{"url":"https://nivawealth.com/firms/gam-london-limited-110670","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110670","regulatoryAum":9416125148,"crd":"110670","history":[{"filedOn":"2021-03-31","regulatoryAum":22688567274,"clients":65,"employees":89,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":18033382869,"clients":62,"employees":88,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":14292907196,"clients":57,"employees":66,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":20260969267,"clients":55,"employees":56,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":13553386389,"clients":46,"employees":35,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":9416125148,"clients":278,"employees":51,"offices":1}],"secFileNumber":"801-22307","legalName":"Gam London Limited","displayName":"GAM London Limited","slug":"gam-london-limited-110670","website":"https://gam.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"8 Finsbury Circus","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"EC2M 7GB"},"tradeNames":[],"registration":{"secApproved":"2 October 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4790199.697560975,"staff":{"employees":51,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":9416125148,"discretionary":9410508751,"discretionaryAccounts":268,"nonDiscretionary":5616397,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":205,"regulatoryAum":981990938},{"label":"Pooled investment vehicles","clients":37,"regulatoryAum":8272945943},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":34295376},{"label":"Charitable organizations","clients":5,"regulatoryAum":22863584},{"label":"Corporations and other businesses","clients":24,"regulatoryAum":104029307}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Multrees Investor Services Limited","shortName":"Multrees Investor Services Limited","location":"Edinburgh","smaAssets":514430642},{"name":"Caceis Investor Services Bank S.a.","shortName":"Caceis Investor Services Bank S.a.","location":"Esch-Sur-Alzette","smaAssets":160045089},{"name":"Rothschild & Co Bank Ag","shortName":"Rothschild & Co Bank Ag","location":"Zurich","smaAssets":320090177}],"custodyNote":"GAM London Limited has custody of $8.27B in client assets for 37 clients.","otherCustodians":[],"leadership":[{"name":"David Kemp","title":"Director","crd":"7861457"},{"name":"Mark Perry","title":"Compliance Officer","crd":"8226338"},{"name":"Duncan Whale","title":"Director","crd":"7861456"}],"ownership":[{"label":"Gam (U.k.) Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since March 1984."},{"label":"Gam Holding Ag","detail":"Indirect owner: a shareholder of gam (switzerland) holding ag of Gam (Switzerland) Holding Ag in the 75% or more band and a control person, since December 2005.","parent":"Gam (Switzerland) Holding Ag"},{"label":"Gam (Switzerland) Holding Ag","detail":"Indirect owner: shareholder of gam(uk) limited of Gam (U.k.) Limited and a control person, since November 2021.","parent":"Gam (U.k.) Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442074939990","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110670/PDF/110670.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does GAM London Limited have?","answer":"GAM London Limited has 278 clients and manages $9.42 billion for them, as of March 2026. They include 205 high-net-worth individuals, 37 pooled investment vehicles, and 24 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does GAM London Limited offer?","answer":"GAM London Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does GAM London Limited use?","answer":"GAM London Limited’s separately managed account assets are held at Multrees Investor Services Limited (Edinburgh), with $514M, Rothschild & Co Bank Ag (Zurich), with $320M and Caceis Investor Services Bank S.a. (Esch-Sur-Alzette), with $160M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does GAM London Limited have?","answer":"GAM London Limited has 0 investment adviser representatives registered with state securities authorities, out of 51 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does GAM London Limited invest in?","answer":"At the end of its last fiscal year, GAM London Limited’s separately managed accounts held 99% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns GAM London Limited?","answer":"GAM London Limited is owned through a chain of holding companies by Gam Holding Ag. Its direct owner is Gam (U.k.) Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does GAM London Limited get paid?","answer":"GAM London Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact GAM London Limited?","answer":"GAM London Limited’s main office is at 8 Finsbury Circus, London, United Kingdom EC2M 7GB. Its phone number is 442074939990. Its website is gam.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}