{"url":"https://nivawealth.com/firms/gladius-capital-management-152023","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152023","regulatoryAum":2881550774,"crd":"152023","history":[{"filedOn":"2021-03-31","regulatoryAum":2713030000,"clients":7,"employees":18,"offices":3},{"filedOn":"2022-04-19","regulatoryAum":2781715326,"clients":11,"employees":17,"offices":3},{"filedOn":"2023-03-28","regulatoryAum":2768433774,"clients":11,"employees":16,"offices":3},{"filedOn":"2024-03-27","regulatoryAum":3104013626,"clients":10,"employees":14,"offices":3},{"filedOn":"2025-03-28","regulatoryAum":3059725575,"clients":10,"employees":13,"offices":2},{"filedOn":"2026-03-24","regulatoryAum":2881550774,"clients":8,"employees":14,"offices":2}],"secFileNumber":"801-70841","legalName":"Gladius Capital Management LP","displayName":"Gladius Capital Management","slug":"gladius-capital-management-152023","website":"https://gladiusgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/152023/d384b1a71911c647-r1.webp","tone":"dark","width":576,"height":200,"sourceUrl":"https://www.gladiusgroup.com/","sourceLabel":"Gladius Capital Management LP, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/gladius-capital-management-lp","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"1835 Three Kings Drive, #50","city":"Park City","state":"UT","stateName":"Utah","country":"United States","postalCode":"84060"},"tradeNames":[],"registration":{"secApproved":"7 December 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":14,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2881550774,"discretionary":2881550774,"discretionaryAccounts":8,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":38,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":1007564},{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":2871173271},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":9369939}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"HSBC Bank USA, N.A.","shortName":"HSBC Bank USA, N.A.","location":"New York, NY","smaAssets":2014999},{"name":"Lloyds Bank PLC","shortName":"Lloyds Bank PLC","location":"London","smaAssets":3522156},{"name":"JPMorgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":3514895}],"custodyNote":"Gladius Capital Management has custody of $2.72B in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Pavandeep Sethi","title":"Chief Executive Officer/Chief Investment Officer & Limited Partner","crd":"4292091"},{"name":"Eric Magac","title":"Chief Operating Officer / Chief Compliance Officer","crd":"4327726"},{"name":"Reagan Ammann","title":"Chief Risk Officer & Limited Partner","crd":"4255373"}],"ownership":[{"label":"Pavandeep Sethi","detail":"Chief executive officer/chief investment officer & limited partner in the 75% or more ownership band and a control person, since September 2008. Also a member of Gladius Investment Group LLC in the 75% or more band and a control person, since September 2008."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"815 W. Van Buren","city":"Chicago"}]},{"state":"Utah","offices":1,"addresses":[{"street":"1835 Three Kings Drive, #50","city":"Park City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-348-5900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Derivatives","percent":26},{"label":"Cash and cash equivalents","percent":74}],"privateFunds":4},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152023/PDF/152023.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gladius Capital Management have?","answer":"Gladius Capital Management has 8 clients and manages $2.88 billion for them, as of March 2026. They include 6 pooled investment vehicles, 1 investment company and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gladius Capital Management offer?","answer":"Gladius Capital Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Gladius Capital Management use?","answer":"Gladius Capital Management’s separately managed account assets are held at Lloyds Bank PLC (London), with $3.52M, JPMorgan Chase & Co. (New York, NY), with $3.51M and HSBC Bank USA, N.A. (New York, NY), with $2.01M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gladius Capital Management have?","answer":"Gladius Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gladius Capital Management invest in?","answer":"At the end of its last fiscal year, Gladius Capital Management’s separately managed accounts held 74% cash and equivalents and 26% derivatives. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gladius Capital Management?","answer":"Gladius Capital Management’s direct owner is Pavandeep Sethi (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gladius Capital Management get paid?","answer":"Gladius Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gladius Capital Management?","answer":"Gladius Capital Management’s main office is at 1835 Three Kings Drive, #50, Park City, UT 84060. Its phone number is 312-348-5900. Its website is gladiusgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/gladius-capital-management-152023/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1540656/000154065626000009/0001540656-26-000009-index.html","totalValue":1651955717,"positionCount":29,"top10Share":0.7743666369720248,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":246248155,"shares":329751,"shareType":"SH"},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"CALL","cusip":"78462F903","value":224031000,"shares":300000,"shareType":"SH","putCall":"Call"},{"issuer":"CATERPILLAR INC","titleOfClass":"CALL","cusip":"149123901","value":119694761,"shares":112400,"shareType":"SH","putCall":"Call","priorValue":10201824,"priorShares":14400},{"issuer":"ELI LILLY & 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}