{"url":"https://nivawealth.com/firms/ftv-management-159568","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159568","regulatoryAum":11858092963,"crd":"159568","secFileNumber":"801-135262","legalName":"FTV Management Company LP","displayName":"FTV Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/ftv-capital","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"601 California Street, Floor 19, Floor 19","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94108-2824"},"tradeNames":[],"registration":{"secApproved":"30 January 2026","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":119,"advisory":66,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11858092963,"discretionaryAccounts":18,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":18,"regulatoryAum":11858092963}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"FTV Management has custody of $11.86B for 18 clients.","otherCustodians":[],"leadership":[{"name":"Paul Cabral","title":"Partner, Chief Financial Officer","crd":"6497119"},{"name":"Karen Gilbert","title":"Partner, Chief Operating Officer","crd":"1583145"},{"name":"Daniel Kim","title":"Deputy General Counsel and Chief Compliance Officer","crd":"6683703"},{"name":"Bradford Bernstein","title":"Managing Partner","crd":"1987524"},{"name":"Andrew Fleischman","title":"Partner, General Counsel","crd":"8064617"}],"ownership":[{"label":"Bradford Bernstein","detail":"Managing partner in the 50% to 75% ownership band and a control person, since May 2016. Also a managing member of FTV Management Company GP, LLC in the 50% to 75% band and a control person, since January 2007."},{"label":"FTV Management Holdings, L.P.","detail":"Limited partner in the 75% or more ownership band and a control person, since May 2023."},{"label":"FTV Management Company GP, LLC","detail":"Indirect owner: general partner of FTV Management Feeder, L.P. and a control person, since January 2007.","parent":"FTV Management Feeder, L.P."},{"label":"FTV Management Feeder, L.P.","detail":"Indirect owner: a limited partner of FTV Management Holdings, L.P. in the 75% or more band and a control person, since May 2023.","parent":"FTV Management Holdings, L.P."},{"label":"FTV Pinnacle, L.P.","detail":"Indirect owner: a limited partner of FTV Management Feeder, L.P. in the 75% or more band and a control person, since May 2023.","parent":"FTV Management Feeder, L.P."},{"label":"Kyle Griswold","detail":"Indirect owner: a managing member of FTV Management Company GP, LLC in the 25% to 50% band and a control person, since January 2022.","parent":"FTV Management Company GP, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"601 California Street, Floor 19, Floor 19","city":"San Francisco","headquarters":true}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"10 Titus Road, Unit #5B","city":"Washington Depot"}]},{"state":"New York","offices":1,"addresses":[{"street":"535 Madison Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-229-3000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":18},"sources":{"adv1FilingDate":"2 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159568/PDF/159568.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does FTV Management have?","answer":"FTV Management has 18 clients and manages $11.9 billion for them, as of January 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does FTV Management offer?","answer":"FTV Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does FTV Management have?","answer":"FTV Management has 0 investment adviser representatives registered with state securities authorities, out of 119 employees, and 66 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns FTV Management?","answer":"FTV Management is owned through a chain of holding companies by FTV Pinnacle, L.P. and Kyle Griswold. Its direct owners are Bradford Bernstein (50% to 75%) and FTV Management Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does FTV Management get paid?","answer":"FTV Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/ftv-management-159568/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2021589/000202158926000003/0002021589-26-000003-index.html","totalValue":513789602,"positionCount":1,"top10Share":1,"top10":[{"issuer":"NEPTUNE INS HLDGS INC","titleOfClass":"CL A","cusip":"64073B103","value":513789602,"shares":16310781,"shareType":"SH","priorValue":540661763,"priorShares":22350631}],"positionsListed":1,"positions":[{"issuer":"NEPTUNE INS HLDGS INC","titleOfClass":"CL A","cusip":"64073B103","value":513789602,"shares":16310781,"shareType":"SH","priorValue":540661763,"priorShares":22350631}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}