{"url":"https://nivawealth.com/firms/gerber-taylor-management-109319","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109319","regulatoryAum":11419729032,"crd":"109319","secFileNumber":"801-56698","legalName":"Gerber/Taylor Management LLC","displayName":"Gerber/Taylor Management","website":"https://www.gerbertaylor.com","linkedinUrl":"https://www.linkedin.com/company/1098708","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"40 South Main Street, Suite 1900","city":"Memphis","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"38103"},"tradeNames":["Gerber Taylor"],"registration":{"secApproved":"22 July 1999","noticeFilings":2,"latestNoticeFiling":"6 March 2007","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Tennessee","effectiveDate":"2001-10-30"},{"status":"Notice Filed","jurisdiction":"Texas","effectiveDate":"2007-03-06"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"1999-07-22"}]}},"staff":{"employees":40,"advisory":19,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":10860986264,"discretionaryAccounts":43,"nonDiscretionary":558742768,"nonDiscretionaryAccounts":115,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":26},"clientTypes":[{"label":"High-net-worth individuals","clients":15,"regulatoryAum":80176627},{"label":"Pooled investment vehicles","clients":38,"regulatoryAum":10684707903},{"label":"Charitable organizations","clients":22,"regulatoryAum":199851644},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":96760724},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":79517637},{"label":"Corporations and other businesses","clients":20,"regulatoryAum":278714497}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":57348989}],"custodyNote":"Gerber/Taylor Management has custody of $10.27B for 41 clients.","otherCustodians":[],"leadership":[{"name":"Michael Douglass","title":"President","crd":"2517733"},{"name":"Mary Cornpropst","title":"Chief Financial Officer of the Management Company","crd":"4935369"},{"name":"Simone Meeks","title":"Chief Financial Officer of the Private Funds","crd":"4866812"},{"name":"Justin Rikard","title":"Chief Operating Officer","crd":"7529558"},{"name":"Darren Kearns","title":"Chief Compliance Officer","crd":"3222780"},{"name":"Ryan Gibbs","title":"Director of Due Dilligence","crd":"7884316"}],"ownership":[{"label":"Gerber/Taylor Capital Advisors LP","detail":"Holding company in the 75% or more ownership band and a control person, since January 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"40 South Main Street, Suite 1900","city":"Memphis","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"3963 Maple Avenue","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-526-9750","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":47},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":38},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109319/PDF/109319.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gerber/Taylor Management have?","answer":"Gerber/Taylor Management has at least 95 clients and manages $11.4 billion for them, as of July 2026. They include 38 pooled investment vehicles, 22 charitable organizations and 20 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gerber/Taylor Management offer?","answer":"Gerber/Taylor Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Gerber/Taylor Management use?","answer":"Gerber/Taylor Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $57,348,989. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gerber/Taylor Management have?","answer":"Gerber/Taylor Management has 1 investment adviser representatives registered with state securities authorities, out of 40 employees, and 19 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gerber/Taylor Management invest in?","answer":"At the end of its last fiscal year, Gerber/Taylor Management’s separately managed accounts held 47% exchange-traded equities, 45% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds, 2% state and local bonds, 2% cash and equivalents and 1% investment grade corporate bonds. It advises 38 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gerber/Taylor Management?","answer":"Gerber/Taylor Management’s direct owner is Gerber/Taylor Capital Advisors LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gerber/Taylor Management get paid?","answer":"Gerber/Taylor Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}