{"url":"https://nivawealth.com/firms/glacier-peak-capital-management-164409","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164409","regulatoryAum":9860582059,"crd":"164409","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1546626","suffix":null,"lastName":"PIGOTT","firstName":"WILLIAM","middleName":"TERRENCE"},{"crd":"2107737","suffix":null,"lastName":"YOSHIDA","firstName":"MIRIAM","middleName":"CAHN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-25","regulatoryAum":4112324690,"clients":6,"employees":6,"offices":2},{"filedOn":"2022-03-02","regulatoryAum":2772509930,"clients":5,"employees":6,"offices":2},{"filedOn":"2023-03-10","regulatoryAum":5360613914,"clients":7,"employees":6,"offices":2},{"filedOn":"2024-03-04","regulatoryAum":774209891,"clients":6,"employees":6,"offices":2},{"filedOn":"2025-02-12","regulatoryAum":11168841076,"clients":6,"employees":6,"offices":2},{"filedOn":"2026-02-23","regulatoryAum":9860582059,"clients":5,"employees":5,"offices":2}],"secFileNumber":"801-113285","legalName":"Glacier Peak Capital Management, LLC","displayName":"Glacier Peak Capital Management","slug":"glacier-peak-capital-management-164409","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"39 Main Street","city":"Chatham","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07928"},"tradeNames":[],"registration":{"secApproved":"25 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":5,"advisory":2,"brokerDealerReps":2,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":9860582059,"discretionary":9860582059,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":33,"nonAumClients":0},"clientTypes":[{"label":"Corporations and other businesses","clients":5,"regulatoryAum":9860582059}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Curvature Securities LLC","shortName":"Curvature Securities","location":"Chatham, NJ","smaAssets":9130482689}],"custodyNote":"Glacier Peak Capital Management has custody of $7.85M in client assets for 5 clients.","leadership":[{"name":"Todd Pigott","title":"Chief Compliance Officer","crd":"2592495"},{"name":"William Pigott","title":"Principal","crd":"1546626"},{"name":"Miriam Yoshida","title":"Portfolio Manager","crd":"2107737"}],"ownership":[{"label":"William Pigott","detail":"Principal in the 75% or more ownership band and a control person, since January 2006."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"39 Main Street","city":"Chatham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-304-9200","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":92},{"label":"Derivatives","percent":6},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"23 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164409/PDF/164409.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Glacier Peak Capital Management have?","answer":"Glacier Peak Capital Management has 5 clients and manages $9.86 billion for them, as of February 2026. They include 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Glacier Peak Capital Management offer?","answer":"Glacier Peak Capital Management provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Glacier Peak Capital Management use?","answer":"Glacier Peak Capital Management’s separately managed account assets are held at Curvature Securities LLC (Chatham, NJ), with $9.13B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Glacier Peak Capital Management have?","answer":"Glacier Peak Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Glacier Peak Capital Management invest in?","answer":"At the end of its last fiscal year, Glacier Peak Capital Management’s separately managed accounts held 92% U.S. government and agency bonds, 6% derivatives and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Glacier Peak Capital Management?","answer":"Glacier Peak Capital Management’s direct owner is William Pigott (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Glacier Peak Capital Management get paid?","answer":"Glacier Peak Capital Management is paid through performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Glacier Peak Capital Management registered with the SEC?","answer":"Yes, Glacier Peak Capital Management has been registered with the SEC as an investment adviser since 25 May 2018. Its CRD number is 164409 and its SEC file number is 801-113285.","source":"Form ADV Part 1A, Item 1, filed 23 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Glacier Peak Capital Management?","answer":"Glacier Peak Capital Management’s main office is at 39 Main Street, Chatham, NJ 07928. Its phone number is 908-304-9200.","source":"Form ADV Part 1A, Item 1.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}