{"url":"https://nivawealth.com/firms/genesis-advisors-151976","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151976","regulatoryAum":121222670,"crd":"151976","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2740459","suffix":null,"lastName":"GRABER","firstName":"BRADLEY","middleName":"ERIC"},{"crd":"1693094","suffix":null,"lastName":"MATHIOUDAKIS","firstName":"MICHAEL","middleName":"ROBERT"},{"crd":"7927973","suffix":null,"lastName":"STRICKLAND","firstName":"JULIAN","middleName":"OCEA"},{"crd":"7749356","suffix":null,"lastName":"ZOELLER","firstName":"ADAM","middleName":"THOMAS"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134853","legalName":"Genesis Advisors, LLC","displayName":"Genesis Advisors","slug":"genesis-advisors-151976","website":"https://genesisadvisors.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Indiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10150 Lantern Road, Suite 175","city":"Fishers","state":"IN","stateName":"Indiana","country":"United States","postalCode":"46037"},"tradeNames":[],"registration":{"secApproved":"2 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":799850.5241935484,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":121222670,"discretionary":87658691,"discretionaryAccounts":361,"nonDiscretionary":33563979,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":21},"clientTypes":[{"label":"Individuals (other than HNW)","clients":110,"regulatoryAum":25429377},{"label":"High-net-worth individuals","clients":14,"regulatoryAum":73752088},{"label":"Charitable organizations","clients":8,"regulatoryAum":21992918},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":48287}],"feePrograms":[{"role":"other","program":"Employer Sponsored Plan Advisory Services","summary":"Employer-sponsored plan advisory fee is 0.60% of plan assets up to $1,000,000 and 0.50% above that, tiered and subject to negotiation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006940","versionId":1006940,"submittedOn":"2026-02-06","documentName":"FORM ADV PART 2A AND 2B"},{"role":"other","program":"Financial Planning Hourly Fee","summary":"Financial planning is billed hourly at $125.00 to $300.00 per hour depending on complexity, against an estimate agreed in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006940","versionId":1006940,"submittedOn":"2026-02-06","documentName":"FORM ADV PART 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:01:05.134636+00:00","documents":[{"name":"FORM ADV PART 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006940","versionId":1006940,"submittedOn":"2026-02-06"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":121222670}],"custodyNote":"Genesis Advisors does not have custody of client assets.","leadership":[{"name":"Bradley Graber","title":"Chief Compliance Officer & Investment Adviser Representative","crd":"2740459"},{"name":"Michael Mathioudakis","title":"Managing Member","crd":"1693094"}],"ownership":[{"label":"Michael Mathioudakis","detail":"Managing member in the 75% or more ownership band and a control person, since September 2009."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"10150 Lantern Road, Suite 175","city":"Fishers","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"317-577-6900","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":29},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"6 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151976/PDF/151976.pdf","brochureDate":"6 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006940","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Genesis Advisors have?","answer":"Genesis Advisors has 132 clients and manages $121 million for them, as of February 2026. They include 110 individual clients, 14 high-net-worth individuals and 8 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Genesis Advisors offer?","answer":"Genesis Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Genesis Advisors use?","answer":"Genesis Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $121M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Genesis Advisors have?","answer":"Genesis Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Genesis Advisors invest in?","answer":"At the end of its last fiscal year, Genesis Advisors’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Genesis Advisors?","answer":"Genesis Advisors’ direct owner is Michael Mathioudakis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Genesis Advisors get paid?","answer":"Genesis Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Genesis Advisors registered with the SEC?","answer":"Yes, Genesis Advisors has been registered with the SEC as an investment adviser since 2 December 2025. Its CRD number is 151976 and its SEC file number is 801-134853.","source":"Form ADV Part 1A, Item 1, filed 6 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Genesis Advisors?","answer":"Genesis Advisors’ main office is at 10150 Lantern Road, Suite 175, Fishers, IN 46037. Its phone number is 317-577-6900. Its website is genesisadvisors.net.","source":"Form ADV Part 1A, Item 1.F, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}