{"url":"https://nivawealth.com/firms/gladowsky-capital-management-45287","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/45287","regulatoryAum":197825768,"crd":"45287","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2704419","suffix":null,"lastName":"GLADOWSKY","firstName":"JASON","middleName":"ROBERT"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":147825690,"clients":234,"employees":4,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":170241228,"clients":278,"employees":4,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":146218088,"clients":311,"employees":4,"offices":1},{"filedOn":"2024-03-15","regulatoryAum":163127009,"clients":257,"employees":4,"offices":1},{"filedOn":"2025-02-24","regulatoryAum":180481087,"clients":300,"employees":4,"offices":1},{"filedOn":"2026-02-02","regulatoryAum":197825768,"clients":298,"employees":4,"offices":1}],"secFileNumber":"801-55802","legalName":"Gladowsky 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APPENDIX 1 MARCH 2021","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005781","versionId":1005781,"submittedOn":"2026-02-02"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":197635471}],"custodyNote":"Gladowsky Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Robert Gladowsky","title":"Pres / Dir / Chief Compliance Officer / Muni Principal","crd":"2704419"},{"name":"Barry Michael Gladowsky","title":"Director / FINOP/CFO / Options Principal","crd":"3054441"}],"ownership":[{"label":"Jason Robert Gladowsky","detail":"Pres / dir / chief compliance officer / muni principal in the 75% or more ownership band and a control person, since December 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"18 Manor Road","city":"Smithtown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"631-360-7200","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Non-exchange-traded equity securities","percent":44},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":11},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"2 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/45287/PDF/45287.pdf","brochureDate":"2 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005781","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gladowsky Capital Management have?","answer":"Gladowsky Capital Management has 298 clients and manages $198 million for them, as of February 2026. They include 190 individual clients, 66 high-net-worth individuals, and 33 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gladowsky Capital Management offer?","answer":"Gladowsky Capital Management provides selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Gladowsky Capital Management use?","answer":"Gladowsky Capital Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $198M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gladowsky Capital Management have?","answer":"Gladowsky Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gladowsky Capital Management invest in?","answer":"At the end of its last fiscal year, Gladowsky Capital Management’s separately managed accounts held 44% non-exchange-traded equities, 26% exchange-traded equities, 11% investment grade corporate bonds, 8% U.S. government and agency bonds, 5% registered funds (mutual funds, ETFs, BDCs), 4% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gladowsky Capital Management?","answer":"Gladowsky Capital Management’s direct owner is Jason Robert Gladowsky (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gladowsky Capital Management get paid?","answer":"Gladowsky Capital Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gladowsky Capital Management?","answer":"Gladowsky Capital Management’s main office is at 18 Manor Road, Smithtown, NY 11787. Its phone number is 631-360-7200. Its website is gladowskygroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}