{"url":"https://nivawealth.com/firms/g10-capital-limited-269881","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/269881","regulatoryAum":13140707269,"crd":"269881","secFileNumber":"801-106515","legalName":"G10 Capital Limited","displayName":"G10 Capital Limited","website":null,"founded":null,"organization":"corporation organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"4th Floor, 3 More London Riverside","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SE1 2AQ"},"tradeNames":[],"registration":{"secApproved":"11 August 2015","noticeFilings":0,"latestNoticeFiling":null,"inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2015-08-11"}]}},"wealthAumPerClient":5369326,"staff":{"employees":80,"advisory":34,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":13140707269,"discretionaryAccounts":40,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":90,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":5,"regulatoryAum":26846630},{"label":"Pooled investment vehicles","clients":35,"regulatoryAum":13113860639}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"not_processed","checkedAt":"2026-10-16T07:50:26.563089+00:00","documents":[]},"custodians":[],"custodyNote":"G10 Capital Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Niall Markey","title":"Chief Compliance Officer","crd":"4361250"},{"name":"Rachel Aldridge","title":"CEO","crd":"7404470"},{"name":"Thomas Bryant","title":"Director","crd":"8068421"},{"name":"Carol Matthews-Eaton","title":"Director","crd":"8245245"},{"name":"Andrew Shrimpton","title":"Director","crd":"7586906"}],"ownership":[{"label":"Iq Eq Ifg Holdings (uk) Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since November 2018."},{"label":"Iq Eq Group Holdings Sarl","detail":"Indirect owner: a shareholder of Iq Eq Group Participations Sarl in the 75% or more band and a control person, since November 2018.","parent":"Iq Eq Group Participations Sarl"},{"label":"Iq Eq (FNG) Netherlands B.V","detail":"Indirect owner: a shareholder of Iq Eq Ifg Holdings (uk) Limited in the 75% or more band and a control person, since November 2018.","parent":"Iq Eq Ifg Holdings (uk) Limited"},{"label":"Iq Eq Group Participations Sarl","detail":"Indirect owner: a shareholder of Iq Eq (FNG) Netherlands B.V in the 75% or more band and a control person, since November 2018.","parent":"Iq Eq (FNG) Netherlands B.V"},{"label":"Saphilux Sarl","detail":"Indirect owner: a shareholder of Iq Eq Group Holdings Sarl in the 75% or more band and a control person, since November 2018.","parent":"Iq Eq Group Holdings Sarl"},{"label":"Saphimidlux Sarl","detail":"Indirect owner: a shareholder of Saphilux Sarl in the 75% or more band and a control person, since November 2018.","parent":"Saphilux Sarl"},{"label":"Saphitoplux Sca","detail":"Indirect owner: a shareholder of Saphimidlux Sarl in the 75% or more band and a control person, since November 2018.","parent":"Saphimidlux Sarl"},{"label":"Logos TF Sarl","detail":"Indirect owner: a shareholder of Saphitoplux Sca in the 75% or more band and a control person, since March 2022.","parent":"Saphitoplux Sca"},{"label":"Astorg Iq Eq Fund SCSP","detail":"Indirect owner: a shareholder of Logos TF Sarl in the 75% or more band and a control person, since March 2022.","parent":"Logos TF Sarl"},{"label":"Astorg CF I (GP) Sarl","detail":"Indirect owner: gp of Astorg Iq Eq Fund SCSP and a control person, since March 2022.","parent":"Astorg Iq Eq Fund SCSP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442073975450","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":6},{"label":"Other","percent":70,"detail":"Direct Private Equity Holdings"}],"privateFunds":2},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/269881/PDF/269881.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does G10 Capital Limited have?","answer":"G10 Capital Limited has 40 clients and manages $13.1 billion for them, as of March 2026. They include 35 pooled investment vehicles and 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does G10 Capital Limited offer?","answer":"G10 Capital Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does G10 Capital Limited have?","answer":"G10 Capital Limited has 0 investment adviser representatives registered with state securities authorities, out of 80 employees, and 34 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does G10 Capital Limited invest in?","answer":"At the end of its last fiscal year, G10 Capital Limited’s separately managed accounts held 70% other, 22% exchange-traded equities, 6% pooled vehicles (private funds and similar), 1% investment grade corporate bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 70% other category is described as: Direct Private Equity Holdings. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns G10 Capital Limited?","answer":"G10 Capital Limited’s direct owner is Iq Eq Ifg Holdings (uk) Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does G10 Capital Limited get paid?","answer":"G10 Capital Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}