{"url":"https://nivawealth.com/firms/gilbert-greg-ria-304981","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304981","regulatoryAum":173954611,"crd":"304981","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2922342","suffix":null,"lastName":"ALEMAN","firstName":"MARK","middleName":"ANGELO"},{"crd":"5909391","suffix":null,"lastName":"Berkowitz","firstName":"Ryan","middleName":"Andrew"},{"crd":"6122948","suffix":null,"lastName":"CHEN","firstName":"YU","middleName":null},{"crd":"6354652","suffix":null,"lastName":"CLAYCOMB","firstName":"LISA","middleName":"GABEL"},{"crd":"841617","suffix":"III","lastName":"COLLINS","firstName":"JOHN","middleName":"MARTIN"},{"crd":"6947883","suffix":null,"lastName":"CRANE","firstName":"AVI","middleName":null},{"crd":"5137097","suffix":null,"lastName":"DeVito","firstName":"Mark","middleName":"CHRISTOPHER"},{"crd":"3119457","suffix":null,"lastName":"GILBERT","firstName":"GREGORY","middleName":"BURTON"},{"crd":"5736878","suffix":null,"lastName":"GRAU","firstName":"DOUGLAS","middleName":"E"},{"crd":"7946381","suffix":"III","lastName":"Harris","firstName":"Roscoe","middleName":"Herman"},{"crd":"6878927","suffix":null,"lastName":"Heneghan","firstName":"Daire","middleName":"Peter"},{"crd":"2314195","suffix":null,"lastName":"HOLADAY","firstName":"MICHAEL","middleName":"ANDREW"},{"crd":"1043463","suffix":null,"lastName":"HOLADAY","firstName":"ROBERT","middleName":"EARL"},{"crd":"5172704","suffix":null,"lastName":"HUG","firstName":"MICHAEL","middleName":"LAWRENCE"},{"crd":"6293198","suffix":null,"lastName":"Jones","firstName":"Bradford","middleName":"Steven"},{"crd":"1386859","suffix":null,"lastName":"LEBBERT","firstName":"GREGORY","middleName":"WALLACE"},{"crd":"2808624","suffix":null,"lastName":"Liberio","firstName":"David","middleName":"Anthony"},{"crd":"1197246","suffix":null,"lastName":"MCKEAN","firstName":"MICHAEL","middleName":"CRAIG"},{"crd":"2793924","suffix":null,"lastName":"MEDINA","firstName":"JOSEPH","middleName":"A"},{"crd":"1980128","suffix":null,"lastName":"MONSTED","firstName":"WILLIAM","middleName":"STUART"},{"crd":"7948716","suffix":null,"lastName":"PALICA","firstName":"ANETA","middleName":"MARTA"},{"crd":"2017355","suffix":null,"lastName":"PEIGEN","firstName":"ELLIOTT","middleName":"ARTHUR"},{"crd":"1779418","suffix":null,"lastName":"PHILLIPS","firstName":"AARON","middleName":"KURT"},{"crd":"7049096","suffix":null,"lastName":"Puducay","firstName":"Pietro","middleName":null},{"crd":"402705","suffix":null,"lastName":"ROGERS","firstName":"DONALD","middleName":"CLINTON"},{"crd":"5760016","suffix":null,"lastName":"ROOKASIN","firstName":"DAVID","middleName":"ADAM"},{"crd":"7385623","suffix":null,"lastName":"SCIARA","firstName":"TOM","middleName":"DAVID"},{"crd":"3067210","suffix":null,"lastName":"SHIRAKURA","firstName":"DWAYNE","middleName":"TSUKASA"},{"crd":"4457477","suffix":null,"lastName":"Silvey","firstName":"Randall","middleName":"w"},{"crd":"6459445","suffix":null,"lastName":"Singh","firstName":"Gurpreet","middleName":null},{"crd":"4455394","suffix":null,"lastName":"SMITH","firstName":"MICHAEL","middleName":"JOSEPH"},{"crd":"2901990","suffix":null,"lastName":"STASULIS","firstName":"AARON","middleName":"C"},{"crd":"7175649","suffix":null,"lastName":"Szilasi","firstName":"Terry","middleName":"Jay"},{"crd":"5730068","suffix":null,"lastName":"TOLENE","firstName":"TONY","middleName":"ALAN"},{"crd":"1586153","suffix":null,"lastName":"WALLING","firstName":"JOHN","middleName":"MCKINLEY"},{"crd":"5597528","suffix":null,"lastName":"Willcox","firstName":"Troy","middleName":"Russell"},{"crd":"824766","suffix":null,"lastName":"WRIGHT","firstName":"WILLIAM","middleName":"OWEN"},{"crd":"2554326","suffix":null,"lastName":"Zamboanga","firstName":"John","middleName":null},{"crd":"8182313","suffix":null,"lastName":"Zhang","firstName":"Yusi","middleName":null}],"total":39,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-14","regulatoryAum":140000000,"clients":500,"employees":4,"offices":35},{"filedOn":"2022-06-10","regulatoryAum":107797959,"clients":573,"employees":36,"offices":30},{"filedOn":"2023-03-29","regulatoryAum":118129861,"clients":534,"employees":36,"offices":32},{"filedOn":"2024-03-28","regulatoryAum":145046777,"clients":690,"employees":37,"offices":34},{"filedOn":"2025-03-28","regulatoryAum":150097662,"clients":667,"employees":36,"offices":33},{"filedOn":"2026-05-26","regulatoryAum":173954611,"clients":657,"employees":35,"offices":35}],"secFileNumber":"801-117719","legalName":"Gilbert 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2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":34,"privateResidences":11},"listedOfficeAddresses":15,"foreignOffices":[],"officesByState":[{"state":"California","offices":9,"addresses":[{"street":"212 9th Street, Suite 202","city":"Oakland","headquarters":true},{"street":"9312 Rush St","city":"El Monte"},{"street":"2151 River Plaza DR","city":"Sacramento"},{"street":"4275 Executive Square","city":"La Jolla"},{"street":"1010 Pioneer Way","city":"El Cajon"},{"street":"74710 Highway 111","city":"Palm Desert"},{"street":"529 3rd Ave","city":"Chula Vista"},{"street":"34475 Yucaipa BLVD","city":"Yucaipa"},{"street":"513 Valencia St.","city":"San Francisco"}]},{"state":"Connecticut","offices":2,"addresses":[{"street":"36 White Cedar Drive","city":"Madison"},{"street":"219 Ash Creek BLVD","city":"Fairfield"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"1098 South Milwaukee 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They include 612 individual clients, 30 high-net-worth individuals, and 15 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gilbert Greg RIA offer?","answer":"Gilbert Greg RIA provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Gilbert Greg RIA use?","answer":"Gilbert Greg RIA’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $109M and RBC Capital Markets, LLC (Minneapolis, MN), with $54.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gilbert Greg RIA have?","answer":"Gilbert Greg RIA has 35 investment adviser representatives registered with state securities authorities, out of 35 employees, and 35 perform investment advisory functions. 31 employees are registered representatives of a broker-dealer and 27 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gilbert Greg RIA invest in?","answer":"At the end of its last fiscal year, Gilbert Greg RIA’s separately managed accounts held 54% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 5% U.S. government and agency bonds, 2% state and local bonds, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Warrants and Separately Managed Accounts Via SEI.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gilbert Greg RIA?","answer":"Gilbert Greg RIA’s direct owner is Gregory Gilbert (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gilbert Greg RIA get paid?","answer":"Gilbert Greg RIA is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gilbert Greg RIA?","answer":"Gilbert Greg RIA’s main office is at 212 9th Street, Suite 202, Oakland, CA 94607. Its phone number is 510-588-8000. Its website is infinitysecurities.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}