{"url":"https://nivawealth.com/firms/genrock-capital-management-290265","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290265","regulatoryAum":257613063,"crd":"290265","history":[{"filedOn":"2021-03-29","regulatoryAum":183000000,"clients":1,"employees":3,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":205817760,"clients":2,"employees":4,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":304775813,"clients":2,"employees":4,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":308169981,"clients":2,"employees":5,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":247670012,"clients":2,"employees":5,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":257613063,"clients":2,"employees":4,"offices":1}],"secFileNumber":"801-117084","legalName":"Genrock Capital Management, LP","displayName":"GenRock Capital Management","slug":"genrock-capital-management-290265","website":"https://genrock.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/290265/2523aa2e6cde5021-r1.webp","tone":"dark","width":276,"height":200,"sourceUrl":"https://www.genrock.com/","sourceLabel":"Genrock Capital Management, LP, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/genrock-capital-management","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"375 South County Road, Suite 210","city":"Palm Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"33480"},"tradeNames":[],"registration":{"secApproved":"12 August 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":257613063,"discretionary":257613063,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":257613063}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"GenRock Capital Management has custody of client assets.","leadership":[{"name":"Matthew Ailey","title":"Managing Member of the General Partner/CEO/CIO","crd":"5475456"},{"name":"Nicholas Sale","title":"CCO/Fund Controller","crd":"7889825"}],"ownership":[{"label":"Matthew Ailey","detail":"Managing member of the general partner/ceo/cio in the 75% or more ownership band and a control person, since April 2017. Also a managing member of Genrock Capital Management GP, LLC in the 75% or more band and a control person, since April 2017."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"375 South County Road, Suite 210","city":"Palm Beach","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-301-0770","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290265/PDF/290265.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does GenRock Capital Management have?","answer":"GenRock Capital Management has 2 clients and manages $258 million for them, as of March 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does GenRock Capital Management offer?","answer":"GenRock Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does GenRock Capital Management have?","answer":"GenRock Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns GenRock Capital Management?","answer":"GenRock Capital Management’s direct owner is Matthew Ailey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does GenRock Capital Management get paid?","answer":"GenRock Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is GenRock Capital Management registered with the SEC?","answer":"Yes, GenRock Capital Management has been registered with the SEC as an investment adviser since 12 August 2019. Its CRD number is 290265 and its SEC file number is 801-117084.","source":"Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact GenRock Capital Management?","answer":"GenRock Capital Management’s main office is at 375 South County Road, Suite 210, Palm Beach, FL 33480. Its phone number is 212-301-0770. Its website is genrock.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}