{"url":"https://nivawealth.com/firms/gehrig-capital-management-123250","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/123250","regulatoryAum":203949242,"crd":"123250","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7321481","suffix":null,"lastName":"Gehrig","firstName":"Eric","middleName":"Otto"},{"crd":"5834425","suffix":null,"lastName":"GEHRIG","firstName":"GREGORY","middleName":"GUNTER"},{"crd":"2832804","suffix":null,"lastName":"GEHRIG","firstName":"LOTHAR","middleName":"B"},{"crd":"6134121","suffix":null,"lastName":"MASTELLER","firstName":"ANDREW","middleName":"OTIS"},{"crd":"7321519","suffix":null,"lastName":"Ninkovich","firstName":"Matthew","middleName":"D"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":114000000,"clients":435,"employees":6,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":135000000,"clients":478,"employees":5,"offices":1},{"filedOn":"2023-02-07","regulatoryAum":135000000,"clients":478,"employees":5,"offices":1},{"filedOn":"2024-01-23","regulatoryAum":138000000,"clients":582,"employees":4,"offices":1},{"filedOn":"2025-01-14","regulatoryAum":177380330,"clients":618,"employees":5,"offices":1},{"filedOn":"2026-09-15","regulatoryAum":203949242,"clients":652,"employees":5,"offices":1}],"secFileNumber":"801-120868","legalName":"Gehrig Capital Management, Inc.","displayName":"Gehrig Capital Management","slug":"gehrig-capital-management-123250","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"8001 Broadway, Suite 200","city":"Merrillville","state":"IN","stateName":"Indiana","country":"United States","postalCode":"46410-5546"},"tradeNames":["Gehrig & Homberg, P.C."],"registration":{"secApproved":"16 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":302639.18788819876,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":203949242,"discretionary":203949242,"discretionaryAccounts":1072,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":594,"regulatoryAum":96461925},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":98437712},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":9049605}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013975","versionId":1013975,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-03","documentName":"ADV PART 2A - GEHRIG CAPITAL MANAGEMENT, INC.","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:40:00.552369+00:00","documents":[{"name":"ADV PART 2A - GEHRIG CAPITAL MANAGEMENT, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013975","versionId":1013975,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":203949242}],"custodyNote":"Gehrig Capital Management has custody of $2.08M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Lothar Gehrig","title":"President/Chief Compliance Officer","crd":"2832804"}],"ownership":[{"label":"Lothar Gehrig","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since December 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"8001 Broadway, Suite 200","city":"Merrillville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"219-663-8005","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":95}],"privateFunds":0},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/123250/PDF/123250.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013975","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gehrig Capital Management have?","answer":"Gehrig Capital Management has 652 clients and manages $204 million for them, as of September 2026. They include 594 individual clients, 50 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gehrig Capital Management offer?","answer":"Gehrig Capital Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gehrig Capital Management charge?","answer":"Gehrig Capital Management charges 1.00% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A - GEHRIG CAPITAL MANAGEMENT, INC., filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gehrig Capital Management use?","answer":"Gehrig Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $204M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gehrig Capital Management have?","answer":"Gehrig Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gehrig Capital Management invest in?","answer":"At the end of its last fiscal year, Gehrig Capital Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs) and 5% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gehrig Capital Management?","answer":"Gehrig Capital Management’s direct owner is Lothar Gehrig (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gehrig Capital Management get paid?","answer":"Gehrig Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gehrig Capital Management?","answer":"Gehrig Capital Management’s main office is at 8001 Broadway, Suite 200, Merrillville, IN 46410-5546. Its phone number is 219-663-8005.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}