{"url":"https://nivawealth.com/firms/gebhardt-group-142903","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142903","regulatoryAum":346411082,"crd":"142903","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2737003","suffix":null,"lastName":"GEBHARDT","firstName":"JAMES","middleName":"C"},{"crd":"2733954","suffix":null,"lastName":"GRISHMAN","firstName":"MATTHEW","middleName":"DAVID"},{"crd":"4794867","suffix":null,"lastName":"Keeperman","firstName":"Janine","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-25","regulatoryAum":173223406,"clients":208,"employees":5,"offices":2},{"filedOn":"2022-06-28","regulatoryAum":216835813,"clients":213,"employees":5,"offices":2},{"filedOn":"2023-03-17","regulatoryAum":217957465,"clients":227,"employees":5,"offices":2},{"filedOn":"2024-05-03","regulatoryAum":268904415,"clients":235,"employees":7,"offices":2},{"filedOn":"2025-04-11","regulatoryAum":295168856,"clients":220,"employees":7,"offices":2},{"filedOn":"2026-03-12","regulatoryAum":346411082,"clients":232,"employees":7,"offices":2}],"secFileNumber":"801-80379","legalName":"Gebhardt Group, Inc","displayName":"Gebhardt Group","slug":"gebhardt-group-142903","website":"https://gebhardtgroupinc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/142903/03aed24b20e27349-r1.webp","tone":"dark","width":817,"height":200,"sourceUrl":"https://gebhardtgroupinc.com/","sourceLabel":"Gebhardt Group, INC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"3390 MT. Diablo Boulevard, Suite 250","city":"Lafayette","state":"CA","stateName":"California","country":"United States","postalCode":"94549"},"tradeNames":[],"registration":{"secApproved":"28 October 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1430382.4444444445,"staff":{"employees":7,"advisory":3,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":346411082,"discretionary":344984006,"discretionaryAccounts":776,"nonDiscretionary":1427076,"nonDiscretionaryAccounts":31,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":129,"regulatoryAum":44226868},{"label":"High-net-worth individuals","clients":96,"regulatoryAum":277609182},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":24575032}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017967","versionId":1017967,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-12","documentName":"GEBHARDT GROUP FORM ADV PART 2A - MARCH 2026","fee_rate_low":1.5,"fee_rate_high":1.5,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":15000},{"role":"other","program":"Financial Planning","summary":"Financial planning is charged a minimum hourly fee of $500 or a fixed fee ranging from $1,500 to $150,000, depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017967","versionId":1017967,"submittedOn":"2026-03-12","documentName":"GEBHARDT GROUP FORM ADV PART 2A - MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:12:54.119965+00:00","documents":[{"name":"GEBHARDT GROUP FORM ADV PART 2A - MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017967","versionId":1017967,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":313079828}],"custodyNote":"Gebhardt Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Gebhardt","title":"President, Chief Compliance Officer","crd":"2737003"},{"name":"Matthew Grishman","title":"Principal and Wealth Advisor","crd":"2733954"}],"ownership":[{"label":"James Gebhardt","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since May 2005."},{"label":"Matthew Grishman","detail":"Principal and wealth advisor in the 25% to 50% ownership band and a control person, since January 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"3390 MT. Diablo Boulevard, Suite 250","city":"Lafayette","headquarters":true},{"street":"3400 Douglas BLVD","city":"Roseville"}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-283-9150","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. state and local bonds","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142903/PDF/142903.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017967","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gebhardt Group have?","answer":"Gebhardt Group has 232 clients and manages $346 million for them, as of March 2026. They include 129 individual clients, 96 high-net-worth individuals, and 7 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gebhardt Group offer?","answer":"Gebhardt Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and philanthropic planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gebhardt Group charge?","answer":"Gebhardt Group charges 1.50% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance and has a $15,000 annual minimum.","source":"GEBHARDT GROUP FORM ADV PART 2A - MARCH 2026, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gebhardt Group use?","answer":"Gebhardt Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $313M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gebhardt Group have?","answer":"Gebhardt Group has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gebhardt Group invest in?","answer":"At the end of its last fiscal year, Gebhardt Group’s separately managed accounts held 80% exchange-traded equities, 11% cash and equivalents, 4% state and local bonds, 4% registered funds (mutual funds, ETFs, BDCs) and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gebhardt Group?","answer":"Gebhardt Group’s direct owners are James Gebhardt (75% or more) and Matthew Grishman (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gebhardt Group get paid?","answer":"Gebhardt Group is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gebhardt Group?","answer":"Gebhardt Group’s main office is at 3390 MT. Diablo Boulevard, Suite 250, Lafayette, CA 94549. Its phone number is 925-283-9150. Its website is gebhardtgroupinc.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}