{"url":"https://nivawealth.com/firms/generation-investment-management-us-132728","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132728","regulatoryAum":10540987729,"crd":"132728","secFileNumber":"801-63595","legalName":"Generation Investment Management US LLP","displayName":"Generation Investment Management US","website":null,"linkedinUrl":"https://linkedin.com/company/generation-investment-management/","founded":null,"organization":"Delaware limited liability partnership","fiscalYearEnd":"December","headquarters":{"street":"555 Mission Street, Suite 3400","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94105"},"tradeNames":[],"registration":{"secApproved":"22 October 2004","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":27,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10540987729,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":62,"nonAumClients":21},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":8557824810},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":154609730},{"label":"Charitable organizations","clients":null,"regulatoryAum":469452908},{"label":"State or municipal government entities","clients":null,"regulatoryAum":1243060938},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":116039343}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Corporation","shortName":"State Street","location":"Boston, MA","smaAssets":474417269},{"name":"The Bank of New York","shortName":"The Bank of New York","location":"New York, NY","smaAssets":1004965730},{"name":"Jpmorgan Chase Bank","shortName":"J.P. Morgan","location":"Columbus, OH","smaAssets":270649073},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":233130847}],"custodyNote":"Generation Investment Management US has custody of $7.92B for 2 clients.","otherCustodians":[],"leadership":[{"name":"Ghessycka Bennett","title":"Chief Compliance Officer, Chief Operating Officer","crd":"6725082"},{"name":"Albert Gore","title":"Chairman","crd":"4865242"},{"name":"Colin Le Duc","title":"Partner, Head of US Business","crd":"6068664"}],"ownership":[{"label":"Generation Investment Management LLP","detail":"Partner in the 75% or more ownership band and a control person, since August 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"555 Mission Street, Suite 3400","city":"San Francisco","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-619-3242","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":3},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132728/PDF/132728.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Generation Investment Management US have?","answer":"Generation Investment Management US has 4 clients and manages $10.5 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Generation Investment Management US offer?","answer":"Generation Investment Management US provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Generation Investment Management US use?","answer":"Generation Investment Management US’s separately managed account assets are held at The Bank of New York (New York, NY), with $1,004,965,730, State Street Corporation (Boston, MA), with $474,417,269, Jpmorgan Chase Bank (Columbus, OH), with $270,649,073 and The Northern Trust Company (Chicago, IL), with $233,130,847. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Generation Investment Management US have?","answer":"Generation Investment Management US has 0 investment adviser representatives registered with state securities authorities, out of 27 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Generation Investment Management US invest in?","answer":"At the end of its last fiscal year, Generation Investment Management US’s separately managed accounts held 98% exchange-traded equities, 1% non-exchange-traded equities and 1% cash and equivalents. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Generation Investment Management US?","answer":"Generation Investment Management US’s direct owner is Generation Investment Management LLP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Generation Investment Management US get paid?","answer":"Generation Investment Management US is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}