Managing Director","crd":"6932584"},{"name":"Gregory J. Mason","title":"Managing Director","crd":"4844281"},{"name":"Rachel Masory","title":"Managing Director, General Counsel","crd":"7493905"},{"name":"Mike Montgomery","title":"Managing Director","crd":"7359067"},{"name":"Javier Puig","title":"Managing Director","crd":"5221918"}],"ownership":[{"label":"David Dominik","detail":"President and managing director in the 75% or more ownership band and a control person, since May 2000."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One Embarcadero Center, 39th Floor","city":"San Francisco","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-983-2700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":9},"sources":{"adv1FilingDate":"28 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157379/PDF/157379.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Golden Gate Private Equity have?","answer":"Golden Gate Private Equity has 9 clients and manages $11.2 billion for them, as of April 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Golden Gate Private Equity offer?","answer":"Golden Gate Private Equity provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Golden Gate Private Equity have?","answer":"Golden Gate Private Equity has 0 investment adviser representatives registered with state securities authorities, out of 89 employees, and 50 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Golden Gate Private Equity?","answer":"Golden Gate Private Equity’s direct owner is David Dominik (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Golden Gate Private Equity get paid?","answer":"Golden Gate Private Equity is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}