{"url":"https://nivawealth.com/firms/glaxis-capital-management-134227","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134227","regulatoryAum":160826598,"crd":"134227","history":[{"filedOn":"2021-03-31","regulatoryAum":143964300,"clients":4,"employees":6,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":157747200,"clients":5,"employees":6,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":158444266,"clients":6,"employees":5,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":159454803,"clients":3,"employees":5,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":162073291,"clients":4,"employees":5,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":160826598,"clients":6,"employees":5,"offices":2}],"secFileNumber":"801-63933","legalName":"Glaxis Capital Management, LLC","displayName":"Glaxis Capital Management","slug":"glaxis-capital-management-134227","website":"https://glaxisllc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/134227/f0a2cd0dc85f4e2b-r1.webp","tone":"light","width":596,"height":200,"sourceUrl":"https://www.glaxisllc.com/fund_login","sourceLabel":"Glaxis Capital Management, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"443 John Ringling BLVD, Suite G","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34236"},"tradeNames":["Glaxis Capital Holdings, LLC (Relying Adviser)"],"registration":{"secApproved":"4 March 2005","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":7622670.666666667,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":160826598,"discretionary":160826598,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":3,"regulatoryAum":22868012},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":122894964},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":151731},{"label":"Charitable organizations","clients":1,"regulatoryAum":14911891}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":37931634}],"custodyNote":"Glaxis Capital Management has custody of $123M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Andrew Copa","title":"Chief Compliance Officer and Chief Financial Officer","crd":"5574216"},{"name":"Paul Holland","title":"Managing Director","crd":"1667721"},{"name":"Matthew Miller","title":"Managing Director","crd":"4912452"}],"ownership":[{"label":"Glaxis, LLC","detail":"Member in the 75% or more ownership band and a control person, since July 2008."},{"label":"Paul Holland","detail":"Indirect owner: a managing member of Glaxis, LLC in the 25% to 50% band and a control person, since July 2008.","parent":"Glaxis, LLC"},{"label":"Matthew Miller","detail":"Indirect owner: a managing member of Glaxis, LLC in the 25% to 50% band and a control person, since November 2008.","parent":"Glaxis, LLC"},{"label":"Andrew Copa","detail":"Indirect owner: managing member of Glaxis, LLC and a control person, since July 2008.","parent":"Glaxis, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"443 John Ringling BLVD, Suite G","city":"Sarasota","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-556-5333","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":72},{"label":"U.S. government/agency bonds","percent":17},{"label":"U.S. state and local bonds","percent":6},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":1},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134227/PDF/134227.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Glaxis Capital Management have?","answer":"Glaxis Capital Management has 6 clients and manages $161 million for them, as of March 2026. They include 3 high-net-worth individuals, 1 pooled investment vehicle and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Glaxis Capital Management offer?","answer":"Glaxis Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Glaxis Capital Management use?","answer":"Glaxis Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $37.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Glaxis Capital Management have?","answer":"Glaxis Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Glaxis Capital Management invest in?","answer":"At the end of its last fiscal year, Glaxis Capital Management’s separately managed accounts held 72% exchange-traded equities, 17% U.S. government and agency bonds, 6% state and local bonds and 5% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Glaxis Capital Management?","answer":"Glaxis Capital Management is owned through a holding company by Paul Holland and Matthew Miller. Its direct owner is Glaxis, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Glaxis Capital Management get paid?","answer":"Glaxis Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Glaxis Capital Management?","answer":"Glaxis Capital Management’s main office is at 443 John Ringling BLVD, Suite G, Sarasota, FL 34236. Its phone number is 941-556-5333. Its website is glaxisllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/glaxis-capital-management-134227/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1542161/000154216126000003/0001542161-26-000003-index.html","totalValue":49779246,"positionCount":41,"top10Share":0.6126917028835672,"top10":[{"issuer":"COHEN & STEERS LTD DURATION","titleOfClass":"COM","cusip":"19248C105","value":5713200,"shares":270000,"shareType":"SH","priorValue":5228146,"priorShares":261800},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":5613332,"shares":4680,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"GLOBAL X COPPER","cusip":"37954Y830","value":3378213,"shares":43890,"shareType":"SH","priorValue":3007427,"priorShares":39390},{"issuer":"ISHARES TR","titleOfClass":"20 YR TR BD ETF","cusip":"464287432","value":3024700,"shares":35000,"shareType":"SH","priorValue":3038485,"priorShares":35050},{"issuer":"CAPITAL GROUP INTL FOCUS EQT","titleOfClass":"SHS CREAT UNIT","cusip":"14019W109","value":2942700,"shares":85000,"shareType":"SH","priorValue":5019198,"priorShares":170200},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":2929245,"shares":4265,"shareType":"SH","priorValue":2548551,"priorShares":4265},{"issuer":"STATE STR SPDR S&P MIDCAP 40","titleOfClass":"UTSER1 S&PDCRP","cusip":"78467Y107","value":2349156,"shares":3340,"shareType":"SH","priorValue":209698,"priorShares":340},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":1542509,"shares":25842,"shareType":"SH","priorValue":2162000,"priorShares":40000},{"issuer":"DICKS SPORTING GOODS INC","titleOfClass":"COM","cusip":"253393102","value":1508287,"shares":6650,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":1497989,"shares":15840,"shareType":"SH","priorValue":5329370,"priorShares":55840}],"positionsListed":41,"positions":[{"issuer":"COHEN & STEERS LTD DURATION","titleOfClass":"COM","cusip":"19248C105","value":5713200,"shares":270000,"shareType":"SH","priorValue":5228146,"priorShares":261800},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":5613332,"shares":4680,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"GLOBAL X COPPER","cusip":"37954Y830","value":3378213,"shares":43890,"shareType":"SH","priorValue":3007427,"priorShares":39390},{"issuer":"ISHARES TR","titleOfClass":"20 YR TR BD ETF","cusip":"464287432","value":3024700,"shares":35000,"shareType":"SH","priorValue":3038485,"priorShares":35050},{"issuer":"CAPITAL GROUP INTL FOCUS EQT","titleOfClass":"SHS CREAT UNIT","cusip":"14019W109","value":2942700,"shares":85000,"shareType":"SH","priorValue":5019198,"priorShares":170200},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":2929245,"shares":4265,"shareType":"SH","priorValue":2548551,"priorShares":4265},{"issuer":"STATE STR SPDR S&P MIDCAP 40","titleOfClass":"UTSER1 S&PDCRP","cusip":"78467Y107","value":2349156,"shares":3340,"shareType":"SH","priorValue":209698,"priorShares":340},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE EMR MKT ETF","cusip":"922042858","value":1542509,"shares":25842,"shareType":"SH","priorValue":2162000,"priorShares":40000},{"issuer":"DICKS SPORTING GOODS INC","titleOfClass":"COM","cusip":"253393102","value":1508287,"shares":6650,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":1497989,"shares":15840,"shareType":"SH","priorValue":5329370,"priorShares":55840},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"FTSE SMCAP ETF","cusip":"922042718","value":1474335,"shares":17604,"shareType":"SH","priorValue":1322060,"priorShares":17604},{"issuer":"CRH PLC","titleOfClass":"ORD","cusip":"G25508105","value":1433800,"shares":13400,"shareType":"SH"},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":1258200,"shares":5000,"shareType":"SH"},{"issuer":"QUEST DIAGNOSTICS INC","titleOfClass":"COM","cusip":"74834L100","value":1165725,"shares":5500,"shareType":"SH"},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":1075670,"shares":2920,"shareType":"SH","priorValue":395867,"priorShares":920},{"issuer":"COHEN & STEERS SELECT PFD &","titleOfClass":"COM","cusip":"19248Y107","value":1006500,"shares":50000,"shareType":"SH","priorValue":888062,"priorShares":45800},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":969852,"shares":2600,"shareType":"SH","priorValue":962442,"priorShares":2600},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":954284,"shares":6185,"shareType":"SH","priorValue":901711,"priorShares":6185},{"issuer":"DELTA AIR LINES INC","titleOfClass":"COM NEW","cusip":"247361702","value":936600,"shares":10000,"shareType":"SH","priorValue":1329600,"priorShares":20000},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SMALL CP ETF","cusip":"922908751","value":756891,"shares":2497,"shareType":"SH","priorValue":654014,"priorShares":2497},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":720200,"shares":26000,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR MATER ETF","cusip":"81369Y100","value":554403,"shares":10907,"shareType":"SH","priorValue":499700,"priorShares":10000},{"issuer":"WELLS FARGO & CO","titleOfClass":"COM","cusip":"949746101","value":543936,"shares":6582,"shareType":"SH","priorValue":612758,"priorShares":7697},{"issuer":"SYSCO CORP","titleOfClass":"COM","cusip":"871829107","value":534912,"shares":6400,"shareType":"SH","priorValue":456512,"priorShares":6400},{"issuer":"GARMIN LTD","titleOfClass":"SHS","cusip":"H2906T109","value":498834,"shares":2100,"shareType":"SH","priorValue":487221,"priorShares":2100},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":491912,"shares":1700,"shareType":"SH","priorValue":761370,"priorShares":3000},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US SML CAP ETF","cusip":"808524607","value":485587,"shares":13440,"shareType":"SH","priorValue":390835,"priorShares":13440},{"issuer":"CAPITAL GRP FIXED INCM ETF T","titleOfClass":"CORE PLUS INCM","cusip":"14020Y102","value":445800,"shares":20000,"shareType":"SH","priorValue":446800,"priorShares":20000},{"issuer":"ISHARES TR","titleOfClass":"CHINA LG-CAP ETF","cusip":"464287184","value":432783,"shares":13700,"shareType":"SH","priorValue":204630,"priorShares":5700},{"issuer":"PRINCIPAL FINANCIAL GROUP IN","titleOfClass":"COM","cusip":"74251V102","value":424761,"shares":3941,"shareType":"SH","priorValue":355124,"priorShares":3941},{"issuer":"EZCORP INC","titleOfClass":"CL A NON VTG","cusip":"302301106","value":345700,"shares":10000,"shareType":"SH"},{"issuer":"TREKOR METALS LTD","titleOfClass":"COM","cusip":"89472Y107","value":344000,"shares":50000,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"EMRG MKTEQ ETF","cusip":"808524706","value":311401,"shares":8588,"shareType":"SH","priorValue":282975,"priorShares":8588},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"SMLLCP 600 IDX","cusip":"921932828","value":299700,"shares":2179,"shareType":"SH","priorValue":250215,"priorShares":2179},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"CHINA TECHNLGY","cusip":"46138E800","value":285150,"shares":5000,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"MSCI EMG MKT ETF","cusip":"464287234","value":273640,"shares":4000,"shareType":"SH","priorValue":5943074,"priorShares":104650},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":271979,"shares":735,"shareType":"SH","priorValue":16600313,"priorShares":51745},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US BRD MKT ETF","cusip":"808524102","value":271384,"shares":9371,"shareType":"SH","priorValue":235212,"priorShares":9371},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US MID-CAP ETF","cusip":"808524508","value":253076,"shares":6864,"shareType":"SH","priorValue":212509,"priorShares":6864},{"issuer":"PPG INDS INC","titleOfClass":"COM","cusip":"693506107","value":242580,"shares":2000,"shareType":"SH"},{"issuer":"FIRSTCASH HOLDINGS INC","titleOfClass":"COM","cusip":"33768G107","value":216320,"shares":1000,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}