{"url":"https://nivawealth.com/firms/gervais-capital-management-299347","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299347","regulatoryAum":155882267,"crd":"299347","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2870806","suffix":"JR","lastName":"GERVAIS","firstName":"DONALD","middleName":"GEORGE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-16","regulatoryAum":116050600,"clients":37,"employees":1,"offices":1},{"filedOn":"2025-03-25","regulatoryAum":134351818,"clients":42,"employees":1,"offices":1},{"filedOn":"2026-06-24","regulatoryAum":155882267,"clients":46,"employees":1,"offices":1}],"secFileNumber":"801-130485","legalName":"Gervais Capital Management, LLC","displayName":"Gervais Capital Management","slug":"gervais-capital-management-299347","website":"https://gervaiscapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3485 North Pines Way, Suite 105","city":"Wilson","state":"WY","stateName":"Wyoming","country":"United States","postalCode":"83014"},"tradeNames":[],"registration":{"secApproved":"25 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3454627.023809524,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":155882267,"discretionary":143194323,"discretionaryAccounts":153,"nonDiscretionary":12687944,"nonDiscretionaryAccounts":28,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":13,"regulatoryAum":5677026},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":139417309},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":2949172},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":2749148},{"label":"Other","clients":2,"fewerThan5":true,"regulatoryAum":5089612}],"feePrograms":[{"role":"other","program":"Hourly financial planning","summary":"Financial planning is billed at a negotiated $500 per hour with a three-hour minimum, paid in arrears on completion; it may be included for portfolio management clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049354","versionId":1049354,"submittedOn":"2026-06-24","documentName":"ADV PART 2A-GERVAIS CAPITAL MANAGEMENT, LLC"},{"role":"other","program":"Pension consulting","summary":"Asset-based pension consulting is charged at an annual fee of 0.50% of total assets, generally negotiable, and withdrawn monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049354","versionId":1049354,"submittedOn":"2026-06-24","documentName":"ADV PART 2A-GERVAIS CAPITAL MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:12:42.374341+00:00","documents":[{"name":"ADV PART 2A-GERVAIS CAPITAL MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049354","versionId":1049354,"submittedOn":"2026-06-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":143104008}],"custodyNote":"Gervais Capital Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Donald Gervais","title":"Managing Member & Chief Compliance Officer","crd":"2870806"},{"name":"Susan Gervais","title":"Technology Associate","crd":"7077623"}],"ownership":[{"label":"Donald Gervais","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since October 2018."},{"label":"Susan Gervais","detail":"Technology associate in the 10% to 25% ownership band, since October 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wyoming","offices":1,"addresses":[{"street":"3485 North Pines Way, Suite 105","city":"Wilson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-433-5223","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":1},"sources":{"adv1FilingDate":"24 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299347/PDF/299347.pdf","brochureDate":"24 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049354","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gervais Capital Management have?","answer":"Gervais Capital Management has 46 clients and manages $156 million for them, as of June 2026. They include 29 high-net-worth individuals, 13 individual clients and 2 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gervais Capital Management offer?","answer":"Gervais Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Gervais Capital Management use?","answer":"Gervais Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $143M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gervais Capital Management have?","answer":"Gervais Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gervais Capital Management invest in?","answer":"At the end of its last fiscal year, Gervais Capital Management’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 5% pooled vehicles (private funds and similar) and 1% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gervais Capital Management?","answer":"Gervais Capital Management’s direct owners are Donald Gervais (75% or more) and Susan Gervais (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gervais Capital Management get paid?","answer":"Gervais Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gervais Capital Management?","answer":"Gervais Capital Management’s main office is at 3485 North Pines Way, Suite 105, Wilson, WY 83014. Its phone number is 914-433-5223. Its website is gervaiscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}