{"url":"https://nivawealth.com/firms/frazier-financial-consultants-112897","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112897","regulatoryAum":196037319,"crd":"112897","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4411668","suffix":null,"lastName":"FRAZIER","firstName":"DEBORAH","middleName":"JANE"},{"crd":"5392241","suffix":null,"lastName":"FRAZIER","firstName":"RICHARD","middleName":"PATRICK"},{"crd":"7332872","suffix":null,"lastName":"Peck","firstName":"Elizabeth","middleName":"Frazier"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-27","regulatoryAum":146410967,"clients":89,"employees":3,"offices":2},{"filedOn":"2022-02-23","regulatoryAum":164215520,"clients":82,"employees":3,"offices":2},{"filedOn":"2023-03-02","regulatoryAum":143423510,"clients":90,"employees":3,"offices":2},{"filedOn":"2024-04-11","regulatoryAum":160100381,"clients":90,"employees":3,"offices":2},{"filedOn":"2025-02-14","regulatoryAum":184027324,"clients":92,"employees":3,"offices":2},{"filedOn":"2026-02-04","regulatoryAum":196037319,"clients":89,"employees":3,"offices":2}],"secFileNumber":"801-108521","legalName":"Frazier Financial Consultants, LLC","displayName":"Frazier Financial Consultants","slug":"frazier-financial-consultants-112897","website":"https://frazierfinancialconsultants.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/112897/105d00ca7b70fb33-r1.webp","tone":"light","width":678,"height":200,"sourceUrl":"https://frazierfinancialconsultants.com/","sourceLabel":"Frazier Financial Consultants, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"109 Conner Drive, Suite 205","city":"Chapel Hill","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27514"},"tradeNames":[],"registration":{"secApproved":"18 October 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2230364.6091954024,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":196037319,"discretionary":196037319,"discretionaryAccounts":323,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":119},"clientTypes":[{"label":"Individuals (other than HNW)","clients":31,"regulatoryAum":13533811},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":180507910},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":1995598}],"feePrograms":[{"role":"other","program":"Hourly Financial Planning","summary":"Clients who want financial planning services only are billed at $300 per hour in fifteen-minute increments; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006510","versionId":1006510,"submittedOn":"2026-02-04","documentName":"FFC ADV PART 2A ANNUAL AMENDMENT V.02.04.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:14:09.47754+00:00","documents":[{"name":"FFC ADV PART 2A ANNUAL AMENDMENT V.02.04.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006510","versionId":1006510,"submittedOn":"2026-02-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":168380000}],"custodyNote":"Frazier Financial Consultants does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Deborah Frazier","title":"Chief Compliance Officer","crd":"4411668"},{"name":"Richard Frazier","title":"Managing Member / Owner","crd":"5392241"}],"ownership":[{"label":"Richard Frazier","detail":"Managing member / owner in the 75% or more ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"109 Conner Drive, Suite 205","city":"Chapel Hill","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"919-929-6940","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":12,"detail":"Guaranteed Funds (4%) & CD'S (8%)"}],"privateFunds":0},"sources":{"adv1FilingDate":"4 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112897/PDF/112897.pdf","brochureDate":"4 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006510","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Frazier Financial Consultants have?","answer":"Frazier Financial Consultants has 89 clients and manages $196 million for them, as of February 2026. They include 56 high-net-worth individuals, 31 individual clients and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Frazier Financial Consultants offer?","answer":"Frazier Financial Consultants provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Frazier Financial Consultants use?","answer":"Frazier Financial Consultants’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $168M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Frazier Financial Consultants have?","answer":"Frazier Financial Consultants has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Frazier Financial Consultants invest in?","answer":"At the end of its last fiscal year, Frazier Financial Consultants’ separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 12% other, 4% cash and equivalents and 1% state and local bonds. The 12% other category is described as: Guaranteed Funds (4%) & CD'S (8%).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Frazier Financial Consultants?","answer":"Frazier Financial Consultants’ direct owner is Richard Frazier (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Frazier Financial Consultants get paid?","answer":"Frazier Financial Consultants is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Frazier Financial Consultants?","answer":"Frazier Financial Consultants’ main office is at 109 Conner Drive, Suite 205, Chapel Hill, NC 27514. Its phone number is 919-929-6940. Its website is frazierfinancialconsultants.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}