{"url":"https://nivawealth.com/firms/fulham-and-co-158374","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158374","regulatoryAum":200165307,"crd":"158374","history":[{"filedOn":"2021-04-21","regulatoryAum":246745066,"clients":8,"employees":11,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":204046140,"clients":8,"employees":11,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":242133869,"clients":8,"employees":13,"offices":2},{"filedOn":"2024-02-07","regulatoryAum":279365187,"clients":9,"employees":11,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":201784802,"clients":9,"employees":11,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":200165307,"clients":8,"employees":11,"offices":2}],"secFileNumber":"801-74066","legalName":"Fulham & Co, Inc.","displayName":"Fulham & Co","slug":"fulham-and-co-158374","website":"https://fulhamco.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Massachusetts corporation","fiscalYearEnd":"December","headquarters":{"street":"593 Washington Street","city":"Wellesley","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02482"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":200165307,"discretionary":200165307,"discretionaryAccounts":8,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":200165307}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Fulham & Co has custody of $200M in client assets for 8 clients.","otherCustodians":[],"leadership":[{"name":"John Fulham","title":"President and Director","crd":"5942003"},{"name":"Andrew Fulham","title":"Chief Compliance Officer and Vice President","crd":"5937014"},{"name":"Timothy Fulham","title":"Treasurer and Director","crd":"5942001"}],"ownership":[{"label":"Timothy Fulham","detail":"Treasurer and director in the 50% to 75% ownership band and a control person, since October 1984."},{"label":"John Fulham","detail":"President and director in the 50% to 75% ownership band and a control person, since October 1971."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":2,"addresses":[{"street":"593 Washington Street","city":"Wellesley","headquarters":true},{"street":"260 Broadway","city":"Methuen"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-235-2266","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":8},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158374/PDF/158374.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fulham & Co have?","answer":"Fulham & Co has 8 clients and manages $200 million for them, as of March 2026. They include 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fulham & Co offer?","answer":"Fulham & Co provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Fulham & Co have?","answer":"Fulham & Co has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fulham & Co?","answer":"Fulham & Co’s direct owners are Timothy Fulham (50% to 75%) and John Fulham (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fulham & Co get paid?","answer":"Fulham & Co is paid through fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fulham & Co?","answer":"Fulham & Co’s main office is at 593 Washington Street, Wellesley, MA 02482. Its phone number is 781-235-2266. Its website is fulhamco.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}