{"url":"https://nivawealth.com/firms/g10-322876","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322876","regulatoryAum":4906344778,"crd":"322876","history":[{"filedOn":"2024-07-01","regulatoryAum":4333224641,"clients":112,"employees":42,"offices":1},{"filedOn":"2025-07-16","regulatoryAum":4344889495,"clients":126,"employees":43,"offices":1},{"filedOn":"2026-07-08","regulatoryAum":4906344778,"clients":138,"employees":49,"offices":1}],"secFileNumber":"801-128984","legalName":"G10 LLC","displayName":"G10","slug":"g10-322876","website":"https://kwiadvisory.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"217 International Circle","city":"Hunt Valley","state":"MD","stateName":"Maryland","country":"United States","postalCode":"21030"},"tradeNames":["Knollwood Investment Advisory, LLC"],"registration":{"secApproved":"30 October 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":999204.2023809524,"staff":{"employees":49,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":4906344778,"discretionary":4903403989,"discretionaryAccounts":177,"nonDiscretionary":2940789,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":84,"regulatoryAum":83933153},{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":4770461473},{"label":"Charitable organizations","clients":6,"regulatoryAum":1145752},{"label":"Corporations and other businesses","clients":31,"regulatoryAum":1627236},{"label":"Other","clients":1,"regulatoryAum":49177164}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Northern Trust Securities, Inc.","shortName":"Northern Trust Securities","location":"Chicago, IL","smaAssets":64973700},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":20807394}],"custodyNote":"G10 has custody of $4.86B for 137 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Irwin","title":"Member of Board of Managers & Chief Executive Offficer","crd":"6220349"},{"name":"Scott Cimino","title":"President","crd":"4995166"},{"name":"Heidi Jose","title":"Chief Financial Officer","crd":"7810934"},{"name":"Jae Chon","title":"Chief Operating Officer","crd":"7815276"},{"name":"Stacy Landsman","title":"Chief Compliance Officer","crd":"3145783"},{"name":"Earl Acquaviva","title":"Secretary","crd":"7619661"},{"name":"Jeffrey Bunting","title":"Member of Board of Managers","crd":"6363571"},{"name":"Marc Bunting","title":"Member of Board of Managers","crd":"6157333"}],"ownership":[{"label":"Knollwood Investment Advisory LLC","detail":"Managing member in the 75% or more ownership band and a control person, since September 2023."},{"label":"Knollwood Investment LLC","detail":"Indirect owner: a member of Knollwood Investment Advisory LLC in the 75% or more band and a control person, since May 2015.","parent":"Knollwood Investment Advisory LLC"},{"label":"Mary Catherine Bunting 2011 Perpetual GST Exemption Trust","detail":"Indirect owner: a managing member of Knollwood Investment LLC in the 75% or more band and a control person, since May 2015.","parent":"Knollwood Investment LLC"},{"label":"Blue Jar PTC, LLC","detail":"Indirect owner: sole trustee of Mary Catherine Bunting 2011 Perpetual GST Exemption Trust and a control person, since December 2014.","parent":"Mary Catherine Bunting 2011 Perpetual GST Exemption Trust"},{"label":"Blue Jar Ownership Trust A","detail":"Indirect owner: a member of Blue Jar PTC, LLC in the 25% to 50% band and a control person, since December 2014.","parent":"Blue Jar PTC, LLC"},{"label":"Blue Jar Ownership Trust B","detail":"Indirect owner: a member of Blue Jar PTC, LLC in the 25% to 50% band and a control person, since December 2014.","parent":"Blue Jar PTC, LLC"},{"label":"Blue Jar Ownership Trust C","detail":"Indirect owner: a member of Blue Jar PTC, LLC in the 25% to 50% band and a control person, since December 2014.","parent":"Blue Jar PTC, LLC"},{"label":"Kevin Irwin","detail":"Indirect owner: sole trustee of Blue Jar Ownership Trust A and a control person, since December 2014. Also sole trustee of Blue Jar Ownership Trust B and a control person, since December 2014. Also sole trustee of Blue Jar Ownership Trust C and a control person, since December 2014.","parent":"Blue Jar Ownership Trust A"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"217 International Circle","city":"Hunt Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"443-541-2440","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":64},{"label":"Other","percent":1,"detail":"Digital Currency/Assets"}],"privateFunds":16},"sources":{"adv1FilingDate":"8 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322876/PDF/322876.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does G10 have?","answer":"G10 has 138 clients and manages $4.91 billion for them, as of July 2026. They include 84 high-net-worth individuals, 31 corporations and other businesses, and 16 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does G10 offer?","answer":"G10 provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does G10 use?","answer":"G10’s separately managed account assets are held at Northern Trust Securities, Inc. (Chicago, IL), with $65M and National Financial Services LLC (Boston, MA), with $20.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does G10 have?","answer":"G10 has 0 investment adviser representatives registered with state securities authorities, out of 49 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does G10 invest in?","answer":"At the end of its last fiscal year, G10’s separately managed accounts held 64% cash and equivalents, 34% exchange-traded equities, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Digital Currency/Assets. It advises 16 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns G10?","answer":"G10 is owned through a chain of holding companies by Blue Jar Ownership Trust B and Blue Jar Ownership Trust C. Its direct owner is Knollwood Investment Advisory LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does G10 get paid?","answer":"G10 is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact G10?","answer":"G10’s main office is at 217 International Circle, Hunt Valley, MD 21030. Its phone number is 443-541-2440. Its website is kwiadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}