{"url":"https://nivawealth.com/firms/gainline-financial-partners-326716","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/326716","regulatoryAum":348643115,"crd":"326716","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7265359","suffix":null,"lastName":"BANDONI","firstName":"EMILY","middleName":"M"},{"crd":"7185795","suffix":null,"lastName":"BARKMEIER","firstName":"CHARLES","middleName":"CLAUDE 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They include 581 high-net-worth individuals and 417 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gainline Financial Partners offer?","answer":"Gainline Financial Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gainline Financial Partners charge?","answer":"Gainline Financial Partners charges up to 1.50% a year for its Investment Management Services. The fee is billed in arrears, has a $5,000 annual minimum and requires an account of at least $500,000.","source":"ADV PART 2A DISCLOSURE BROCHURE, filed 15 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gainline Financial Partners use?","answer":"Gainline Financial Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $346M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gainline Financial Partners have?","answer":"Gainline Financial Partners has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gainline Financial Partners invest in?","answer":"At the end of its last fiscal year, Gainline Financial Partners’ separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 10% pooled vehicles (private funds and similar), 8% cash and equivalents, 6% state and local bonds, 6% investment grade corporate bonds, 2% U.S. government and agency bonds and 1% other. The 1% other category is described as: Alternatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Gainline Financial Partners have a minimum investment?","answer":"Yes, Gainline Financial Partners’ minimum account size for its Investment Management Services is $500K. It charges a $5K annual minimum fee.","source":"ADV PART 2A DISCLOSURE BROCHURE, filed 15 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Gainline Financial Partners?","answer":"Gainline Financial Partners’ direct owners are Charles Barkmeier (50% to 75%) and Paul Rohr (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gainline Financial Partners get paid?","answer":"Gainline Financial Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gainline Financial Partners?","answer":"Gainline Financial Partners’ main office is at 917 Front Street, Suite 160, Louisville, CO 80027. Its phone number is 720-548-4391. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}