{"url":"https://nivawealth.com/firms/fuerst-financial-group-149172","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149172","regulatoryAum":100887398,"crd":"149172","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1932131","suffix":null,"lastName":"FUERST","firstName":"KEVIN","middleName":"MICHAEL"},{"crd":"5362283","suffix":null,"lastName":"Fuerst","firstName":"Steven","middleName":"M"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136510","legalName":"Fuerst Financial Group, Inc.","displayName":"Fuerst Financial Group","slug":"fuerst-financial-group-149172","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee corporation","fiscalYearEnd":"December","headquarters":{"street":"6005 Century Oaks Drive, Suite 700","city":"Chattanooga","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37416"},"tradeNames":[],"registration":{"secApproved":"15 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":348485.77037037036,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":100887398,"discretionary":100061974,"discretionaryAccounts":493,"nonDiscretionary":825424,"nonDiscretionaryAccounts":49,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":244,"regulatoryAum":47051693},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":47039465},{"label":"Charitable organizations","clients":6,"regulatoryAum":5970816},{"label":"Other","clients":49,"regulatoryAum":825424}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Financial planning is charged a negotiated flat fee, typically $500 to $25,000, or hourly at $250 to $500 for an adviser and $125 to $175 for an assistant.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045296","versionId":1045296,"submittedOn":"2026-05-15","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is charged as a percentage of assets under advisement, an hourly fee, or a flat fee, with a maximum fee of 1.50%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045296","versionId":1045296,"submittedOn":"2026-05-15","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:53:21.126366+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045296","versionId":1045296,"submittedOn":"2026-05-15"}]},"custodians":[{"name":"SEI","shortName":"SEI","location":"Oaks, CA","smaAssets":100061974}],"custodyNote":"Fuerst Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kevin Fuerst","title":"President, CCO, Director, Treasurer","crd":"1932131"},{"name":"Susan Fuerst","title":"Secretary, Director","crd":"4351632"},{"name":"Andi Hull","title":"Director","crd":"4749353"}],"ownership":[{"label":"Kevin Fuerst","detail":"President, cco, director, treasurer in the 50% to 75% ownership band and a control person, since March 1997."},{"label":"Susan Fuerst","detail":"Secretary, director in the 50% to 75% ownership band and a control person, since March 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"6005 Century Oaks Drive, Suite 700","city":"Chattanooga","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"423-899-8555","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. state and local bonds","percent":25},{"label":"Investment grade corporate bonds","percent":6},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"12 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149172/PDF/149172.pdf","brochureDate":"15 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045296","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Fuerst Financial Group have?","answer":"Fuerst Financial Group has 325 clients and manages $101 million for them, as of June 2026. They include 244 individual clients, 49 other clients and 26 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Fuerst Financial Group offer?","answer":"Fuerst Financial Group provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Fuerst Financial Group use?","answer":"Fuerst Financial Group’s separately managed account assets are held at SEI (Oaks, CA), with $100M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Fuerst Financial Group have?","answer":"Fuerst Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Fuerst Financial Group invest in?","answer":"At the end of its last fiscal year, Fuerst Financial Group’s separately managed accounts held 62% exchange-traded equities, 25% state and local bonds, 6% investment grade corporate bonds, 5% cash and equivalents, 1% non-exchange-traded equities and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Fuerst Financial Group?","answer":"Fuerst Financial Group’s direct owners are Kevin Fuerst (50% to 75%) and Susan Fuerst (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 12 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Fuerst Financial Group get paid?","answer":"Fuerst Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Fuerst Financial Group?","answer":"Fuerst Financial Group’s main office is at 6005 Century Oaks Drive, Suite 700, Chattanooga, TN 37416. Its phone number is 423-899-8555.","source":"Form ADV Part 1A, Item 1.F, filed 12 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}